Filed: 5/15/2023ACC: 0001456511-23-000002
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $130.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$130.14M
Total AUM (reported)
7.92M
Total Shares
Allocation by class
COM$130.14M100.0%
Portfolio Concentration
Top 3$46.80M36.0%
4–10$48.23M37.1%
11–25$26.74M20.5%
Rest$8.37M6.4%
Top 3 weight
36.0%
Top 10 weight
73.0%
Voting Authority Distribution
Total shares with voting rights: 7.92M
Sole
Full voting authority
7.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
180.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings47
Rows:
OAKTREE SPECIALTY LENDING CORP
SOLEShares875.97K
TypeSH
Market value$16.44M
12.63%
Sole
875.97K
Shared
0.00
None
0.00
DORCHESTER MINERALS LP COM UNI
SOLEShares503.31K
TypeSH
Market value$15.24M
11.71%
Sole
503.31K
Shared
0.00
None
0.00
TRINITY CAPITAL INC.
SOLEShares1.19M
TypeSH
Market value$15.12M
11.61%
Sole
1.19M
Shared
0.00
None
30.00
SIXTH STREET SPECIALTY LENDING
SOLEShares599.41K
TypeSH
Market value$10.97M
8.43%
Sole
599.41K
Shared
0.00
None
0.00
EXXON MOBIL CORP COM
SOLEShares84.52K
TypeSH
Market value$9.27M
7.12%
Sole
84.52K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares472.17K
TypeSH
Market value$8.63M
6.63%
Sole
472.17K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC.
SOLEShares430.67K
TypeSH
Market value$5.88M
4.52%
Sole
430.67K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP.
SOLEShares306.41K
TypeSH
Market value$5.51M
4.24%
Sole
306.41K
Shared
0.00
None
0.00
BARINGS PARTICIPATION INVESTOR
SOLEShares383.73K
TypeSH
Market value$4.92M
3.78%
Sole
383.73K
Shared
0.00
None
0.00
FS KKR CAPITAL CORPORATION
SOLEShares165.20K
TypeSH
Market value$3.06M
2.35%
Sole
165.20K
Shared
0.00
None
0.00
180 DEGREE CAPITAL CORP.
SOLEShares564.37K
TypeSH
Market value$2.84M
2.18%
Sole
564.37K
Shared
0.00
None
0.00
ARES COMMERCIAL REAL ESTATE CO
SOLEShares261.06K
TypeSH
Market value$2.37M
1.82%
Sole
261.06K
Shared
0.00
None
0.00
T ROWE PRICE GROUP INC
SOLEShares20.82K
TypeSH
Market value$2.35M
1.81%
Sole
20.82K
Shared
0.00
None
0.00
APPLE INC.
SOLEShares13.72K
TypeSH
Market value$2.26M
1.74%
Sole
13.72K
Shared
0.00
None
0.00
ALLISON TRANSMISSION HOLDINGS,
SOLEShares46.92K
TypeSH
Market value$2.12M
1.63%
Sole
46.92K
Shared
0.00
None
0.00
CITIZENS FINANCIAL GROUP, INC.
SOLEShares66.69K
TypeSH
Market value$2.02M
1.56%
Sole
66.69K
Shared
0.00
None
0.00
MAIN STREET CAPITAL CORP
SOLEShares42.06K
TypeSH
Market value$1.66M
1.27%
Sole
42.06K
Shared
0.00
None
0.00
FIRST FINANCIAL NORTHWEST, INC
SOLEShares129.45K
TypeSH
Market value$1.65M
1.27%
Sole
129.45K
Shared
0.00
None
0.00
EQUITABLE HOLDINGS, INC.
SOLEShares65.01K
TypeSH
Market value$1.65M
1.27%
Sole
65.01K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES, INC.
SOLEShares738.58K
TypeSH
Market value$1.59M
1.22%
Sole
738.58K
Shared
0.00
None
0.00
RUNWAY GROWTH FINANCE CORP.
SOLEShares118.41K
TypeSH
Market value$1.44M
1.10%
Sole
118.41K
Shared
0.00
None
0.00
CARLYLE SECURED LENDING INC.
SOLEShares94.82K
TypeSH
Market value$1.29M
0.99%
Sole
94.82K
Shared
0.00
None
0.00
TPG RE FINANCE TRUST
SOLEShares173.87K
TypeSH
Market value$1.26M
0.97%
Sole
173.72K
Shared
0.00
None
150.00
BARINGS CORPORATE INVESTORS
SOLEShares83.69K
TypeSH
Market value$1.18M
0.91%
Sole
83.69K
Shared
0.00
None
0.00
VERSABANK
SOLEShares142.06K
TypeSH
Market value$1.05M
0.80%
Sole
142.06K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OAKTREE SPECIALTY LENDING CORPSOLE | COM | 875.97K | SH | $16.44M 12.63% | 875.97K | 0.00 | 0.00 |
DORCHESTER MINERALS LP COM UNISOLE | COM | 503.31K | SH | $15.24M 11.71% | 503.31K | 0.00 | 0.00 |
TRINITY CAPITAL INC.SOLE | COM | 1.19M | SH | $15.12M 11.61% | 1.19M | 0.00 | 30.00 |
SIXTH STREET SPECIALTY LENDINGSOLE | COM | 599.41K | SH | $10.97M 8.43% | 599.41K | 0.00 | 0.00 |
EXXON MOBIL CORP COMSOLE | COM | 84.52K | SH | $9.27M 7.12% | 84.52K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 472.17K | SH | $8.63M 6.63% | 472.17K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INC.SOLE | COM | 430.67K | SH | $5.88M 4.52% | 430.67K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORP.SOLE | COM | 306.41K | SH | $5.51M 4.24% | 306.41K | 0.00 | 0.00 |
BARINGS PARTICIPATION INVESTORSOLE | COM | 383.73K | SH | $4.92M 3.78% | 383.73K | 0.00 | 0.00 |
FS KKR CAPITAL CORPORATIONSOLE | COM | 165.20K | SH | $3.06M 2.35% | 165.20K | 0.00 | 0.00 |
180 DEGREE CAPITAL CORP.SOLE | COM | 564.37K | SH | $2.84M 2.18% | 564.37K | 0.00 | 0.00 |
ARES COMMERCIAL REAL ESTATE COSOLE | COM | 261.06K | SH | $2.37M 1.82% | 261.06K | 0.00 | 0.00 |
T ROWE PRICE GROUP INCSOLE | COM | 20.82K | SH | $2.35M 1.81% | 20.82K | 0.00 | 0.00 |
APPLE INC.SOLE | COM | 13.72K | SH | $2.26M 1.74% | 13.72K | 0.00 | 0.00 |
ALLISON TRANSMISSION HOLDINGS,SOLE | COM | 46.92K | SH | $2.12M 1.63% | 46.92K | 0.00 | 0.00 |
CITIZENS FINANCIAL GROUP, INC.SOLE | COM | 66.69K | SH | $2.02M 1.56% | 66.69K | 0.00 | 0.00 |
MAIN STREET CAPITAL CORPSOLE | COM | 42.06K | SH | $1.66M 1.27% | 42.06K | 0.00 | 0.00 |
FIRST FINANCIAL NORTHWEST, INCSOLE | COM | 129.45K | SH | $1.65M 1.27% | 129.45K | 0.00 | 0.00 |
EQUITABLE HOLDINGS, INC.SOLE | COM | 65.01K | SH | $1.65M 1.27% | 65.01K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES, INC.SOLE | COM | 738.58K | SH | $1.59M 1.22% | 738.58K | 0.00 | 0.00 |
RUNWAY GROWTH FINANCE CORP.SOLE | COM | 118.41K | SH | $1.44M 1.10% | 118.41K | 0.00 | 0.00 |
CARLYLE SECURED LENDING INC.SOLE | COM | 94.82K | SH | $1.29M 0.99% | 94.82K | 0.00 | 0.00 |
TPG RE FINANCE TRUSTSOLE | COM | 173.87K | SH | $1.26M 0.97% | 173.72K | 0.00 | 150.00 |
BARINGS CORPORATE INVESTORSSOLE | COM | 83.69K | SH | $1.18M 0.91% | 83.69K | 0.00 | 0.00 |
VERSABANKSOLE | COM | 142.06K | SH | $1.05M 0.80% | 142.06K | 0.00 | 0.00 |
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