Filed: 2/14/2023ACC: 0001456511-23-000001
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $125.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$125.4K
Total AUM (reported)
9.30M
Total Shares
Allocation by class
COM$125.4K100.0%
Portfolio Concentration
Top 3$45.4K36.2%
4–10$47.2K37.6%
11–25$25.9K20.6%
Rest$7.0K5.6%
Top 3 weight
36.2%
Top 10 weight
73.8%
Voting Authority Distribution
Total shares with voting rights: 9.30M
Sole
Full voting authority
9.28M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.51K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings44
Rows:
OAKTREE SPECIALTY LENDING CORP
SOLEShares2.56M
TypeSH
Market value$17.6K
14.03%
Sole
2.56M
Shared
0.00
None
400.00
DORCHESTER MINERALS LP COM UNI
SOLEShares505.56K
TypeSH
Market value$15.1K
12.06%
Sole
505.06K
Shared
0.00
None
500.00
TRINITY CAPITAL INC.
SOLEShares1.16M
TypeSH
Market value$12.6K
10.07%
Sole
1.15M
Shared
0.00
None
5.28K
SIXTH STREET SPECIALTY LENDING
SOLEShares590.21K
TypeSH
Market value$10.5K
8.38%
Sole
588.11K
Shared
0.00
None
2.10K
EXXON MOBIL CORP COM
SOLEShares84.23K
TypeSH
Market value$9.3K
7.41%
Sole
84.23K
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares475.86K
TypeSH
Market value$8.8K
7.01%
Sole
475.86K
Shared
0.00
None
0.00
GOLDMAN SACHS BDC INC.
SOLEShares405.95K
TypeSH
Market value$5.6K
4.44%
Sole
405.95K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP.
SOLEShares310.09K
TypeSH
Market value$5.3K
4.21%
Sole
310.09K
Shared
0.00
None
0.00
BARINGS PARTICIPATION INVESTOR
SOLEShares384.41K
TypeSH
Market value$4.7K
3.78%
Sole
384.41K
Shared
0.00
None
0.00
180 DEGREE CAPITAL CORP.
SOLEShares568.37K
TypeSH
Market value$3.0K
2.39%
Sole
566.97K
Shared
0.00
None
1.40K
FS KKR CAPITAL CORPORATION
SOLEShares164.84K
TypeSH
Market value$2.9K
2.30%
Sole
164.84K
Shared
0.00
None
0.00
ALLIANCEBERNSTEIN HLDG LP
SOLEShares73.63K
TypeSH
Market value$2.5K
2.02%
Sole
73.63K
Shared
0.00
None
0.00
CITIZENS FINANCIAL GROUP, INC.
SOLEShares61.69K
TypeSH
Market value$2.4K
1.94%
Sole
61.29K
Shared
0.00
None
400.00
T ROWE PRICE GROUP INC
SOLEShares21.15K
TypeSH
Market value$2.3K
1.84%
Sole
21.09K
Shared
0.00
None
65.00
APPLE INC.
SOLEShares15.99K
TypeSH
Market value$2.1K
1.66%
Sole
15.99K
Shared
0.00
None
0.00
FIRST FINANCIAL NORTHWEST, INC
SOLEShares133.71K
TypeSH
Market value$2.0K
1.60%
Sole
133.26K
Shared
0.00
None
450.00
EQUITABLE HOLDINGS, INC.
SOLEShares65.13K
TypeSH
Market value$1.9K
1.49%
Sole
64.51K
Shared
0.00
None
625.00
POSTAL REALTY TRUST, INC. CLAS
SOLEShares114.75K
TypeSH
Market value$1.7K
1.33%
Sole
114.75K
Shared
0.00
None
0.00
NETWORK-1 TECHNOLOGIES, INC.
SOLEShares738.58K
TypeSH
Market value$1.6K
1.29%
Sole
738.58K
Shared
0.00
None
0.00
FRANKLIN FINANCIAL SERVICES CO
SOLEShares38.02K
TypeSH
Market value$1.4K
1.09%
Sole
38.02K
Shared
0.00
None
0.00
TPG RE FINANCE TRUST
SOLEShares174.72K
TypeSH
Market value$1.2K
0.95%
Sole
174.32K
Shared
0.00
None
400.00
BARINGS CORPORATE INVESTORS
SOLEShares83.82K
TypeSH
Market value$1.2K
0.93%
Sole
83.82K
Shared
0.00
None
0.00
VERSABANK
SOLEShares142.51K
TypeSH
Market value$1.1K
0.85%
Sole
142.51K
Shared
0.00
None
0.00
PEAPACK-GLADSTONE FINANCIAL CO
SOLEShares24.45K
TypeSH
Market value$910.00
0.73%
Sole
24.41K
Shared
0.00
None
45.00
RUNWAY GROWTH FINANCE CORP.
SOLEShares69.11K
TypeSH
Market value$800.00
0.64%
Sole
69.11K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OAKTREE SPECIALTY LENDING CORPSOLE | COM | 2.56M | SH | $17.6K 14.03% | 2.56M | 0.00 | 400.00 |
DORCHESTER MINERALS LP COM UNISOLE | COM | 505.56K | SH | $15.1K 12.06% | 505.06K | 0.00 | 500.00 |
TRINITY CAPITAL INC.SOLE | COM | 1.16M | SH | $12.6K 10.07% | 1.15M | 0.00 | 5.28K |
SIXTH STREET SPECIALTY LENDINGSOLE | COM | 590.21K | SH | $10.5K 8.38% | 588.11K | 0.00 | 2.10K |
EXXON MOBIL CORP COMSOLE | COM | 84.23K | SH | $9.3K 7.41% | 84.23K | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | COM | 475.86K | SH | $8.8K 7.01% | 475.86K | 0.00 | 0.00 |
GOLDMAN SACHS BDC INC.SOLE | COM | 405.95K | SH | $5.6K 4.44% | 405.95K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORP.SOLE | COM | 310.09K | SH | $5.3K 4.21% | 310.09K | 0.00 | 0.00 |
BARINGS PARTICIPATION INVESTORSOLE | COM | 384.41K | SH | $4.7K 3.78% | 384.41K | 0.00 | 0.00 |
180 DEGREE CAPITAL CORP.SOLE | COM | 568.37K | SH | $3.0K 2.39% | 566.97K | 0.00 | 1.40K |
FS KKR CAPITAL CORPORATIONSOLE | COM | 164.84K | SH | $2.9K 2.30% | 164.84K | 0.00 | 0.00 |
ALLIANCEBERNSTEIN HLDG LPSOLE | COM | 73.63K | SH | $2.5K 2.02% | 73.63K | 0.00 | 0.00 |
CITIZENS FINANCIAL GROUP, INC.SOLE | COM | 61.69K | SH | $2.4K 1.94% | 61.29K | 0.00 | 400.00 |
T ROWE PRICE GROUP INCSOLE | COM | 21.15K | SH | $2.3K 1.84% | 21.09K | 0.00 | 65.00 |
APPLE INC.SOLE | COM | 15.99K | SH | $2.1K 1.66% | 15.99K | 0.00 | 0.00 |
FIRST FINANCIAL NORTHWEST, INCSOLE | COM | 133.71K | SH | $2.0K 1.60% | 133.26K | 0.00 | 450.00 |
EQUITABLE HOLDINGS, INC.SOLE | COM | 65.13K | SH | $1.9K 1.49% | 64.51K | 0.00 | 625.00 |
POSTAL REALTY TRUST, INC. CLASSOLE | COM | 114.75K | SH | $1.7K 1.33% | 114.75K | 0.00 | 0.00 |
NETWORK-1 TECHNOLOGIES, INC.SOLE | COM | 738.58K | SH | $1.6K 1.29% | 738.58K | 0.00 | 0.00 |
FRANKLIN FINANCIAL SERVICES COSOLE | COM | 38.02K | SH | $1.4K 1.09% | 38.02K | 0.00 | 0.00 |
TPG RE FINANCE TRUSTSOLE | COM | 174.72K | SH | $1.2K 0.95% | 174.32K | 0.00 | 400.00 |
BARINGS CORPORATE INVESTORSSOLE | COM | 83.82K | SH | $1.2K 0.93% | 83.82K | 0.00 | 0.00 |
VERSABANKSOLE | COM | 142.51K | SH | $1.1K 0.85% | 142.51K | 0.00 | 0.00 |
PEAPACK-GLADSTONE FINANCIAL COSOLE | COM | 24.45K | SH | $910.00 0.73% | 24.41K | 0.00 | 45.00 |
RUNWAY GROWTH FINANCE CORP.SOLE | COM | 69.11K | SH | $800.00 0.64% | 69.11K | 0.00 | 0.00 |
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