Filed: 11/14/2022ACC: 0001456511-22-000005
📋 What this filing means
GREENWICH INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 49 equity positions with a total reported market value of $127.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
49
Positions
$127.4K
Total AUM (reported)
9.68M
Total Shares
Allocation by class
COM$127.4K100.0%
Portfolio Concentration
Top 3$37.6K29.5%
4–10$43.7K34.3%
11–25$35.1K27.5%
Rest$11.0K8.7%
Top 3 weight
29.5%
Top 10 weight
63.8%
Voting Authority Distribution
Total shares with voting rights: 9.68M
Sole
Full voting authority
9.65M
shares
% of voting shares99.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.66K
shares
% of voting shares0.3%
Investment Discretion (by position count)
Sole49
Shared0
Other0
Dominant voting typeSole · 99.7% of voting shares
Institutional Holdings49
Rows:
OAKTREE SPECIALTY LENDING CORP
SOLEShares2.55M
TypeSH
Market value$15.3K
11.99%
Sole
2.55M
Shared
0.00
None
400.00
DORCHESTER MINERALS LP COM UNI
SOLEShares529.78K
TypeSH
Market value$13.2K
10.39%
Sole
529.28K
Shared
0.00
None
500.00
SIXTH STREET SPECIALTY LENDING
SOLEShares555.71K
TypeSH
Market value$9.1K
7.13%
Sole
553.61K
Shared
0.00
None
2.10K
ARES CAPITAL CORP
SOLEShares479.71K
TypeSH
Market value$8.1K
6.36%
Sole
479.71K
Shared
0.00
None
0.00
EXXON MOBIL CORP COM
SOLEShares82.77K
TypeSH
Market value$7.2K
5.67%
Sole
82.77K
Shared
0.00
None
0.00
TRINITY CAPITAL INC.
SOLEShares544.16K
TypeSH
Market value$6.8K
5.35%
Sole
540.03K
Shared
0.00
None
4.13K
GOLDMAN SACHS BDC INC.
SOLEShares455.54K
TypeSH
Market value$6.6K
5.17%
Sole
455.54K
Shared
0.00
None
0.00
ARROWMARK FINANCIAL CORP.
SOLEShares320.04K
TypeSH
Market value$5.5K
4.33%
Sole
320.04K
Shared
0.00
None
0.00
PENNYMAC MTG INVT TR
SOLEShares428.99K
TypeSH
Market value$5.1K
3.97%
Sole
428.99K
Shared
0.00
None
0.00
BARINGS PARTICIPATION INVESTOR
SOLEShares390.15K
TypeSH
Market value$4.4K
3.47%
Sole
390.15K
Shared
0.00
None
0.00
ENTERPRISE PRODS PARTNERS LP C
SOLEShares184.90K
TypeSH
Market value$4.4K
3.45%
Sole
184.90K
Shared
0.00
None
0.00
180 DEGREE CAPITAL CORP.
SOLEShares590.04K
TypeSH
Market value$3.2K
2.54%
Sole
588.64K
Shared
0.00
None
1.40K
ALLIANCEBERNSTEIN HLDG LP
SOLEShares88.77K
TypeSH
Market value$3.1K
2.44%
Sole
88.77K
Shared
0.00
None
0.00
FS KKR CAPITAL CORPORATION
SOLEShares156.53K
TypeSH
Market value$2.7K
2.08%
Sole
156.53K
Shared
0.00
None
0.00
CITIZENS FINANCIAL GROUP, INC.
SOLEShares76.57K
TypeSH
Market value$2.6K
2.07%
Sole
76.17K
Shared
0.00
None
400.00
VERSABANK
SOLEShares334.45K
TypeSH
Market value$2.3K
1.83%
Sole
332.65K
Shared
0.00
None
1.80K
T ROWE PRICE GROUP INC
SOLEShares22.17K
TypeSH
Market value$2.3K
1.83%
Sole
22.10K
Shared
0.00
None
65.00
APPLE INC.
SOLEShares16.01K
TypeSH
Market value$2.2K
1.74%
Sole
16.01K
Shared
0.00
None
0.00
POSTAL REALTY TRUST, INC. CLAS
SOLEShares150.12K
TypeSH
Market value$2.2K
1.73%
Sole
150.12K
Shared
0.00
None
0.00
FIRST FINANCIAL NORTHWEST, INC
SOLEShares135.73K
TypeSH
Market value$2.0K
1.58%
Sole
135.28K
Shared
0.00
None
450.00
ZIONS BANCORPORATION N.A.
SOLEShares37.18K
TypeSH
Market value$1.9K
1.48%
Sole
36.95K
Shared
0.00
None
225.00
NETWORK-1 TECHNOLOGIES, INC.
SOLEShares796.24K
TypeSH
Market value$1.8K
1.41%
Sole
796.24K
Shared
0.00
None
0.00
EQUITABLE HOLDINGS, INC.
SOLEShares66.13K
TypeSH
Market value$1.7K
1.37%
Sole
65.51K
Shared
0.00
None
625.00
TPG RE FINANCE TRUST
SOLEShares184.64K
TypeSH
Market value$1.3K
1.01%
Sole
184.24K
Shared
0.00
None
400.00
FRANKLIN FINANCIAL SERVICES CO
SOLEShares38.92K
TypeSH
Market value$1.2K
0.96%
Sole
38.92K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OAKTREE SPECIALTY LENDING CORPSOLE | COM | 2.55M | SH | $15.3K 11.99% | 2.55M | 0.00 | 400.00 |
DORCHESTER MINERALS LP COM UNISOLE | COM | 529.78K | SH | $13.2K 10.39% | 529.28K | 0.00 | 500.00 |
SIXTH STREET SPECIALTY LENDINGSOLE | COM | 555.71K | SH | $9.1K 7.13% | 553.61K | 0.00 | 2.10K |
ARES CAPITAL CORPSOLE | COM | 479.71K | SH | $8.1K 6.36% | 479.71K | 0.00 | 0.00 |
EXXON MOBIL CORP COMSOLE | COM | 82.77K | SH | $7.2K 5.67% | 82.77K | 0.00 | 0.00 |
TRINITY CAPITAL INC.SOLE | COM | 544.16K | SH | $6.8K 5.35% | 540.03K | 0.00 | 4.13K |
GOLDMAN SACHS BDC INC.SOLE | COM | 455.54K | SH | $6.6K 5.17% | 455.54K | 0.00 | 0.00 |
ARROWMARK FINANCIAL CORP.SOLE | COM | 320.04K | SH | $5.5K 4.33% | 320.04K | 0.00 | 0.00 |
PENNYMAC MTG INVT TRSOLE | COM | 428.99K | SH | $5.1K 3.97% | 428.99K | 0.00 | 0.00 |
BARINGS PARTICIPATION INVESTORSOLE | COM | 390.15K | SH | $4.4K 3.47% | 390.15K | 0.00 | 0.00 |
ENTERPRISE PRODS PARTNERS LP CSOLE | COM | 184.90K | SH | $4.4K 3.45% | 184.90K | 0.00 | 0.00 |
180 DEGREE CAPITAL CORP.SOLE | COM | 590.04K | SH | $3.2K 2.54% | 588.64K | 0.00 | 1.40K |
ALLIANCEBERNSTEIN HLDG LPSOLE | COM | 88.77K | SH | $3.1K 2.44% | 88.77K | 0.00 | 0.00 |
FS KKR CAPITAL CORPORATIONSOLE | COM | 156.53K | SH | $2.7K 2.08% | 156.53K | 0.00 | 0.00 |
CITIZENS FINANCIAL GROUP, INC.SOLE | COM | 76.57K | SH | $2.6K 2.07% | 76.17K | 0.00 | 400.00 |
VERSABANKSOLE | COM | 334.45K | SH | $2.3K 1.83% | 332.65K | 0.00 | 1.80K |
T ROWE PRICE GROUP INCSOLE | COM | 22.17K | SH | $2.3K 1.83% | 22.10K | 0.00 | 65.00 |
APPLE INC.SOLE | COM | 16.01K | SH | $2.2K 1.74% | 16.01K | 0.00 | 0.00 |
POSTAL REALTY TRUST, INC. CLASSOLE | COM | 150.12K | SH | $2.2K 1.73% | 150.12K | 0.00 | 0.00 |
FIRST FINANCIAL NORTHWEST, INCSOLE | COM | 135.73K | SH | $2.0K 1.58% | 135.28K | 0.00 | 450.00 |
ZIONS BANCORPORATION N.A.SOLE | COM | 37.18K | SH | $1.9K 1.48% | 36.95K | 0.00 | 225.00 |
NETWORK-1 TECHNOLOGIES, INC.SOLE | COM | 796.24K | SH | $1.8K 1.41% | 796.24K | 0.00 | 0.00 |
EQUITABLE HOLDINGS, INC.SOLE | COM | 66.13K | SH | $1.7K 1.37% | 65.51K | 0.00 | 625.00 |
TPG RE FINANCE TRUSTSOLE | COM | 184.64K | SH | $1.3K 1.01% | 184.24K | 0.00 | 400.00 |
FRANKLIN FINANCIAL SERVICES COSOLE | COM | 38.92K | SH | $1.2K 0.96% | 38.92K | 0.00 | 0.00 |
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