GOODWIN DANIEL L

PrivateCIK: 1119191

Location

OAK BROOK, IL

Positions

$206.81M

Total AUM (reported)

7.90M

Total Shares

Allocation by class

COM NEW$113.42M54.8%

COM$61.31M29.6%

TR UNIT$10.76M5.2%

CAP STK CL C$5.57M2.7%

UT SER 1$2.99M1.4%

SH BEN INT$2.65M1.3%

UNIT SER 1$2.07M1.0%

Portfolio Concentration

Top 3$126.29M61.1%

4–10$26.00M12.6%

11–25$26.03M12.6%

Rest$28.49M13.8%

Top 3 weight

61.1%

Top 10 weight

73.6%

Voting Authority Distribution

Total shares with voting rights: 7.90M

Sole

Full voting authority

3.34M

% of voting shares42.2%

Shared

Joint voting authority

4.57M

% of voting shares57.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other94

Dominant voting typeShared · 57.8% of voting shares

Institutional Holdings94

Rows:

KITE RLTY GROUP TR

DFND

COM NEW

Shares5.13M

TypeSH

Market value$109.97M

53.17%

Sole

1.43M

Shared

3.70M

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares25.17K

TypeSH

Market value$10.76M

5.20%

Sole

13.06K

Shared

12.11K

None

0.00

ALPHABET INC

DFND

CAP STK CL C

Shares42.22K

TypeSH

Market value$5.57M

2.69%

Sole

15.10K

Shared

27.12K

None

0.00

UNITEDHEALTH GROUP INC

DFND

COM

Shares10.18K

TypeSH

Market value$5.13M

2.48%

Sole

9.43K

Shared

750.00

None

0.00

AMAZON COM INC

DFND

COM

Shares34.66K

TypeSH

Market value$4.41M

2.13%

Sole

22.02K

Shared

12.63K

None

0.00

JPMORGAN CHASE & CO

DFND

COM

Shares27.45K

TypeSH

Market value$3.98M

1.92%

Sole

25K

Shared

2.45K

None

0.00

MARATHON PETE CORP

DFND

COM

Shares24.90K

TypeSH

Market value$3.77M

1.82%

Sole

24.90K

Shared

0.00

None

0.00

MICROSOFT CORP

DFND

COM

Shares9.70K

TypeSH

Market value$3.06M

1.48%

Sole

3.60K

Shared

6.09K

None

0.00

SPDR DOW JONES INDL AVERAGE

DFND

UT SER 1

Shares8.93K

TypeSH

Market value$2.99M

1.45%

Sole

2.92K

Shared

6.01K

None

0.00

NUVEEN AMT FREE MUN CR INC F

DFND

COM

Shares257.98K

TypeSH

Market value$2.66M

1.29%

Sole

224.10K

Shared

33.88K

None

0.00

NVIDIA CORPORATION

DFND

COM

Shares5.58K

TypeSH

Market value$2.43M

1.17%

Sole

1.10K

Shared

4.48K

None

0.00

PALO ALTO NETWORKS INC

DFND

COM

Shares10.26K

TypeSH

Market value$2.40M

1.16%

Sole

2.55K

Shared

7.71K

None

0.00

APPLE INC

DFND

COM

Shares13.50K

TypeSH

Market value$2.31M

1.12%

Sole

4.75K

Shared

8.75K

None

0.00

GOLDMAN SACHS GROUP INC

DFND

COM

Shares6.65K

TypeSH

Market value$2.15M

1.04%

Sole

6.30K

Shared

350.00

None

0.00

QUALCOMM INC

DFND

COM

Shares18.72K

TypeSH

Market value$2.08M

1.01%

Sole

16.64K

Shared

2.08K

None

0.00

INVESCO QQQ TR

DFND

UNIT SER 1

Shares5.78K

TypeSH

Market value$2.07M

1.00%

Sole

2.90K

Shared

2.88K

None

0.00

BANK AMERICA CORP

DFND

7.25%CNV PFD L

Shares1.64K

TypeSH

Market value$1.82M

0.88%

Sole

600.00

Shared

1.04K

None

0.00

MORGAN STANLEY

DFND

COM NEW

Shares22K

TypeSH

Market value$1.80M

0.87%

Sole

22K

Shared

0.00

None

0.00

GREYSTONE HOUSING IMPACT INV

DFND

BEN UNIT CTF

Shares104.44K

TypeSH

Market value$1.61M

0.78%

Sole

78.20K

Shared

26.25K

None

0.00

NUVEEN AMT FREE QLTY MUN INCME

DFND

COM

Shares156.33K

TypeSH

Market value$1.51M

0.73%

Sole

135.14K

Shared

21.19K

None

0.00

NUVEEN MUNICIPAL CREDIT INC

DFND

COM SH BEN INT

Shares122.66K

TypeSH

Market value$1.28M

0.62%

Sole

86.09K

Shared

36.57K

None

0.00

NUVEEN QUALITY MUNCP INCOME

DFND

COM

Shares124.24K

TypeSH

Market value$1.26M

0.61%

Sole

92.50K

Shared

31.74K

None

0.00

INVESCO VALUE MUN INCOME TR

DFND

COM

Shares114.19K

TypeSH

Market value$1.19M

0.57%

Sole

110.40K

Shared

3.78K

None

0.00

INVENTRUST PPTYS CORP

OTR

COM NEW

Shares45.97K

TypeSH

Market value$1.09M

0.53%

Sole

0.00

Shared

45.97K

None

0.00

BLACKROCK MUNIHOLDINGS FD IN

DFND

COM

Shares99.06K

TypeSH

Market value$1.02M

0.49%

Sole

60.85K

Shared

38.20K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
KITE RLTY GROUP TRDFND	COM NEW	5.13M	SH	$109.97M 53.17%	1.43M	3.70M
SPDR S&P 500 ETF TRDFND	TR UNIT	25.17K	SH	$10.76M 5.20%	13.06K	12.11K
ALPHABET INCDFND	CAP STK CL C	42.22K	SH	$5.57M 2.69%	15.10K	27.12K
UNITEDHEALTH GROUP INCDFND	COM	10.18K	SH	$5.13M 2.48%	9.43K	750.00
AMAZON COM INCDFND	COM	34.66K	SH	$4.41M 2.13%	22.02K	12.63K
JPMORGAN CHASE & CODFND	COM	27.45K	SH	$3.98M 1.92%	25K	2.45K
MARATHON PETE CORPDFND	COM	24.90K	SH	$3.77M 1.82%	24.90K	0.00
MICROSOFT CORPDFND	COM	9.70K	SH	$3.06M 1.48%	3.60K	6.09K
SPDR DOW JONES INDL AVERAGEDFND	UT SER 1	8.93K	SH	$2.99M 1.45%	2.92K	6.01K
NUVEEN AMT FREE MUN CR INC FDFND	COM	257.98K	SH	$2.66M 1.29%	224.10K	33.88K
NVIDIA CORPORATIONDFND	COM	5.58K	SH	$2.43M 1.17%	1.10K	4.48K
PALO ALTO NETWORKS INCDFND	COM	10.26K	SH	$2.40M 1.16%	2.55K	7.71K
APPLE INCDFND	COM	13.50K	SH	$2.31M 1.12%	4.75K	8.75K
GOLDMAN SACHS GROUP INCDFND	COM	6.65K	SH	$2.15M 1.04%	6.30K	350.00
QUALCOMM INCDFND	COM	18.72K	SH	$2.08M 1.01%	16.64K	2.08K
INVESCO QQQ TRDFND	UNIT SER 1	5.78K	SH	$2.07M 1.00%	2.90K	2.88K
BANK AMERICA CORPDFND	7.25%CNV PFD L	1.64K	SH	$1.82M 0.88%	600.00	1.04K
MORGAN STANLEYDFND	COM NEW	22K	SH	$1.80M 0.87%	22K	0.00
GREYSTONE HOUSING IMPACT INVDFND	BEN UNIT CTF	104.44K	SH	$1.61M 0.78%	78.20K	26.25K
NUVEEN AMT FREE QLTY MUN INCMEDFND	COM	156.33K	SH	$1.51M 0.73%	135.14K	21.19K
NUVEEN MUNICIPAL CREDIT INCDFND	COM SH BEN INT	122.66K	SH	$1.28M 0.62%	86.09K	36.57K
NUVEEN QUALITY MUNCP INCOMEDFND	COM	124.24K	SH	$1.26M 0.61%	92.50K	31.74K
INVESCO VALUE MUN INCOME TRDFND	COM	114.19K	SH	$1.19M 0.57%	110.40K	3.78K
INVENTRUST PPTYS CORPOTR	COM NEW	45.97K	SH	$1.09M 0.53%	0.00	45.97K
BLACKROCK MUNIHOLDINGS FD INDFND	COM	99.06K	SH	$1.02M 0.49%	60.85K	38.20K

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