Filed: 10/24/2023ACC: 0001104659-23-110980
📋 What this filing means
GOODWIN DANIEL L filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $206.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$206.81M
Total AUM (reported)
7.90M
Total Shares
Allocation by class
COM NEW$113.42M54.8%
COM$61.31M29.6%
TR UNIT$10.76M5.2%
CAP STK CL C$5.57M2.7%
UT SER 1$2.99M1.4%
SH BEN INT$2.65M1.3%
UNIT SER 1$2.07M1.0%
Portfolio Concentration
Top 3$126.29M61.1%
4–10$26.00M12.6%
11–25$26.03M12.6%
Rest$28.49M13.8%
Top 3 weight
61.1%
Top 10 weight
73.6%
Voting Authority Distribution
Total shares with voting rights: 7.90M
Sole
Full voting authority
3.34M
shares
% of voting shares42.2%
Shared
Joint voting authority
4.57M
shares
% of voting shares57.8%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other94
Dominant voting typeShared · 57.8% of voting shares
Institutional Holdings94
Rows:
KITE RLTY GROUP TR
DFNDShares5.13M
TypeSH
Market value$109.97M
53.17%
Sole
1.43M
Shared
3.70M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares25.17K
TypeSH
Market value$10.76M
5.20%
Sole
13.06K
Shared
12.11K
None
0.00
ALPHABET INC
DFNDShares42.22K
TypeSH
Market value$5.57M
2.69%
Sole
15.10K
Shared
27.12K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares10.18K
TypeSH
Market value$5.13M
2.48%
Sole
9.43K
Shared
750.00
None
0.00
AMAZON COM INC
DFNDShares34.66K
TypeSH
Market value$4.41M
2.13%
Sole
22.02K
Shared
12.63K
None
0.00
JPMORGAN CHASE & CO
DFNDShares27.45K
TypeSH
Market value$3.98M
1.92%
Sole
25K
Shared
2.45K
None
0.00
MARATHON PETE CORP
DFNDShares24.90K
TypeSH
Market value$3.77M
1.82%
Sole
24.90K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares9.70K
TypeSH
Market value$3.06M
1.48%
Sole
3.60K
Shared
6.09K
None
0.00
SPDR DOW JONES INDL AVERAGE
DFNDShares8.93K
TypeSH
Market value$2.99M
1.45%
Sole
2.92K
Shared
6.01K
None
0.00
NUVEEN AMT FREE MUN CR INC F
DFNDShares257.98K
TypeSH
Market value$2.66M
1.29%
Sole
224.10K
Shared
33.88K
None
0.00
NVIDIA CORPORATION
DFNDShares5.58K
TypeSH
Market value$2.43M
1.17%
Sole
1.10K
Shared
4.48K
None
0.00
PALO ALTO NETWORKS INC
DFNDShares10.26K
TypeSH
Market value$2.40M
1.16%
Sole
2.55K
Shared
7.71K
None
0.00
APPLE INC
DFNDShares13.50K
TypeSH
Market value$2.31M
1.12%
Sole
4.75K
Shared
8.75K
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares6.65K
TypeSH
Market value$2.15M
1.04%
Sole
6.30K
Shared
350.00
None
0.00
QUALCOMM INC
DFNDShares18.72K
TypeSH
Market value$2.08M
1.01%
Sole
16.64K
Shared
2.08K
None
0.00
INVESCO QQQ TR
DFNDShares5.78K
TypeSH
Market value$2.07M
1.00%
Sole
2.90K
Shared
2.88K
None
0.00
BANK AMERICA CORP
DFNDShares1.64K
TypeSH
Market value$1.82M
0.88%
Sole
600.00
Shared
1.04K
None
0.00
MORGAN STANLEY
DFNDShares22K
TypeSH
Market value$1.80M
0.87%
Sole
22K
Shared
0.00
None
0.00
GREYSTONE HOUSING IMPACT INV
DFNDShares104.44K
TypeSH
Market value$1.61M
0.78%
Sole
78.20K
Shared
26.25K
None
0.00
NUVEEN AMT FREE QLTY MUN INCME
DFNDShares156.33K
TypeSH
Market value$1.51M
0.73%
Sole
135.14K
Shared
21.19K
None
0.00
NUVEEN MUNICIPAL CREDIT INC
DFNDShares122.66K
TypeSH
Market value$1.28M
0.62%
Sole
86.09K
Shared
36.57K
None
0.00
NUVEEN QUALITY MUNCP INCOME
DFNDShares124.24K
TypeSH
Market value$1.26M
0.61%
Sole
92.50K
Shared
31.74K
None
0.00
INVESCO VALUE MUN INCOME TR
DFNDShares114.19K
TypeSH
Market value$1.19M
0.57%
Sole
110.40K
Shared
3.78K
None
0.00
INVENTRUST PPTYS CORP
OTRShares45.97K
TypeSH
Market value$1.09M
0.53%
Sole
0.00
Shared
45.97K
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
DFNDShares99.06K
TypeSH
Market value$1.02M
0.49%
Sole
60.85K
Shared
38.20K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KITE RLTY GROUP TRDFND | COM NEW | 5.13M | SH | $109.97M 53.17% | 1.43M | 3.70M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 25.17K | SH | $10.76M 5.20% | 13.06K | 12.11K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 42.22K | SH | $5.57M 2.69% | 15.10K | 27.12K | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 10.18K | SH | $5.13M 2.48% | 9.43K | 750.00 | 0.00 |
AMAZON COM INCDFND | COM | 34.66K | SH | $4.41M 2.13% | 22.02K | 12.63K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 27.45K | SH | $3.98M 1.92% | 25K | 2.45K | 0.00 |
MARATHON PETE CORPDFND | COM | 24.90K | SH | $3.77M 1.82% | 24.90K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 9.70K | SH | $3.06M 1.48% | 3.60K | 6.09K | 0.00 |
SPDR DOW JONES INDL AVERAGEDFND | UT SER 1 | 8.93K | SH | $2.99M 1.45% | 2.92K | 6.01K | 0.00 |
NUVEEN AMT FREE MUN CR INC FDFND | COM | 257.98K | SH | $2.66M 1.29% | 224.10K | 33.88K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 5.58K | SH | $2.43M 1.17% | 1.10K | 4.48K | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 10.26K | SH | $2.40M 1.16% | 2.55K | 7.71K | 0.00 |
APPLE INCDFND | COM | 13.50K | SH | $2.31M 1.12% | 4.75K | 8.75K | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 6.65K | SH | $2.15M 1.04% | 6.30K | 350.00 | 0.00 |
QUALCOMM INCDFND | COM | 18.72K | SH | $2.08M 1.01% | 16.64K | 2.08K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 5.78K | SH | $2.07M 1.00% | 2.90K | 2.88K | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 1.64K | SH | $1.82M 0.88% | 600.00 | 1.04K | 0.00 |
MORGAN STANLEYDFND | COM NEW | 22K | SH | $1.80M 0.87% | 22K | 0.00 | 0.00 |
GREYSTONE HOUSING IMPACT INVDFND | BEN UNIT CTF | 104.44K | SH | $1.61M 0.78% | 78.20K | 26.25K | 0.00 |
NUVEEN AMT FREE QLTY MUN INCMEDFND | COM | 156.33K | SH | $1.51M 0.73% | 135.14K | 21.19K | 0.00 |
NUVEEN MUNICIPAL CREDIT INCDFND | COM SH BEN INT | 122.66K | SH | $1.28M 0.62% | 86.09K | 36.57K | 0.00 |
NUVEEN QUALITY MUNCP INCOMEDFND | COM | 124.24K | SH | $1.26M 0.61% | 92.50K | 31.74K | 0.00 |
INVESCO VALUE MUN INCOME TRDFND | COM | 114.19K | SH | $1.19M 0.57% | 110.40K | 3.78K | 0.00 |
INVENTRUST PPTYS CORPOTR | COM NEW | 45.97K | SH | $1.09M 0.53% | 0.00 | 45.97K | 0.00 |
BLACKROCK MUNIHOLDINGS FD INDFND | COM | 99.06K | SH | $1.02M 0.49% | 60.85K | 38.20K | 0.00 |
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