Filed: 7/24/2023ACC: 0001104659-23-083255
📋 What this filing means
GOODWIN DANIEL L filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $209.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$209.52M
Total AUM (reported)
7.74M
Total Shares
Allocation by class
COM NEW$118.12M56.4%
COM$62.64M29.9%
TR UNIT$10.23M4.9%
CAP STK CL C$4.58M2.2%
SH BEN INT$2.95M1.4%
UT SER 1$2.48M1.2%
7.25%CNV PFD L$1.92M0.9%
Portfolio Concentration
Top 3$129.82M62.0%
4–10$25.49M12.2%
11–25$26.62M12.7%
Rest$27.59M13.2%
Top 3 weight
62.0%
Top 10 weight
74.1%
Voting Authority Distribution
Total shares with voting rights: 7.74M
Sole
Full voting authority
3.21M
shares
% of voting shares41.5%
Shared
Joint voting authority
4.53M
shares
% of voting shares58.5%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other91
Dominant voting typeShared · 58.5% of voting shares
Institutional Holdings91
Rows:
KITE RLTY GROUP TR
DFNDShares5.13M
TypeSH
Market value$114.69M
54.74%
Sole
1.43M
Shared
3.70M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares23.09K
TypeSH
Market value$10.23M
4.88%
Sole
11.28K
Shared
11.80K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares10.18K
TypeSH
Market value$4.89M
2.34%
Sole
9.43K
Shared
750.00
None
0.00
ALPHABET INC
DFNDShares37.90K
TypeSH
Market value$4.58M
2.19%
Sole
11K
Shared
26.90K
None
0.00
AMAZON COM INC
DFNDShares34.17K
TypeSH
Market value$4.46M
2.13%
Sole
21.52K
Shared
12.65K
None
0.00
JPMORGAN CHASE & CO
DFNDShares27.55K
TypeSH
Market value$4.01M
1.91%
Sole
25K
Shared
2.55K
None
0.00
QUALCOMM INC
DFNDShares30.03K
TypeSH
Market value$3.58M
1.71%
Sole
27.89K
Shared
2.14K
None
0.00
NUVEEN AMT FREE MUN CR INC F
DFNDShares255.68K
TypeSH
Market value$2.99M
1.43%
Sole
222.80K
Shared
32.88K
None
0.00
MICROSOFT CORP
DFNDShares8.74K
TypeSH
Market value$2.97M
1.42%
Sole
2.60K
Shared
6.13K
None
0.00
MARATHON PETE CORP
DFNDShares24.90K
TypeSH
Market value$2.90M
1.39%
Sole
24.90K
Shared
0.00
None
0.00
APPLE INC
DFNDShares13.52K
TypeSH
Market value$2.62M
1.25%
Sole
4.75K
Shared
8.77K
None
0.00
PALO ALTO NETWORKS INC
DFNDShares10.26K
TypeSH
Market value$2.62M
1.25%
Sole
2.55K
Shared
7.71K
None
0.00
SPDR DOW JONES INDL AVERAGE
DFNDShares7.20K
TypeSH
Market value$2.48M
1.18%
Sole
1.34K
Shared
5.86K
None
0.00
NVIDIA CORPORATION
DFNDShares5.28K
TypeSH
Market value$2.23M
1.07%
Sole
800.00
Shared
4.48K
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares6.35K
TypeSH
Market value$2.05M
0.98%
Sole
6K
Shared
350.00
None
0.00
BANK AMERICA CORP
DFNDShares1.64K
TypeSH
Market value$1.92M
0.92%
Sole
600.00
Shared
1.04K
None
0.00
MORGAN STANLEY
DFNDShares22K
TypeSH
Market value$1.88M
0.90%
Sole
22K
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
DFNDShares156.33K
TypeSH
Market value$1.71M
0.82%
Sole
135.14K
Shared
21.19K
None
0.00
GREYSTONE HOUSING IMPACT INV
DFNDShares87.75K
TypeSH
Market value$1.45M
0.69%
Sole
64.91K
Shared
22.85K
None
0.00
NUVEEN MUNICIPAL CREDIT INC
DFNDShares121.87K
TypeSH
Market value$1.42M
0.68%
Sole
84.69K
Shared
37.19K
None
0.00
NUVEEN QUALITY MUNCP INCOME
DFNDShares124.90K
TypeSH
Market value$1.41M
0.67%
Sole
92.50K
Shared
32.40K
None
0.00
INVESCO VALUE MUN INCOME TR
DFNDShares114.19K
TypeSH
Market value$1.35M
0.64%
Sole
110.40K
Shared
3.78K
None
0.00
INVESCO QQQ TR
DFNDShares3.28K
TypeSH
Market value$1.21M
0.58%
Sole
1.21K
Shared
2.08K
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
DFNDShares99.06K
TypeSH
Market value$1.15M
0.55%
Sole
60.85K
Shared
38.20K
None
0.00
BLACKROCK MUNIYIELD QUALITY
DFNDShares102.91K
TypeSH
Market value$1.13M
0.54%
Sole
64.51K
Shared
38.40K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KITE RLTY GROUP TRDFND | COM NEW | 5.13M | SH | $114.69M 54.74% | 1.43M | 3.70M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 23.09K | SH | $10.23M 4.88% | 11.28K | 11.80K | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 10.18K | SH | $4.89M 2.34% | 9.43K | 750.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 37.90K | SH | $4.58M 2.19% | 11K | 26.90K | 0.00 |
AMAZON COM INCDFND | COM | 34.17K | SH | $4.46M 2.13% | 21.52K | 12.65K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 27.55K | SH | $4.01M 1.91% | 25K | 2.55K | 0.00 |
QUALCOMM INCDFND | COM | 30.03K | SH | $3.58M 1.71% | 27.89K | 2.14K | 0.00 |
NUVEEN AMT FREE MUN CR INC FDFND | COM | 255.68K | SH | $2.99M 1.43% | 222.80K | 32.88K | 0.00 |
MICROSOFT CORPDFND | COM | 8.74K | SH | $2.97M 1.42% | 2.60K | 6.13K | 0.00 |
MARATHON PETE CORPDFND | COM | 24.90K | SH | $2.90M 1.39% | 24.90K | 0.00 | 0.00 |
APPLE INCDFND | COM | 13.52K | SH | $2.62M 1.25% | 4.75K | 8.77K | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 10.26K | SH | $2.62M 1.25% | 2.55K | 7.71K | 0.00 |
SPDR DOW JONES INDL AVERAGEDFND | UT SER 1 | 7.20K | SH | $2.48M 1.18% | 1.34K | 5.86K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 5.28K | SH | $2.23M 1.07% | 800.00 | 4.48K | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 6.35K | SH | $2.05M 0.98% | 6K | 350.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 1.64K | SH | $1.92M 0.92% | 600.00 | 1.04K | 0.00 |
MORGAN STANLEYDFND | COM NEW | 22K | SH | $1.88M 0.90% | 22K | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCDFND | COM | 156.33K | SH | $1.71M 0.82% | 135.14K | 21.19K | 0.00 |
GREYSTONE HOUSING IMPACT INVDFND | BEN UNIT CTF | 87.75K | SH | $1.45M 0.69% | 64.91K | 22.85K | 0.00 |
NUVEEN MUNICIPAL CREDIT INCDFND | COM SH BEN INT | 121.87K | SH | $1.42M 0.68% | 84.69K | 37.19K | 0.00 |
NUVEEN QUALITY MUNCP INCOMEDFND | COM | 124.90K | SH | $1.41M 0.67% | 92.50K | 32.40K | 0.00 |
INVESCO VALUE MUN INCOME TRDFND | COM | 114.19K | SH | $1.35M 0.64% | 110.40K | 3.78K | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.28K | SH | $1.21M 0.58% | 1.21K | 2.08K | 0.00 |
BLACKROCK MUNIHOLDINGS FD INDFND | COM | 99.06K | SH | $1.15M 0.55% | 60.85K | 38.20K | 0.00 |
BLACKROCK MUNIYIELD QUALITYDFND | COM | 102.91K | SH | $1.13M 0.54% | 64.51K | 38.40K | 0.00 |
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