Filed: 4/20/2023ACC: 0001104659-23-047467
📋 What this filing means
GOODWIN DANIEL L filed this quarterly 13F‑HR report disclosing 88 equity positions with a total reported market value of $197.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
88
Positions
$197.81M
Total AUM (reported)
7.69M
Total Shares
Allocation by class
COM NEW$110.68M56.0%
COM$61.04M30.9%
TR UNIT$9.04M4.6%
CAP STK CL C$3.93M2.0%
SH BEN INT$3.00M1.5%
UT SER 1$2.33M1.2%
7.25%CNV PFD L$1.91M1.0%
Portfolio Concentration
Top 3$121.25M61.3%
4–10$23.93M12.1%
11–25$25.00M12.6%
Rest$27.62M14.0%
Top 3 weight
61.3%
Top 10 weight
73.4%
Voting Authority Distribution
Total shares with voting rights: 7.69M
Sole
Full voting authority
3.19M
shares
% of voting shares41.5%
Shared
Joint voting authority
4.50M
shares
% of voting shares58.5%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other88
Dominant voting typeShared · 58.5% of voting shares
Institutional Holdings88
Rows:
KITE RLTY GROUP TR
DFNDShares5.13M
TypeSH
Market value$107.40M
54.30%
Sole
1.43M
Shared
3.70M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares22.09K
TypeSH
Market value$9.04M
4.57%
Sole
10.48K
Shared
11.61K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares10.18K
TypeSH
Market value$4.81M
2.43%
Sole
9.43K
Shared
750.00
None
0.00
ALPHABET INC
DFNDShares37.82K
TypeSH
Market value$3.93M
1.99%
Sole
11K
Shared
26.82K
None
0.00
QUALCOMM INC
DFNDShares30.07K
TypeSH
Market value$3.84M
1.94%
Sole
27.89K
Shared
2.18K
None
0.00
JPMORGAN CHASE & CO
DFNDShares27.55K
TypeSH
Market value$3.59M
1.81%
Sole
25K
Shared
2.55K
None
0.00
AMAZON COM INC
DFNDShares33.74K
TypeSH
Market value$3.49M
1.76%
Sole
21.22K
Shared
12.52K
None
0.00
MARATHON PETE CORP
DFNDShares24.90K
TypeSH
Market value$3.36M
1.70%
Sole
24.90K
Shared
0.00
None
0.00
NUVEEN AMT FREE MUN CR INC F
DFNDShares270.58K
TypeSH
Market value$3.19M
1.61%
Sole
237.70K
Shared
32.88K
None
0.00
MICROSOFT CORP
DFNDShares8.80K
TypeSH
Market value$2.54M
1.28%
Sole
2.60K
Shared
6.20K
None
0.00
SPDR DOW JONES INDL AVERAGE
DFNDShares7K
TypeSH
Market value$2.33M
1.18%
Sole
1.14K
Shared
5.86K
None
0.00
APPLE INC
DFNDShares13.53K
TypeSH
Market value$2.23M
1.13%
Sole
4.75K
Shared
8.78K
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares6.35K
TypeSH
Market value$2.08M
1.05%
Sole
6K
Shared
350.00
None
0.00
PALO ALTO NETWORKS INC
DFNDShares9.98K
TypeSH
Market value$1.99M
1.01%
Sole
2.25K
Shared
7.73K
None
0.00
MORGAN STANLEY
DFNDShares22K
TypeSH
Market value$1.93M
0.98%
Sole
22K
Shared
0.00
None
0.00
BANK AMERICA CORP
DFNDShares1.64K
TypeSH
Market value$1.91M
0.97%
Sole
600.00
Shared
1.04K
None
0.00
NUVEEN AMT FREE QLTY MUN INC
DFNDShares156.33K
TypeSH
Market value$1.74M
0.88%
Sole
135.14K
Shared
21.19K
None
0.00
NVIDIA CORPORATION
DFNDShares5.20K
TypeSH
Market value$1.44M
0.73%
Sole
800.00
Shared
4.40K
None
0.00
GREYSTONE HOUSING IMPACT INV
DFNDShares83.31K
TypeSH
Market value$1.44M
0.73%
Sole
70.91K
Shared
12.40K
None
0.00
NUVEEN QUALITY MUNCP INCOME
DFNDShares124.90K
TypeSH
Market value$1.44M
0.73%
Sole
92.50K
Shared
32.40K
None
0.00
INVESCO VALUE MUN INCOME TR
DFNDShares114.19K
TypeSH
Market value$1.39M
0.70%
Sole
110.40K
Shared
3.78K
None
0.00
NUVEEN MUNICIPAL CREDIT INC
DFNDShares114.37K
TypeSH
Market value$1.37M
0.69%
Sole
77.19K
Shared
37.19K
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
DFNDShares106.06K
TypeSH
Market value$1.28M
0.65%
Sole
67.85K
Shared
38.20K
None
0.00
EQUITY RESIDENTIAL
DFNDShares21.21K
TypeSH
Market value$1.27M
0.64%
Sole
15.70K
Shared
5.51K
None
0.00
BLACKROCK MUNIYIELD QUALITY
DFNDShares101.71K
TypeSH
Market value$1.15M
0.58%
Sole
63.31K
Shared
38.40K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KITE RLTY GROUP TRDFND | COM NEW | 5.13M | SH | $107.40M 54.30% | 1.43M | 3.70M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 22.09K | SH | $9.04M 4.57% | 10.48K | 11.61K | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 10.18K | SH | $4.81M 2.43% | 9.43K | 750.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 37.82K | SH | $3.93M 1.99% | 11K | 26.82K | 0.00 |
QUALCOMM INCDFND | COM | 30.07K | SH | $3.84M 1.94% | 27.89K | 2.18K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 27.55K | SH | $3.59M 1.81% | 25K | 2.55K | 0.00 |
AMAZON COM INCDFND | COM | 33.74K | SH | $3.49M 1.76% | 21.22K | 12.52K | 0.00 |
MARATHON PETE CORPDFND | COM | 24.90K | SH | $3.36M 1.70% | 24.90K | 0.00 | 0.00 |
NUVEEN AMT FREE MUN CR INC FDFND | COM | 270.58K | SH | $3.19M 1.61% | 237.70K | 32.88K | 0.00 |
MICROSOFT CORPDFND | COM | 8.80K | SH | $2.54M 1.28% | 2.60K | 6.20K | 0.00 |
SPDR DOW JONES INDL AVERAGEDFND | UT SER 1 | 7K | SH | $2.33M 1.18% | 1.14K | 5.86K | 0.00 |
APPLE INCDFND | COM | 13.53K | SH | $2.23M 1.13% | 4.75K | 8.78K | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 6.35K | SH | $2.08M 1.05% | 6K | 350.00 | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 9.98K | SH | $1.99M 1.01% | 2.25K | 7.73K | 0.00 |
MORGAN STANLEYDFND | COM NEW | 22K | SH | $1.93M 0.98% | 22K | 0.00 | 0.00 |
BANK AMERICA CORPDFND | 7.25%CNV PFD L | 1.64K | SH | $1.91M 0.97% | 600.00 | 1.04K | 0.00 |
NUVEEN AMT FREE QLTY MUN INCDFND | COM | 156.33K | SH | $1.74M 0.88% | 135.14K | 21.19K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 5.20K | SH | $1.44M 0.73% | 800.00 | 4.40K | 0.00 |
GREYSTONE HOUSING IMPACT INVDFND | BEN UNIT CTF | 83.31K | SH | $1.44M 0.73% | 70.91K | 12.40K | 0.00 |
NUVEEN QUALITY MUNCP INCOMEDFND | COM | 124.90K | SH | $1.44M 0.73% | 92.50K | 32.40K | 0.00 |
INVESCO VALUE MUN INCOME TRDFND | COM | 114.19K | SH | $1.39M 0.70% | 110.40K | 3.78K | 0.00 |
NUVEEN MUNICIPAL CREDIT INCDFND | COM SH BEN INT | 114.37K | SH | $1.37M 0.69% | 77.19K | 37.19K | 0.00 |
BLACKROCK MUNIHOLDINGS FD INDFND | COM | 106.06K | SH | $1.28M 0.65% | 67.85K | 38.20K | 0.00 |
EQUITY RESIDENTIALDFND | SH BEN INT | 21.21K | SH | $1.27M 0.64% | 15.70K | 5.51K | 0.00 |
BLACKROCK MUNIYIELD QUALITYDFND | COM | 101.71K | SH | $1.15M 0.58% | 63.31K | 38.40K | 0.00 |
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