Filed: 1/23/2023ACC: 0001104659-23-005616
📋 What this filing means
GOODWIN DANIEL L filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $197.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$197.43M
Total AUM (reported)
7.76M
Total Shares
Allocation by class
COM NEW$111.54M56.5%
COM$60.49M30.6%
TR UNIT$8.45M4.3%
SH BEN INT$3.52M1.8%
CAP STK CL C$3.35M1.7%
UT SER 1$2.32M1.2%
7.25%CNV PFD L$1.90M1.0%
Portfolio Concentration
Top 3$121.91M61.8%
4–10$21.83M11.1%
11–25$24.94M12.6%
Rest$28.74M14.6%
Top 3 weight
61.8%
Top 10 weight
72.8%
Voting Authority Distribution
Total shares with voting rights: 7.76M
Sole
Full voting authority
3.22M
shares
% of voting shares41.4%
Shared
Joint voting authority
4.55M
shares
% of voting shares58.6%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other91
Dominant voting typeShared · 58.6% of voting shares
Institutional Holdings91
Rows:
KITE RLTY GROUP TR
DFNDShares5.13M
TypeSH
Market value$108.07M
54.74%
Sole
1.43M
Shared
3.70M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares22.09K
TypeSH
Market value$8.45M
4.28%
Sole
10.48K
Shared
11.61K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares10.18K
TypeSH
Market value$5.40M
2.73%
Sole
9.43K
Shared
750.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares28.55K
TypeSH
Market value$3.83M
1.94%
Sole
25K
Shared
3.55K
None
0.00
ALPHABET INC
DFNDShares37.74K
TypeSH
Market value$3.35M
1.70%
Sole
11K
Shared
26.74K
None
0.00
QUALCOMM INC
DFNDShares30.07K
TypeSH
Market value$3.31M
1.67%
Sole
27.89K
Shared
2.18K
None
0.00
NUVEEN AMT FREE MUN CR INC F
DFNDShares261.78K
TypeSH
Market value$3.18M
1.61%
Sole
231.40K
Shared
30.39K
None
0.00
MARATHON PETE CORP
DFNDShares24.90K
TypeSH
Market value$2.90M
1.47%
Sole
24.90K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares33.84K
TypeSH
Market value$2.84M
1.44%
Sole
21.22K
Shared
12.62K
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares7.07K
TypeSH
Market value$2.43M
1.23%
Sole
6K
Shared
1.07K
None
0.00
SPDR DOW JONES INDL AVERAGE
DFNDShares7K
TypeSH
Market value$2.32M
1.18%
Sole
1.14K
Shared
5.86K
None
0.00
MICROSOFT CORP
DFNDShares8.61K
TypeSH
Market value$2.06M
1.05%
Sole
2.60K
Shared
6K
None
0.00
APARTMENT INCOME REIT CORP
DFNDShares56.77K
TypeSH
Market value$1.95M
0.99%
Sole
54.28K
Shared
2.48K
None
0.00
BK OF AMERICA CORP
DFNDShares1.64K
TypeSH
Market value$1.90M
0.96%
Sole
600.00
Shared
1.04K
None
0.00
MORGAN STANLEY
DFNDShares22K
TypeSH
Market value$1.87M
0.95%
Sole
22K
Shared
0.00
None
0.00
APPLE INC
DFNDShares13.63K
TypeSH
Market value$1.77M
0.90%
Sole
4.75K
Shared
8.88K
None
0.00
MEDICAL PPTYS TRUST INC
DFNDShares156.60K
TypeSH
Market value$1.74M
0.88%
Sole
109.60K
Shared
47K
None
0.00
NUVEEN AMT FREE QLTY MUN INC
DFNDShares152.33K
TypeSH
Market value$1.73M
0.88%
Sole
133.64K
Shared
18.69K
None
0.00
EQUITY RESIDENTIAL
DFNDShares29.01K
TypeSH
Market value$1.71M
0.87%
Sole
23.50K
Shared
5.51K
None
0.00
NUVEEN QUALITY MUNCP INCOME
DFNDShares120.90K
TypeSH
Market value$1.43M
0.72%
Sole
91K
Shared
29.90K
None
0.00
PALO ALTO NETWORKS INC
DFNDShares10.07K
TypeSH
Market value$1.41M
0.71%
Sole
2.25K
Shared
7.82K
None
0.00
INVESCO VALUE MUN INCOME TR
DFNDShares113.19K
TypeSH
Market value$1.36M
0.69%
Sole
109.40K
Shared
3.78K
None
0.00
NUVEEN MUNICIPAL CREDIT INC
DFNDShares110.67K
TypeSH
Market value$1.34M
0.68%
Sole
73.49K
Shared
37.19K
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
DFNDShares100.86K
TypeSH
Market value$1.22M
0.62%
Sole
62.65K
Shared
38.20K
None
0.00
BLACKROCK MUNIYIELD QUALITY
DFNDShares100.41K
TypeSH
Market value$1.13M
0.57%
Sole
62.01K
Shared
38.40K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KITE RLTY GROUP TRDFND | COM NEW | 5.13M | SH | $108.07M 54.74% | 1.43M | 3.70M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 22.09K | SH | $8.45M 4.28% | 10.48K | 11.61K | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 10.18K | SH | $5.40M 2.73% | 9.43K | 750.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 28.55K | SH | $3.83M 1.94% | 25K | 3.55K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 37.74K | SH | $3.35M 1.70% | 11K | 26.74K | 0.00 |
QUALCOMM INCDFND | COM | 30.07K | SH | $3.31M 1.67% | 27.89K | 2.18K | 0.00 |
NUVEEN AMT FREE MUN CR INC FDFND | COM | 261.78K | SH | $3.18M 1.61% | 231.40K | 30.39K | 0.00 |
MARATHON PETE CORPDFND | COM | 24.90K | SH | $2.90M 1.47% | 24.90K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 33.84K | SH | $2.84M 1.44% | 21.22K | 12.62K | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 7.07K | SH | $2.43M 1.23% | 6K | 1.07K | 0.00 |
SPDR DOW JONES INDL AVERAGEDFND | UT SER 1 | 7K | SH | $2.32M 1.18% | 1.14K | 5.86K | 0.00 |
MICROSOFT CORPDFND | COM | 8.61K | SH | $2.06M 1.05% | 2.60K | 6K | 0.00 |
APARTMENT INCOME REIT CORPDFND | COM | 56.77K | SH | $1.95M 0.99% | 54.28K | 2.48K | 0.00 |
BK OF AMERICA CORPDFND | 7.25%CNV PFD L | 1.64K | SH | $1.90M 0.96% | 600.00 | 1.04K | 0.00 |
MORGAN STANLEYDFND | COM NEW | 22K | SH | $1.87M 0.95% | 22K | 0.00 | 0.00 |
APPLE INCDFND | COM | 13.63K | SH | $1.77M 0.90% | 4.75K | 8.88K | 0.00 |
MEDICAL PPTYS TRUST INCDFND | COM | 156.60K | SH | $1.74M 0.88% | 109.60K | 47K | 0.00 |
NUVEEN AMT FREE QLTY MUN INCDFND | COM | 152.33K | SH | $1.73M 0.88% | 133.64K | 18.69K | 0.00 |
EQUITY RESIDENTIALDFND | SH BEN INT | 29.01K | SH | $1.71M 0.87% | 23.50K | 5.51K | 0.00 |
NUVEEN QUALITY MUNCP INCOMEDFND | COM | 120.90K | SH | $1.43M 0.72% | 91K | 29.90K | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 10.07K | SH | $1.41M 0.71% | 2.25K | 7.82K | 0.00 |
INVESCO VALUE MUN INCOME TRDFND | COM | 113.19K | SH | $1.36M 0.69% | 109.40K | 3.78K | 0.00 |
NUVEEN MUNICIPAL CREDIT INCDFND | COM SH BEN INT | 110.67K | SH | $1.34M 0.68% | 73.49K | 37.19K | 0.00 |
BLACKROCK MUNIHOLDINGS FD INDFND | COM | 100.86K | SH | $1.22M 0.62% | 62.65K | 38.20K | 0.00 |
BLACKROCK MUNIYIELD QUALITYDFND | COM | 100.41K | SH | $1.13M 0.57% | 62.01K | 38.40K | 0.00 |
Page 1 of 4