Filed: 10/19/2022ACC: 0001104659-22-109864
📋 What this filing means
GOODWIN DANIEL L filed this quarterly 13F‑HR report disclosing 84 equity positions with a total reported market value of $173.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
84
Positions
$173.7K
Total AUM (reported)
7.63M
Total Shares
Allocation by class
COM NEW$91.4K52.6%
COM$57.7K33.2%
TR UNIT$8.9K5.1%
CAP STK CL C$3.6K2.1%
SH BEN INT$3.6K2.0%
7.25%CNV PFD L$1.9K1.1%
UT SER 1$1.9K1.1%
Portfolio Concentration
Top 3$102.2K58.8%
4–10$22.4K12.9%
11–25$24.2K13.9%
Rest$25.0K14.4%
Top 3 weight
58.8%
Top 10 weight
71.7%
Voting Authority Distribution
Total shares with voting rights: 7.63M
Sole
Full voting authority
3.14M
shares
% of voting shares41.2%
Shared
Joint voting authority
4.49M
shares
% of voting shares58.8%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other84
Dominant voting typeShared · 58.8% of voting shares
Institutional Holdings84
Rows:
KITE RLTY GROUP TR
DFNDShares5.13M
TypeSH
Market value$88.4K
50.89%
Sole
1.43M
Shared
3.70M
None
0.00
SPDR S&P 500 ETF TR
DFNDShares24.78K
TypeSH
Market value$8.9K
5.09%
Sole
10.22K
Shared
14.56K
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares9.73K
TypeSH
Market value$4.9K
2.83%
Sole
9.43K
Shared
300.00
None
0.00
AMAZON COM INC
DFNDShares41.64K
TypeSH
Market value$4.7K
2.71%
Sole
26.52K
Shared
15.12K
None
0.00
ALPHABET INC
DFNDShares37.82K
TypeSH
Market value$3.6K
2.09%
Sole
11K
Shared
26.82K
None
0.00
QUALCOMM INC
DFNDShares30.57K
TypeSH
Market value$3.5K
1.99%
Sole
27.89K
Shared
2.68K
None
0.00
JPMORGAN CHASE & CO
DFNDShares28.55K
TypeSH
Market value$3.0K
1.72%
Sole
25K
Shared
3.55K
None
0.00
NUVEEN AMT FREE MUN CR INC F
DFNDShares252.58K
TypeSH
Market value$2.9K
1.70%
Sole
225.70K
Shared
26.89K
None
0.00
MARATHON PETE CORP
DFNDShares24.90K
TypeSH
Market value$2.5K
1.42%
Sole
24.90K
Shared
0.00
None
0.00
APARTMENT INCOME REIT CORP
DFNDShares57.26K
TypeSH
Market value$2.2K
1.27%
Sole
54.28K
Shared
2.98K
None
0.00
MICROSOFT CORP
DFNDShares8.55K
TypeSH
Market value$2.0K
1.15%
Sole
2.60K
Shared
5.95K
None
0.00
GOLDMAN SACHS GROUP INC
DFNDShares6.70K
TypeSH
Market value$2.0K
1.13%
Sole
6K
Shared
700.00
None
0.00
EQUITY RESIDENTIAL
DFNDShares29.01K
TypeSH
Market value$1.9K
1.12%
Sole
23.50K
Shared
5.51K
None
0.00
BK OF AMERICA CORP
DFNDShares1.64K
TypeSH
Market value$1.9K
1.11%
Sole
600.00
Shared
1.04K
None
0.00
MEDICAL PPTYS TRUST INC
DFNDShares156.60K
TypeSH
Market value$1.9K
1.07%
Sole
109.60K
Shared
47K
None
0.00
SPDR DOW JONES INDL AVERAGE
DFNDShares6.47K
TypeSH
Market value$1.9K
1.07%
Sole
1.07K
Shared
5.40K
None
0.00
APPLE INC
DFNDShares13.23K
TypeSH
Market value$1.8K
1.05%
Sole
4.55K
Shared
8.68K
None
0.00
MORGAN STANLEY
DFNDShares22K
TypeSH
Market value$1.7K
1.00%
Sole
22K
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
DFNDShares143.83K
TypeSH
Market value$1.5K
0.88%
Sole
128.14K
Shared
15.69K
None
0.00
NVIDIA CORPORATION
DFNDShares12.40K
TypeSH
Market value$1.5K
0.87%
Sole
7K
Shared
5.40K
None
0.00
PALO ALTO NETWORKS INC
DFNDShares9.07K
TypeSH
Market value$1.5K
0.85%
Sole
2.25K
Shared
6.82K
None
0.00
INVESCO VALUE MUN INCOME TR
DFNDShares109.69K
TypeSH
Market value$1.3K
0.73%
Sole
109.40K
Shared
284.00
None
0.00
NUVEEN QUALITY MUNCP INCOME
DFNDShares111.51K
TypeSH
Market value$1.2K
0.71%
Sole
83.40K
Shared
28.12K
None
0.00
WELLS FARGO CO NEW
DFNDShares25.80K
TypeSH
Market value$1.0K
0.60%
Sole
25.50K
Shared
300.00
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
DFNDShares90.74K
TypeSH
Market value$1.0K
0.59%
Sole
55.94K
Shared
34.80K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
KITE RLTY GROUP TRDFND | COM NEW | 5.13M | SH | $88.4K 50.89% | 1.43M | 3.70M | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 24.78K | SH | $8.9K 5.09% | 10.22K | 14.56K | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 9.73K | SH | $4.9K 2.83% | 9.43K | 300.00 | 0.00 |
AMAZON COM INCDFND | COM | 41.64K | SH | $4.7K 2.71% | 26.52K | 15.12K | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 37.82K | SH | $3.6K 2.09% | 11K | 26.82K | 0.00 |
QUALCOMM INCDFND | COM | 30.57K | SH | $3.5K 1.99% | 27.89K | 2.68K | 0.00 |
JPMORGAN CHASE & CODFND | COM | 28.55K | SH | $3.0K 1.72% | 25K | 3.55K | 0.00 |
NUVEEN AMT FREE MUN CR INC FDFND | COM | 252.58K | SH | $2.9K 1.70% | 225.70K | 26.89K | 0.00 |
MARATHON PETE CORPDFND | COM | 24.90K | SH | $2.5K 1.42% | 24.90K | 0.00 | 0.00 |
APARTMENT INCOME REIT CORPDFND | COM | 57.26K | SH | $2.2K 1.27% | 54.28K | 2.98K | 0.00 |
MICROSOFT CORPDFND | COM | 8.55K | SH | $2.0K 1.15% | 2.60K | 5.95K | 0.00 |
GOLDMAN SACHS GROUP INCDFND | COM | 6.70K | SH | $2.0K 1.13% | 6K | 700.00 | 0.00 |
EQUITY RESIDENTIALDFND | SH BEN INT | 29.01K | SH | $1.9K 1.12% | 23.50K | 5.51K | 0.00 |
BK OF AMERICA CORPDFND | 7.25%CNV PFD L | 1.64K | SH | $1.9K 1.11% | 600.00 | 1.04K | 0.00 |
MEDICAL PPTYS TRUST INCDFND | COM | 156.60K | SH | $1.9K 1.07% | 109.60K | 47K | 0.00 |
SPDR DOW JONES INDL AVERAGEDFND | UT SER 1 | 6.47K | SH | $1.9K 1.07% | 1.07K | 5.40K | 0.00 |
APPLE INCDFND | COM | 13.23K | SH | $1.8K 1.05% | 4.55K | 8.68K | 0.00 |
MORGAN STANLEYDFND | COM NEW | 22K | SH | $1.7K 1.00% | 22K | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCDFND | COM | 143.83K | SH | $1.5K 0.88% | 128.14K | 15.69K | 0.00 |
NVIDIA CORPORATIONDFND | COM | 12.40K | SH | $1.5K 0.87% | 7K | 5.40K | 0.00 |
PALO ALTO NETWORKS INCDFND | COM | 9.07K | SH | $1.5K 0.85% | 2.25K | 6.82K | 0.00 |
INVESCO VALUE MUN INCOME TRDFND | COM | 109.69K | SH | $1.3K 0.73% | 109.40K | 284.00 | 0.00 |
NUVEEN QUALITY MUNCP INCOMEDFND | COM | 111.51K | SH | $1.2K 0.71% | 83.40K | 28.12K | 0.00 |
WELLS FARGO CO NEWDFND | COM | 25.80K | SH | $1.0K 0.60% | 25.50K | 300.00 | 0.00 |
BLACKROCK MUNIHOLDINGS FD INDFND | COM | 90.74K | SH | $1.0K 0.59% | 55.94K | 34.80K | 0.00 |
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