ASCENTIS INDEPENDENT ADVISORS

PrivateCIK: 1845003
Location

DALLAS, TX

355
Positions
$37.14M
Total AUM (reported)
593.37K
Total Shares

Allocation by class

TOTAL AUM$37.14M355 positions
UIT EXCHANGE TRADED$29.22M78.7%
COMMON STOCK$6.93M18.7%
FOREIGN ORDINARIES$297.4K0.8%
AMERICAN DEPOSITORY$272.2K0.7%
REAL ESTATE INVESTME$209.9K0.6%
FOREIGN CANADIAN$69.4K0.2%
LIMITED PARTNERSHP$49.5K0.1%

Portfolio Concentration

Top 325.5%4–1022.3%11–2523.6%Rest28.6%TOP 1047.7%0%100%
Top 3$9.46M25.5%
4–10$8.27M22.3%
11–25$8.78M23.6%
Rest$10.63M28.6%

Top 3 weight

25.5%

Top 10 weight

47.7%

Voting Authority Distribution

Total shares with voting rights: 593.37K

Sole

Full voting authority

593.37K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole355
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings355
Rows:

INVESCO QQQ TR

SOLE
UIT EXCHANGE TRADED
Shares5.20K
TypeSH
Market value$3.84M
10.33%
Sole
5.20K
Shared
0.00
None
0.00

ISHARES CORE S&P 500

SOLE
UIT EXCHANGE TRADED
Shares4.97K
TypeSH
Market value$3.74M
10.06%
Sole
4.97K
Shared
0.00
None
0.00

ISHARES 20 YEAR

SOLE
UIT EXCHANGE TRADED
Shares84.32K
TypeSH
Market value$1.88M
5.07%
Sole
84.32K
Shared
0.00
None
0.00

ISHARES 0-3 MONTH

SOLE
UIT EXCHANGE TRADED
Shares16.56K
TypeSH
Market value$1.67M
4.49%
Sole
16.56K
Shared
0.00
None
0.00

JANUS HENDERSON AAA CLO

SOLE
UIT EXCHANGE TRADED
Shares24.57K
TypeSH
Market value$1.24M
3.34%
Sole
24.57K
Shared
0.00
None
0.00

ISHARES RUSSELL MID-CAP

SOLE
UIT EXCHANGE TRADED
Shares7.95K
TypeSH
Market value$1.17M
3.14%
Sole
7.95K
Shared
0.00
None
0.00

VANGUARD SHORT-TERM

SOLE
UIT EXCHANGE TRADED
Shares19.34K
TypeSH
Market value$1.13M
3.03%
Sole
19.34K
Shared
0.00
None
0.00

VANGUARD SMALL-CAP

SOLE
UIT EXCHANGE TRADED
Shares2.95K
TypeSH
Market value$1.08M
2.91%
Sole
2.95K
Shared
0.00
None
0.00

VANGUARD FTSE ALL-WORLD

SOLE
UIT EXCHANGE TRADED
Shares12.24K
TypeSH
Market value$1.03M
2.76%
Sole
12.24K
Shared
0.00
None
0.00

INVESCO SENIOR LOAN ETF

SOLE
UIT EXCHANGE TRADED
Shares47.26K
TypeSH
Market value$962.9K
2.59%
Sole
47.26K
Shared
0.00
None
0.00

ISHARES GOLD TRUST

SOLE
UIT EXCHANGE TRADED
Shares12.36K
TypeSH
Market value$932.9K
2.51%
Sole
12.36K
Shared
0.00
None
0.00

ISHARES FLOATING RATE

SOLE
UIT EXCHANGE TRADED
Shares17.08K
TypeSH
Market value$872.1K
2.35%
Sole
17.08K
Shared
0.00
None
0.00

VANGUARD

SOLE
UIT EXCHANGE TRADED
Shares10.99K
TypeSH
Market value$843.9K
2.27%
Sole
10.99K
Shared
0.00
None
0.00

ISHARES BROAD USD HIGH

SOLE
UIT EXCHANGE TRADED
Shares22.22K
TypeSH
Market value$822.5K
2.21%
Sole
22.22K
Shared
0.00
None
0.00

STATE STREET BLACKSTONE

SOLE
UIT EXCHANGE TRADED
Shares18.85K
TypeSH
Market value$759.6K
2.05%
Sole
18.85K
Shared
0.00
None
0.00

SCHWAB U.S. DIVIDEND

SOLE
UIT EXCHANGE TRADED
Shares22.48K
TypeSH
Market value$712.7K
1.92%
Sole
22.48K
Shared
0.00
None
0.00

VANGUARD LONG-TERM

SOLE
UIT EXCHANGE TRADED
Shares9.20K
TypeSH
Market value$693.7K
1.87%
Sole
9.20K
Shared
0.00
None
0.00

BROADCOM INC

SOLE
COMMON STOCK
Shares1.43K
TypeSH
Market value$539.8K
1.45%
Sole
1.43K
Shared
0.00
None
0.00

INVESCO S&P 500 EQUAL

SOLE
UIT EXCHANGE TRADED
Shares2.45K
TypeSH
Market value$521.1K
1.40%
Sole
2.45K
Shared
0.00
None
0.00

INVESCO S&P 500 HIGH

SOLE
UIT EXCHANGE TRADED
Shares9.59K
TypeSH
Market value$487.6K
1.31%
Sole
9.59K
Shared
0.00
None
0.00

ISHARES J.P. MORGAN USD

SOLE
UIT EXCHANGE TRADED
Shares5.03K
TypeSH
Market value$485.1K
1.31%
Sole
5.03K
Shared
0.00
None
0.00

ALTRIA GROUP INC

SOLE
COMMON STOCK
Shares4.57K
TypeSH
Market value$329.1K
0.89%
Sole
4.57K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
COMMON STOCK
Shares797.00
TypeSH
Market value$297.3K
0.80%
Sole
797.00
Shared
0.00
None
0.00

NVIDIA CORP

SOLE
COMMON STOCK
Shares1.21K
TypeSH
Market value$242.8K
0.65%
Sole
1.21K
Shared
0.00
None
0.00

JPMORGAN CHASE & CO

SOLE
COMMON STOCK
Shares727.00
TypeSH
Market value$238.0K
0.64%
Sole
727.00
Shared
0.00
None
0.00
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