Filed: 10/20/2023ACC: 0001845003-23-000004
📋 What this filing means
ASCENTIS INDEPENDENT ADVISORS filed this quarterly 13F‑HR report disclosing 335 equity positions with a total reported market value of $358.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
335
Positions
$358.81M
Total AUM (reported)
6.37M
Total Shares
Allocation by class
COM$184.11M51.3%
COM SHS$7.47M2.1%
PRTFLO S&P500 GW$6.30M1.8%
CAP STK CL A$6.15M1.7%
CL B NEW$5.35M1.5%
US QTLY DIV GRT$5.30M1.5%
TOTAL RTRN ETF$5.19M1.4%
Portfolio Concentration
Top 3$42.51M11.8%
4–10$41.75M11.6%
11–25$56.92M15.9%
Rest$217.63M60.7%
Top 3 weight
11.8%
Top 10 weight
23.5%
Voting Authority Distribution
Total shares with voting rights: 6.37M
Sole
Full voting authority
6.37M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole335
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings335
Rows:
APPLE INC
SOLEShares118.74K
TypeSH
Market value$20.33M
5.67%
Sole
118.74K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares37.15K
TypeSH
Market value$11.73M
3.27%
Sole
37.15K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares24.02K
TypeSH
Market value$10.45M
2.91%
Sole
24.02K
Shared
0.00
None
0.00
FIRST TR MID CAP CORE ALPHAD
SOLEShares81.06K
TypeSH
Market value$7.47M
2.08%
Sole
81.06K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares106.16K
TypeSH
Market value$6.30M
1.75%
Sole
106.16K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares47.03K
TypeSH
Market value$6.15M
1.72%
Sole
47.03K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares47.11K
TypeSH
Market value$5.99M
1.67%
Sole
47.11K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.27K
TypeSH
Market value$5.35M
1.49%
Sole
15.27K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares83.53K
TypeSH
Market value$5.30M
1.48%
Sole
83.53K
Shared
0.00
None
0.00
HARTFORD FDS EXCHANGE TRADED
SOLEShares161.75K
TypeSH
Market value$5.19M
1.45%
Sole
161.75K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares160.70K
TypeSH
Market value$5.04M
1.40%
Sole
160.70K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares183.59K
TypeSH
Market value$4.94M
1.38%
Sole
183.59K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares32.60K
TypeSH
Market value$4.73M
1.32%
Sole
32.60K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares22.16K
TypeSH
Market value$4.49M
1.25%
Sole
22.16K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares79.01K
TypeSH
Market value$3.98M
1.11%
Sole
79.01K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares44.87K
TypeSH
Market value$3.94M
1.10%
Sole
44.87K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares24.25K
TypeSH
Market value$3.78M
1.05%
Sole
24.25K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares115.28K
TypeSH
Market value$3.69M
1.03%
Sole
115.28K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares21.02K
TypeSH
Market value$3.54M
0.99%
Sole
21.02K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares81.70K
TypeSH
Market value$3.44M
0.96%
Sole
81.70K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares64.83K
TypeSH
Market value$3.25M
0.91%
Sole
64.83K
Shared
0.00
None
0.00
WALMART INC
SOLEShares19.58K
TypeSH
Market value$3.13M
0.87%
Sole
19.58K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares3.62K
TypeSH
Market value$3.01M
0.84%
Sole
3.62K
Shared
0.00
None
0.00
RTX CORPORATION
SOLEShares41.35K
TypeSH
Market value$2.98M
0.83%
Sole
41.35K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares28.90K
TypeSH
Market value$2.98M
0.83%
Sole
28.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 118.74K | SH | $20.33M 5.67% | 118.74K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 37.15K | SH | $11.73M 3.27% | 37.15K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 24.02K | SH | $10.45M 2.91% | 24.02K | 0.00 | 0.00 |
FIRST TR MID CAP CORE ALPHADSOLE | COM SHS | 81.06K | SH | $7.47M 2.08% | 81.06K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 106.16K | SH | $6.30M 1.75% | 106.16K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 47.03K | SH | $6.15M 1.72% | 47.03K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 47.11K | SH | $5.99M 1.67% | 47.11K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.27K | SH | $5.35M 1.49% | 15.27K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 83.53K | SH | $5.30M 1.48% | 83.53K | 0.00 | 0.00 |
HARTFORD FDS EXCHANGE TRADEDSOLE | TOTAL RTRN ETF | 161.75K | SH | $5.19M 1.45% | 161.75K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | HORIZON DMST ETF | 160.70K | SH | $5.04M 1.40% | 160.70K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | HORIZON MNGD ETF | 183.59K | SH | $4.94M 1.38% | 183.59K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 32.60K | SH | $4.73M 1.32% | 32.60K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 22.16K | SH | $4.49M 1.25% | 22.16K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 79.01K | SH | $3.98M 1.11% | 79.01K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 44.87K | SH | $3.94M 1.10% | 44.87K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 24.25K | SH | $3.78M 1.05% | 24.25K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | INTL QULTY DIV | 115.28K | SH | $3.69M 1.03% | 115.28K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 21.02K | SH | $3.54M 0.99% | 21.02K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 81.70K | SH | $3.44M 0.96% | 81.70K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 64.83K | SH | $3.25M 0.91% | 64.83K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 19.58K | SH | $3.13M 0.87% | 19.58K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 3.62K | SH | $3.01M 0.84% | 3.62K | 0.00 | 0.00 |
RTX CORPORATIONSOLE | COM | 41.35K | SH | $2.98M 0.83% | 41.35K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 28.90K | SH | $2.98M 0.83% | 28.90K | 0.00 | 0.00 |
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