Filed: 7/19/2023ACC: 0001845003-23-000003
📋 What this filing means
ASCENTIS INDEPENDENT ADVISORS filed this quarterly 13F‑HR report disclosing 386 equity positions with a total reported market value of $355.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
386
Positions
$355.67M
Total AUM (reported)
6.14M
Total Shares
Allocation by class
COM$187.56M52.7%
COM SHS$7.93M2.2%
CL A$6.41M1.8%
CAP STK CL A$5.58M1.6%
US QTLY DIV GRT$5.40M1.5%
CL B NEW$5.17M1.5%
YIELD ENHANCD US$4.83M1.4%
Portfolio Concentration
Top 3$45.61M12.8%
4–10$38.54M10.8%
11–25$53.49M15.0%
Rest$218.03M61.3%
Top 3 weight
12.8%
Top 10 weight
23.7%
Voting Authority Distribution
Total shares with voting rights: 4.62M
Sole
Full voting authority
4.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole335
Shared0
Other51
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings386
Rows:
APPLE INC
SOLEShares119.10K
TypeSH
Market value$23.10M
6.50%
Sole
119.10K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares36.65K
TypeSH
Market value$12.48M
3.51%
Sole
36.65K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares23.71K
TypeSH
Market value$10.03M
2.82%
Sole
23.71K
Shared
0.00
None
0.00
FIRST TR MID CAP CORE ALPHAD
OTRShares77.37K
TypeSH
Market value$7.45M
2.10%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares47.31K
TypeSH
Market value$6.17M
1.73%
Sole
47.31K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares46.64K
TypeSH
Market value$5.58M
1.57%
Sole
46.64K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.15K
TypeSH
Market value$5.17M
1.45%
Sole
15.15K
Shared
0.00
None
0.00
WISDOMTREE TR
OTRShares75.76K
TypeSH
Market value$5.05M
1.42%
Sole
0.00
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares22K
TypeSH
Market value$4.65M
1.31%
Sole
22K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares30.78K
TypeSH
Market value$4.48M
1.26%
Sole
30.78K
Shared
0.00
None
0.00
WISDOMTREE TR
OTRShares98.10K
TypeSH
Market value$4.23M
1.19%
Sole
0.00
Shared
0.00
None
0.00
HARTFORD FDS EXCHANGE TRADED
OTRShares125.96K
TypeSH
Market value$4.21M
1.18%
Sole
0.00
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
OTRShares123.63K
TypeSH
Market value$4.07M
1.14%
Sole
0.00
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
OTRShares137.05K
TypeSH
Market value$3.91M
1.10%
Sole
0.00
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares23.60K
TypeSH
Market value$3.91M
1.10%
Sole
23.60K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares39.30K
TypeSH
Market value$3.85M
1.08%
Sole
39.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares31.80K
TypeSH
Market value$3.52M
0.99%
Sole
31.80K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares4.06K
TypeSH
Market value$3.52M
0.99%
Sole
4.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares32.82K
TypeSH
Market value$3.38M
0.95%
Sole
32.82K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares29.03K
TypeSH
Market value$3.35M
0.94%
Sole
29.03K
Shared
0.00
None
0.00
WISDOMTREE TR
OTRShares97.35K
TypeSH
Market value$3.35M
0.94%
Sole
0.00
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares72.30K
TypeSH
Market value$3.19M
0.90%
Sole
72.30K
Shared
0.00
None
0.00
PIMCO ETF TR
OTRShares33.91K
TypeSH
Market value$3.11M
0.87%
Sole
0.00
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares9.61K
TypeSH
Market value$2.99M
0.84%
Sole
9.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.53K
TypeSH
Market value$2.91M
0.82%
Sole
6.53K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 119.10K | SH | $23.10M 6.50% | 119.10K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 36.65K | SH | $12.48M 3.51% | 36.65K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 23.71K | SH | $10.03M 2.82% | 23.71K | 0.00 | 0.00 |
FIRST TR MID CAP CORE ALPHADOTR | COM SHS | 77.37K | SH | $7.45M 2.10% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 47.31K | SH | $6.17M 1.73% | 47.31K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 46.64K | SH | $5.58M 1.57% | 46.64K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.15K | SH | $5.17M 1.45% | 15.15K | 0.00 | 0.00 |
WISDOMTREE TROTR | US QTLY DIV GRT | 75.76K | SH | $5.05M 1.42% | 0.00 | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 22K | SH | $4.65M 1.31% | 22K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 30.78K | SH | $4.48M 1.26% | 30.78K | 0.00 | 0.00 |
WISDOMTREE TROTR | YIELD ENHANCD US | 98.10K | SH | $4.23M 1.19% | 0.00 | 0.00 | 0.00 |
HARTFORD FDS EXCHANGE TRADEDOTR | TOTAL RTRN ETF | 125.96K | SH | $4.21M 1.18% | 0.00 | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIIOTR | HORIZON DMST ETF | 123.63K | SH | $4.07M 1.14% | 0.00 | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIIOTR | HORIZON MNGD ETF | 137.05K | SH | $3.91M 1.10% | 0.00 | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 23.60K | SH | $3.91M 1.10% | 23.60K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 39.30K | SH | $3.85M 1.08% | 39.30K | 0.00 | 0.00 |
ISHARES TRSOLE | 10-20 YR TRS ETF | 31.80K | SH | $3.52M 0.99% | 31.80K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 4.06K | SH | $3.52M 0.99% | 4.06K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 32.82K | SH | $3.38M 0.95% | 32.82K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 29.03K | SH | $3.35M 0.94% | 29.03K | 0.00 | 0.00 |
WISDOMTREE TROTR | INTL QULTY DIV | 97.35K | SH | $3.35M 0.94% | 0.00 | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 72.30K | SH | $3.19M 0.90% | 72.30K | 0.00 | 0.00 |
PIMCO ETF TROTR | ACTIVE BD ETF | 33.91K | SH | $3.11M 0.87% | 0.00 | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 9.61K | SH | $2.99M 0.84% | 9.61K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 6.53K | SH | $2.91M 0.82% | 6.53K | 0.00 | 0.00 |
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