Filed: 6/1/2023ACC: 0001845003-23-000001
📋 What this filing means
ASCENTIS INDEPENDENT ADVISORS filed this quarterly 13F‑HR report disclosing 214 equity positions with a total reported market value of $184.79M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
214
Positions
$184.79M
Total AUM (reported)
3.04M
Total Shares
Allocation by class
COM$87.22M47.2%
CL A$4.84M2.6%
10-20 YR TRS ETF$4.12M2.2%
CL B NEW$4.09M2.2%
20 YR TR BD ETF$3.94M2.1%
CAP STK CL A$3.85M2.1%
COM SHS$3.44M1.9%
Portfolio Concentration
Top 3$17.51M9.5%
4–10$26.39M14.3%
11–25$34.71M18.8%
Rest$106.18M57.5%
Top 3 weight
9.5%
Top 10 weight
23.8%
Voting Authority Distribution
Total shares with voting rights: 3.04M
Sole
Full voting authority
3.04M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole214
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings214
Rows:
MICROSOFT CORP
SOLEShares25.96K
TypeSH
Market value$7.48M
4.05%
Sole
25.96K
Shared
0.00
None
0.00
APPLE INC
SOLEShares35.81K
TypeSH
Market value$5.91M
3.20%
Sole
35.81K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.01K
TypeSH
Market value$4.12M
2.23%
Sole
36.01K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares13.24K
TypeSH
Market value$4.09M
2.21%
Sole
13.24K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares25.61K
TypeSH
Market value$3.97M
2.15%
Sole
25.61K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares37K
TypeSH
Market value$3.94M
2.13%
Sole
37K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares37.11K
TypeSH
Market value$3.85M
2.08%
Sole
37.11K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares38.98K
TypeSH
Market value$3.82M
2.07%
Sole
38.98K
Shared
0.00
None
0.00
FIRST TR MID CAP CORE ALPHAD
SOLEShares38.28K
TypeSH
Market value$3.44M
1.86%
Sole
38.28K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares25.22K
TypeSH
Market value$3.29M
1.78%
Sole
25.22K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares53.77K
TypeSH
Market value$2.98M
1.61%
Sole
53.77K
Shared
0.00
None
0.00
WALMART INC
SOLEShares18.72K
TypeSH
Market value$2.76M
1.49%
Sole
18.72K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares53.95K
TypeSH
Market value$2.71M
1.47%
Sole
53.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.35K
TypeSH
Market value$2.61M
1.41%
Sole
6.35K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares56.93K
TypeSH
Market value$2.49M
1.35%
Sole
56.93K
Shared
0.00
None
0.00
HARTFORD FDS EXCHANGE TRADED
SOLEShares71.88K
TypeSH
Market value$2.44M
1.32%
Sole
71.88K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares22.50K
TypeSH
Market value$2.39M
1.30%
Sole
22.50K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares79.79K
TypeSH
Market value$2.25M
1.22%
Sole
79.79K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares69.31K
TypeSH
Market value$2.23M
1.21%
Sole
69.31K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares35.10K
TypeSH
Market value$2.19M
1.18%
Sole
35.10K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares43.71K
TypeSH
Market value$2.18M
1.18%
Sole
43.71K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2.93K
TypeSH
Market value$1.88M
1.02%
Sole
2.93K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.50K
TypeSH
Market value$1.87M
1.01%
Sole
36.50K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares18.03K
TypeSH
Market value$1.86M
1.01%
Sole
18.03K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares89.41K
TypeSH
Market value$1.86M
1.01%
Sole
89.41K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 25.96K | SH | $7.48M 4.05% | 25.96K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 35.81K | SH | $5.91M 3.20% | 35.81K | 0.00 | 0.00 |
ISHARES TRSOLE | 10-20 YR TRS ETF | 36.01K | SH | $4.12M 2.23% | 36.01K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 13.24K | SH | $4.09M 2.21% | 13.24K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 25.61K | SH | $3.97M 2.15% | 25.61K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 37K | SH | $3.94M 2.13% | 37K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 37.11K | SH | $3.85M 2.08% | 37.11K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 38.98K | SH | $3.82M 2.07% | 38.98K | 0.00 | 0.00 |
FIRST TR MID CAP CORE ALPHADSOLE | COM SHS | 38.28K | SH | $3.44M 1.86% | 38.28K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 25.22K | SH | $3.29M 1.78% | 25.22K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 53.77K | SH | $2.98M 1.61% | 53.77K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 18.72K | SH | $2.76M 1.49% | 18.72K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 53.95K | SH | $2.71M 1.47% | 53.95K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 6.35K | SH | $2.61M 1.41% | 6.35K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | YIELD ENHANCD US | 56.93K | SH | $2.49M 1.35% | 56.93K | 0.00 | 0.00 |
HARTFORD FDS EXCHANGE TRADEDSOLE | TOTAL RTRN ETF | 71.88K | SH | $2.44M 1.32% | 71.88K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 22.50K | SH | $2.39M 1.30% | 22.50K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | HORIZON MNGD ETF | 79.79K | SH | $2.25M 1.22% | 79.79K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | HORIZON DMST ETF | 69.31K | SH | $2.23M 1.21% | 69.31K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 35.10K | SH | $2.19M 1.18% | 35.10K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFLI MSCI GBL | 43.71K | SH | $2.18M 1.18% | 43.71K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2.93K | SH | $1.88M 1.02% | 2.93K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHS 5-10YR INVT | 36.50K | SH | $1.87M 1.01% | 36.50K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 18.03K | SH | $1.86M 1.01% | 18.03K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | SR LN ETF | 89.41K | SH | $1.86M 1.01% | 89.41K | 0.00 | 0.00 |
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