GLAVIN WILLIAM FRANCIS JR

PrivateCIK: 1298173

Location

CENTENNIAL, CO

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Sep 1, 2026·Sep 1, 2026

12 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Sep 1, 2026·Sep 1, 2026

1 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Sep 1, 2026·Sep 1, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Sep 1, 2026·Sep 1, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Sep 1, 2026·Sep 1, 2026

2 txn

INVESCO LTD.

13F-HR

Holdings

Aug 14, 2026·Aug 14, 2026

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Aug 4, 2026·Aug 4, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

12 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

2 txn

EBERHART PAULETT

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→INVESCO LTD.

May 19, 2026·May 19, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

13 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

MULCAHY ANNE M

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

INVESCO LTD.

13F-HR

Holdings

May 12, 2026·May 12, 2026

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 8, 2026·May 8, 2026

1 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

12 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

2 txn

SMITH ALAN LEONARD

→INVESCO LTD.

Mar 17, 2026·Mar 17, 2026

3 txn

SMITH ALAN LEONARD

→INVESCO LTD.

Mar 3, 2026·Mar 3, 2026

4 txn

Page 1 of 27 · 674 total

Filer	Form	Target	Filed	Activity
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Sep 1, 2026 Sep 1, 2026	12txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Sep 1, 2026 Sep 1, 2026	1txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Sep 1, 2026 Sep 1, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Sep 1, 2026 Sep 1, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Sep 1, 2026 Sep 1, 2026	2txn
INVESCO LTD.CIK · 914208	13F-HR Holdings	—	Aug 14, 2026 Aug 14, 2026	—
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Aug 4, 2026 Aug 4, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	12txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	2txn
EBERHART PAULETTCIK · 1179702	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	INVESCO LTD.CIK · 914208	May 19, 2026 May 19, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	13txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
MULCAHY ANNE MCIK · 1201725	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
INVESCO LTD.CIK · 914208	13F-HR Holdings	—	May 12, 2026 May 12, 2026	—
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 8, 2026 May 8, 2026	1txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	12txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	2txn
SMITH ALAN LEONARDCIK · 1923426	4 Trade	INVESCO LTD.CIK · 914208	Mar 17, 2026 Mar 17, 2026	3txn
SMITH ALAN LEONARDCIK · 1923426	4 Trade	INVESCO LTD.CIK · 914208	Mar 3, 2026 Mar 3, 2026	4txn

Page 1 of 27 · 674 total