GARTON & ASSOCIATES FINANCIAL ADVISORS LLC

PrivateCIK: 2109857
Location

LOUISVILLE, KY

123
Positions
$122.23M
Total AUM (reported)
12.74M
Total Shares

Allocation by class

TOTAL AUM$122.23M123 positions
SWVXX$8.20M6.7%
FBGRX$5.23M4.3%
AAPL$5.09M4.2%
AVGO$4.45M3.6%
AMZN$4.25M3.5%
FAGIX$4.22M3.5%
MSFT$3.88M3.2%

Portfolio Concentration

Top 315.1%4–1021.6%11–2524.6%Rest38.6%TOP 1036.8%0%100%
Top 3$18.51M15.1%
4–10$26.44M21.6%
11–25$30.12M24.6%
Rest$47.16M38.6%

Top 3 weight

15.1%

Top 10 weight

36.8%

Voting Authority Distribution

Total shares with voting rights: 12.74M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

12.74M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole123
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings123
Rows:

SCHWAB PRIME ADVANTAGE MONEY INVESTOR

SOLE
SWVXX
Shares8.20M
TypeSH
Market value$8.20M
6.71%
Sole
0.00
Shared
0.00
None
8.20M

FIDELITY BLUE CHIP GROWTH

SOLE
FBGRX
Shares21.08K
TypeSH
Market value$5.23M
4.28%
Sole
0.00
Shared
0.00
None
21.08K

APPLE INC

SOLE
AAPL
Shares20.05K
TypeSH
Market value$5.09M
4.16%
Sole
0.00
Shared
0.00
None
20.05K

BROADCOM INC

SOLE
AVGO
Shares14.39K
TypeSH
Market value$4.45M
3.64%
Sole
0.00
Shared
0.00
None
14.39K

AMAZONCOM INC

SOLE
AMZN
Shares20.40K
TypeSH
Market value$4.25M
3.48%
Sole
0.00
Shared
0.00
None
20.40K

FIDELITY CAPITAL & INCOME

SOLE
FAGIX
Shares389.39K
TypeSH
Market value$4.22M
3.45%
Sole
0.00
Shared
0.00
None
389.39K

MICROSOFT CORP

SOLE
MSFT
Shares10.48K
TypeSH
Market value$3.88M
3.17%
Sole
0.00
Shared
0.00
None
10.48K

FULLERTHALER BEHAVIORAL SM-CP EQ INST

SOLE
FTHSX
Shares71.83K
TypeSH
Market value$3.62M
2.96%
Sole
0.00
Shared
0.00
None
71.83K

T ROWE PRICE CAPITAL APPRECIATION I

SOLE
TRAIX
Shares88.05K
TypeSH
Market value$3.05M
2.49%
Sole
0.00
Shared
0.00
None
88.05K

FULLERTHALER BEHAVIORAL SM-CP GRINSTL

SOLE
FTXSX
Shares54.19K
TypeSH
Market value$2.97M
2.43%
Sole
0.00
Shared
0.00
None
54.19K

T ROWE PRICE ALL-CAP OPPORTUNITIES-I

SOLE
PNAIX
Shares41.49K
TypeSH
Market value$2.96M
2.42%
Sole
0.00
Shared
0.00
None
41.49K

AMERICAN FUNDS AMERICAN BALANCED F2

SOLE
AMBFX
Shares78.92K
TypeSH
Market value$2.91M
2.38%
Sole
0.00
Shared
0.00
None
78.92K

INVESCO NASDAQ 100 ETF

SOLE
QQQM
Shares10.35K
TypeSH
Market value$2.46M
2.01%
Sole
0.00
Shared
0.00
None
10.35K

DUKE ENERGY CORP NEW

SOLE
DUK
Shares16.02K
TypeSH
Market value$2.10M
1.72%
Sole
0.00
Shared
0.00
None
16.02K

PEPSICO INC

SOLE
PEP
Shares13.18K
TypeSH
Market value$2.05M
1.67%
Sole
0.00
Shared
0.00
None
13.18K

FIDELITY NATL INFORMATIO

SOLE
FIS
Shares42.21K
TypeSH
Market value$1.98M
1.62%
Sole
0.00
Shared
0.00
None
42.21K

ALPHABET INC CLASS CLASS A

SOLE
GOOGL
Shares6.84K
TypeSH
Market value$1.97M
1.61%
Sole
0.00
Shared
0.00
None
6.84K

STATE STREET SPDR S&P 500 ETF TRUST

SOLE
SPY
Shares2.93K
TypeSH
Market value$1.91M
1.56%
Sole
0.00
Shared
0.00
None
2.93K

SONOCO PRODS CO

SOLE
SON
Shares33.68K
TypeSH
Market value$1.82M
1.49%
Sole
0.00
Shared
0.00
None
33.68K

T ROWE PRICE CAPITAL APPRECIATION EQUITY ETF

SOLE
TCAF
Shares49.63K
TypeSH
Market value$1.77M
1.45%
Sole
0.00
Shared
0.00
None
49.63K

CHEVRON CORP NEW

SOLE
CVX
Shares8.52K
TypeSH
Market value$1.76M
1.44%
Sole
0.00
Shared
0.00
None
8.52K

AB LARGE CAP GROWTH ADVISOR

SOLE
APGYX
Shares16.66K
TypeSH
Market value$1.70M
1.39%
Sole
0.00
Shared
0.00
None
16.66K

EXELON CORP

SOLE
EXC
Shares33.28K
TypeSH
Market value$1.63M
1.33%
Sole
0.00
Shared
0.00
None
33.28K

VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND ETF SHARES

SOLE
VYMI
Shares16.47K
TypeSH
Market value$1.55M
1.27%
Sole
0.00
Shared
0.00
None
16.47K

UNION PAC CORP

SOLE
UNP
Shares6.39K
TypeSH
Market value$1.55M
1.27%
Sole
0.00
Shared
0.00
None
6.39K
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