FOUNDERS FINANCIAL SECURITIES LLC

PrivateCIK: 1342396
Location

TOWSON, MD

498
Positions
$1.66B
Total AUM (reported)
23.28M
Total Shares

Allocation by class

TOTAL AUM$1.66B498 positions
STATE STREET SPD$245.18M14.8%
COM$222.60M13.4%
DIV APP ETF$50.47M3.0%
EMGR CRE EQT MNG$50.10M3.0%
VAN FTSE DEV MKT$44.90M2.7%
FT VEST US EQT$44.50M2.7%
SHS CREATION UNI$43.90M2.6%

Portfolio Concentration

Top 314.7%4–1016.3%11–2516.0%Rest52.9%TOP 1031.1%0%100%
Top 3$244.07M14.7%
4–10$270.95M16.3%
11–25$265.54M16.0%
Rest$876.88M52.9%

Top 3 weight

14.7%

Top 10 weight

31.1%

Voting Authority Distribution

Total shares with voting rights: 23.28M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

252.24K

shares

% of voting shares1.1%
None

No voting authority

23.03M

shares

% of voting shares98.9%

Investment Discretion (by position count)

Sole230
Shared0
Other268
Dominant voting typeNone · 98.9% of voting shares
Institutional Holdings498
Rows:

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares1.05M
TypeSH
Market value$109.22M
6.59%
Sole
0.00
Shared
159.00
None
1.05M

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares1.45M
TypeSH
Market value$84.38M
5.09%
Sole
0.00
Shared
389.00
None
1.45M

VANGUARD SPECIALIZED FUNDS

DFND
DIV APP ETF
Shares226.50K
TypeSH
Market value$50.47M
3.04%
Sole
0.00
Shared
12.15K
None
214.35K

DIMENSIONAL ETF TRUST

DFND
EMGR CRE EQT MNG
Shares1.40M
TypeSH
Market value$50.10M
3.02%
Sole
0.00
Shared
79.00
None
1.40M

VANGUARD TAX-MANAGED FDS

DFND
VAN FTSE DEV MKT
Shares664.63K
TypeSH
Market value$44.90M
2.71%
Sole
0.00
Shared
7.25K
None
657.38K

VANGUARD INDEX FDS

DFND
MID CAP ETF
Shares143.18K
TypeSH
Market value$42.70M
2.58%
Sole
0.00
Shared
1.27K
None
141.90K

ISHARES TR

DFND
CORE S&P SCP ETF
Shares295.64K
TypeSH
Market value$38.66M
2.33%
Sole
0.00
Shared
397.00
None
295.24K

SELECT SECTOR SPDR TR

SOLE
STATE STREET TEC
Shares229.41K
TypeSH
Market value$32.59M
1.97%
Sole
0.00
Shared
0.00
None
229.41K

NVIDIA CORPORATION

DFND
COM
Shares176.41K
TypeSH
Market value$32.44M
1.96%
Sole
0.00
Shared
5.62K
None
170.79K

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares644.37K
TypeSH
Market value$29.56M
1.78%
Sole
0.00
Shared
0.00
None
644.37K

ISHARES TR

DFND
CORE US AGGBD ET
Shares289.49K
TypeSH
Market value$28.80M
1.74%
Sole
0.00
Shared
7.84K
None
281.64K

ISHARES TR

DFND
CORE MSCI INTL
Shares313.23K
TypeSH
Market value$27.44M
1.66%
Sole
0.00
Shared
682.00
None
312.54K

J P MORGAN EXCHANGE TRADED F

DFND
CORE PLUS BD ETF
Shares505.21K
TypeSH
Market value$23.81M
1.44%
Sole
0.00
Shared
29.67K
None
475.54K

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares249.36K
TypeSH
Market value$22.81M
1.38%
Sole
0.00
Shared
5.00
None
249.35K

ISHARES TR

DFND
CORE S&P US GWT
Shares119.56K
TypeSH
Market value$19.69M
1.19%
Sole
0.00
Shared
198.00
None
119.36K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares657.41K
TypeSH
Market value$17.39M
1.05%
Sole
0.00
Shared
0.00
None
657.41K

ISHARES TR

DFND
CORE MSCI EAFE
Shares163.40K
TypeSH
Market value$15.55M
0.94%
Sole
0.00
Shared
502.00
None
162.90K

CAPITAL GROUP GROWTH ETF

DFND
SHS CREATION UNI
Shares353.32K
TypeSH
Market value$14.85M
0.90%
Sole
0.00
Shared
0.00
None
353.32K

SELECT SECTOR SPDR TR

SOLE
STATE STREET HEA
Shares96.14K
TypeSH
Market value$14.36M
0.87%
Sole
0.00
Shared
0.00
None
96.14K

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREATION UNI
Shares318.62K
TypeSH
Market value$14.24M
0.86%
Sole
0.00
Shared
0.00
None
318.62K

ISHARES TR

DFND
US AER DEF ETF
Shares61.10K
TypeSH
Market value$14.16M
0.85%
Sole
0.00
Shared
1.57K
None
59.54K

ISHARES TR

DFND
MSCI USA MIN VOL
Shares150.49K
TypeSH
Market value$14.12M
0.85%
Sole
0.00
Shared
116.00
None
150.37K

ISHARES INC

DFND
CORE MSCI EMKT
Shares178.64K
TypeSH
Market value$13.21M
0.80%
Sole
0.00
Shared
1.97K
None
176.68K

VANGUARD INDEX FDS

DFND
GROWTH ETF
Shares27.48K
TypeSH
Market value$12.63M
0.76%
Sole
0.00
Shared
3.04K
None
24.45K

ISHARES TR

DFND
TRS FLT RT BD
Shares247.36K
TypeSH
Market value$12.50M
0.75%
Sole
0.00
Shared
0.00
None
247.36K
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