FOUNDERS FINANCIAL SECURITIES LLC

Filed: 7/31/2026ACC: 0001062993-26-003942

📋 What this filing means

FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 555 equity positions with a total reported market value of $1.95B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

555

Positions

$1.95B

Total AUM (reported)

26.09M

Total Shares

Allocation by class

COM$291.34M14.9%

ST STR P500GRW$126.71M6.5%

ST STR P500VAL$92.75M4.8%

EMGR CRE EQT MNG$55.33M2.8%

MID CAP ETF$55.08M2.8%

DIV APP ETF$54.96M2.8%

FT VEST US EQT$54.38M2.8%

Portfolio Concentration

Top 3$274.79M14.1%

4–10$320.68M16.4%

11–25$312.31M16.0%

Rest$1.04B53.5%

Top 3 weight

14.1%

Top 10 weight

30.5%

Voting Authority Distribution

Total shares with voting rights: 26.09M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

341.72K

% of voting shares1.3%

None

No voting authority

25.74M

% of voting shares98.7%

Investment Discretion (by position count)

Sole150

Shared0

Other405

Dominant voting typeNone · 98.7% of voting shares

Institutional Holdings555

Rows:

SPDR SERIES TRUST

DFND

ST STR P500GRW

Shares1.06M

TypeSH

Market value$126.71M

6.49%

Sole

0.00

Shared

159.00

None

1.06M

SPDR SERIES TRUST

DFND

ST STR P500VAL

Shares1.53M

TypeSH

Market value$92.75M

4.75%

Sole

0.00

Shared

1.27K

None

1.52M

DIMENSIONAL ETF TRUST

DFND

EMGR CRE EQT MNG

Shares1.38M

TypeSH

Market value$55.33M

2.83%

Sole

0.00

Shared

12.55K

None

1.36M

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares683.60K

TypeSH

Market value$55.08M

2.82%

Sole

0.00

Shared

6.81K

None

676.79K

VANGUARD SPECIALIZED FUNDS

DFND

DIV APP ETF

Shares232.26K

TypeSH

Market value$54.96M

2.82%

Sole

0.00

Shared

9.88K

None

222.38K

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares687.04K

TypeSH

Market value$48.95M

2.51%

Sole

0.00

Shared

9.42K

None

677.62K

SELECT SECTOR SPDR TR

DFND

ST STR TECHN ETF

Shares235.90K

TypeSH

Market value$44.94M

2.30%

Sole

0.00

Shared

2.05K

None

233.85K

ISHARES TR

DFND

CORE S&P SCP ETF

Shares300.39K

TypeSH

Market value$44.55M

2.28%

Sole

0.00

Shared

530.00

None

299.86K

NVIDIA CORPORATION

DFND

COM

Shares194.11K

TypeSH

Market value$38.84M

1.99%

Sole

0.00

Shared

6.87K

None

187.24K

FIDELITY MERRIMACK STR TR

DFND

TOTAL BD ETF

Shares733.36K

TypeSH

Market value$33.36M

1.71%

Sole

0.00

Shared

8.59K

None

724.77K

ISHARES TR

DFND

CORE US AGGBD ET

Shares302.05K

TypeSH

Market value$29.90M

1.53%

Sole

0.00

Shared

3.75K

None

298.30K

J P MORGAN EXCHANGE TRADED F

DFND

CORE PLUS BD ETF

Shares589.57K

TypeSH

Market value$27.67M

1.42%

Sole

0.00

Shared

7.30K

None

582.26K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares35.28K

TypeSH

Market value$25.98M

1.33%

Sole

0.00

Shared

1.50K

None

33.78K

APPLE INC

DFND

COM

Shares89.23K

TypeSH

Market value$25.82M

1.32%

Sole

0.00

Shared

3.48K

None

85.75K

ISHARES TR

DFND

CORE MSCI INTL

Shares284.07K

TypeSH

Market value$25.29M

1.30%

Sole

0.00

Shared

1.46K

None

282.62K

ISHARES TR

DFND

CORE S&P US GWT

Shares122.71K

TypeSH

Market value$23.08M

1.18%

Sole

0.00

Shared

903.00

None

121.81K

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares263.75K

TypeSH

Market value$22.72M

1.16%

Sole

0.00

Shared

18.91K

None

244.84K

PIMCO ETF TR

DFND

MULTISECTOR BD

Shares713.18K

TypeSH

Market value$18.91M

0.97%

Sole

0.00

Shared

0.00

None

713.18K

SELECT SECTOR SPDR TR

DFND

ST STR INDL ETF

Shares97.42K

TypeSH

Market value$18.04M

0.92%

Sole

0.00

Shared

0.00

None

97.42K

CAPITAL GROUP GROWTH ETF

DFND

SHS CREAT UNIT

Shares358.39K

TypeSH

Market value$16.92M

0.87%

Sole

0.00

Shared

0.00

None

358.39K

BLACKROCK ETF TRUST II

DFND

ISHARES LARG CAP

Shares437.28K

TypeSH

Market value$16.16M

0.83%

Sole

0.00

Shared

0.00

None

437.28K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREAT UNIT

Shares325.36K

TypeSH

Market value$16.03M

0.82%

Sole

0.00

Shared

0.00

None

325.36K

ISHARES INC

DFND

CORE MSCI EMKT

Shares189.16K

TypeSH

Market value$15.67M

0.80%

Sole

0.00

Shared

2.05K

None

187.11K

SPDR SERIES TRUST

DFND

ST STR BLO 1 ETF

Shares167.42K

TypeSH

Market value$15.34M

0.79%

Sole

0.00

Shared

5.00

None

167.41K

SELECT SECTOR SPDR TR

DFND

ST STR DISCR ETF

Shares125.98K

TypeSH

Market value$14.77M

0.76%

Sole

0.00

Shared

0.00

None

125.98K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
SPDR SERIES TRUSTDFND	ST STR P500GRW	1.06M	SH	$126.71M 6.49%	159.00	1.06M
SPDR SERIES TRUSTDFND	ST STR P500VAL	1.53M	SH	$92.75M 4.75%	1.27K	1.52M
DIMENSIONAL ETF TRUSTDFND	EMGR CRE EQT MNG	1.38M	SH	$55.33M 2.83%	12.55K	1.36M
VANGUARD INDEX FDSDFND	MID CAP ETF	683.60K	SH	$55.08M 2.82%	6.81K	676.79K
VANGUARD SPECIALIZED FUNDSDFND	DIV APP ETF	232.26K	SH	$54.96M 2.82%	9.88K	222.38K
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	687.04K	SH	$48.95M 2.51%	9.42K	677.62K
SELECT SECTOR SPDR TRDFND	ST STR TECHN ETF	235.90K	SH	$44.94M 2.30%	2.05K	233.85K
ISHARES TRDFND	CORE S&P SCP ETF	300.39K	SH	$44.55M 2.28%	530.00	299.86K
NVIDIA CORPORATIONDFND	COM	194.11K	SH	$38.84M 1.99%	6.87K	187.24K
FIDELITY MERRIMACK STR TRDFND	TOTAL BD ETF	733.36K	SH	$33.36M 1.71%	8.59K	724.77K
ISHARES TRDFND	CORE US AGGBD ET	302.05K	SH	$29.90M 1.53%	3.75K	298.30K
J P MORGAN EXCHANGE TRADED FDFND	CORE PLUS BD ETF	589.57K	SH	$27.67M 1.42%	7.30K	582.26K
INVESCO QQQ TRDFND	UNIT SER 1	35.28K	SH	$25.98M 1.33%	1.50K	33.78K
APPLE INCDFND	COM	89.23K	SH	$25.82M 1.32%	3.48K	85.75K
ISHARES TRDFND	CORE MSCI INTL	284.07K	SH	$25.29M 1.30%	1.46K	282.62K
ISHARES TRDFND	CORE S&P US GWT	122.71K	SH	$23.08M 1.18%	903.00	121.81K
VANGUARD INDEX FDSDFND	GROWTH ETF	263.75K	SH	$22.72M 1.16%	18.91K	244.84K
PIMCO ETF TRDFND	MULTISECTOR BD	713.18K	SH	$18.91M 0.97%	0.00	713.18K
SELECT SECTOR SPDR TRDFND	ST STR INDL ETF	97.42K	SH	$18.04M 0.92%	0.00	97.42K
CAPITAL GROUP GROWTH ETFDFND	SHS CREAT UNIT	358.39K	SH	$16.92M 0.87%	0.00	358.39K
BLACKROCK ETF TRUST IIDFND	ISHARES LARG CAP	437.28K	SH	$16.16M 0.83%	0.00	437.28K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREAT UNIT	325.36K	SH	$16.03M 0.82%	0.00	325.36K
ISHARES INCDFND	CORE MSCI EMKT	189.16K	SH	$15.67M 0.80%	2.05K	187.11K
SPDR SERIES TRUSTDFND	ST STR BLO 1 ETF	167.42K	SH	$15.34M 0.79%	5.00	167.41K
SELECT SECTOR SPDR TRDFND	ST STR DISCR ETF	125.98K	SH	$14.77M 0.76%	0.00	125.98K

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