FOUNDERS FINANCIAL SECURITIES LLC

Filed: 4/16/2026ACC: 0001062993-26-002016

📋 What this filing means

FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 498 equity positions with a total reported market value of $1.66B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

498

Positions

$1.66B

Total AUM (reported)

23.28M

Total Shares

Allocation by class

STATE STREET SPD$245.18M14.8%

COM$222.60M13.4%

DIV APP ETF$50.47M3.0%

EMGR CRE EQT MNG$50.10M3.0%

VAN FTSE DEV MKT$44.90M2.7%

FT VEST US EQT$44.50M2.7%

SHS CREATION UNI$43.90M2.6%

Portfolio Concentration

Top 3$244.07M14.7%

4–10$270.95M16.3%

11–25$265.54M16.0%

Rest$876.88M52.9%

Top 3 weight

14.7%

Top 10 weight

31.1%

Voting Authority Distribution

Total shares with voting rights: 23.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

252.24K

% of voting shares1.1%

None

No voting authority

23.03M

% of voting shares98.9%

Investment Discretion (by position count)

Sole230

Shared0

Other268

Dominant voting typeNone · 98.9% of voting shares

Institutional Holdings498

Rows:

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares1.05M

TypeSH

Market value$109.22M

6.59%

Sole

0.00

Shared

159.00

None

1.05M

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares1.45M

TypeSH

Market value$84.38M

5.09%

Sole

0.00

Shared

389.00

None

1.45M

VANGUARD SPECIALIZED FUNDS

DFND

DIV APP ETF

Shares226.50K

TypeSH

Market value$50.47M

3.04%

Sole

0.00

Shared

12.15K

None

214.35K

DIMENSIONAL ETF TRUST

DFND

EMGR CRE EQT MNG

Shares1.40M

TypeSH

Market value$50.10M

3.02%

Sole

0.00

Shared

79.00

None

1.40M

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares664.63K

TypeSH

Market value$44.90M

2.71%

Sole

0.00

Shared

7.25K

None

657.38K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares143.18K

TypeSH

Market value$42.70M

2.58%

Sole

0.00

Shared

1.27K

None

141.90K

ISHARES TR

DFND

CORE S&P SCP ETF

Shares295.64K

TypeSH

Market value$38.66M

2.33%

Sole

0.00

Shared

397.00

None

295.24K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares229.41K

TypeSH

Market value$32.59M

1.97%

Sole

0.00

Shared

0.00

None

229.41K

NVIDIA CORPORATION

DFND

COM

Shares176.41K

TypeSH

Market value$32.44M

1.96%

Sole

0.00

Shared

5.62K

None

170.79K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares644.37K

TypeSH

Market value$29.56M

1.78%

Sole

0.00

Shared

0.00

None

644.37K

ISHARES TR

DFND

CORE US AGGBD ET

Shares289.49K

TypeSH

Market value$28.80M

1.74%

Sole

0.00

Shared

7.84K

None

281.64K

ISHARES TR

DFND

CORE MSCI INTL

Shares313.23K

TypeSH

Market value$27.44M

1.66%

Sole

0.00

Shared

682.00

None

312.54K

J P MORGAN EXCHANGE TRADED F

DFND

CORE PLUS BD ETF

Shares505.21K

TypeSH

Market value$23.81M

1.44%

Sole

0.00

Shared

29.67K

None

475.54K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares249.36K

TypeSH

Market value$22.81M

1.38%

Sole

0.00

Shared

5.00

None

249.35K

ISHARES TR

DFND

CORE S&P US GWT

Shares119.56K

TypeSH

Market value$19.69M

1.19%

Sole

0.00

Shared

198.00

None

119.36K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares657.41K

TypeSH

Market value$17.39M

1.05%

Sole

0.00

Shared

0.00

None

657.41K

ISHARES TR

DFND

CORE MSCI EAFE

Shares163.40K

TypeSH

Market value$15.55M

0.94%

Sole

0.00

Shared

502.00

None

162.90K

CAPITAL GROUP GROWTH ETF

DFND

SHS CREATION UNI

Shares353.32K

TypeSH

Market value$14.85M

0.90%

Sole

0.00

Shared

0.00

None

353.32K

SELECT SECTOR SPDR TR

SOLE

STATE STREET HEA

Shares96.14K

TypeSH

Market value$14.36M

0.87%

Sole

0.00

Shared

0.00

None

96.14K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares318.62K

TypeSH

Market value$14.24M

0.86%

Sole

0.00

Shared

0.00

None

318.62K

ISHARES TR

DFND

US AER DEF ETF

Shares61.10K

TypeSH

Market value$14.16M

0.85%

Sole

0.00

Shared

1.57K

None

59.54K

ISHARES TR

DFND

MSCI USA MIN VOL

Shares150.49K

TypeSH

Market value$14.12M

0.85%

Sole

0.00

Shared

116.00

None

150.37K

ISHARES INC

DFND

CORE MSCI EMKT

Shares178.64K

TypeSH

Market value$13.21M

0.80%

Sole

0.00

Shared

1.97K

None

176.68K

VANGUARD INDEX FDS

DFND

GROWTH ETF

Shares27.48K

TypeSH

Market value$12.63M

0.76%

Sole

0.00

Shared

3.04K

None

24.45K

ISHARES TR

DFND

TRS FLT RT BD

Shares247.36K

TypeSH

Market value$12.50M

0.75%

Sole

0.00

Shared

0.00

None

247.36K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
SPDR SERIES TRUSTDFND	STATE STREET SPD	1.05M	SH	$109.22M 6.59%	159.00	1.05M
SPDR SERIES TRUSTDFND	STATE STREET SPD	1.45M	SH	$84.38M 5.09%	389.00	1.45M
VANGUARD SPECIALIZED FUNDSDFND	DIV APP ETF	226.50K	SH	$50.47M 3.04%	12.15K	214.35K
DIMENSIONAL ETF TRUSTDFND	EMGR CRE EQT MNG	1.40M	SH	$50.10M 3.02%	79.00	1.40M
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	664.63K	SH	$44.90M 2.71%	7.25K	657.38K
VANGUARD INDEX FDSDFND	MID CAP ETF	143.18K	SH	$42.70M 2.58%	1.27K	141.90K
ISHARES TRDFND	CORE S&P SCP ETF	295.64K	SH	$38.66M 2.33%	397.00	295.24K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	229.41K	SH	$32.59M 1.97%	0.00	229.41K
NVIDIA CORPORATIONDFND	COM	176.41K	SH	$32.44M 1.96%	5.62K	170.79K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	644.37K	SH	$29.56M 1.78%	0.00	644.37K
ISHARES TRDFND	CORE US AGGBD ET	289.49K	SH	$28.80M 1.74%	7.84K	281.64K
ISHARES TRDFND	CORE MSCI INTL	313.23K	SH	$27.44M 1.66%	682.00	312.54K
J P MORGAN EXCHANGE TRADED FDFND	CORE PLUS BD ETF	505.21K	SH	$23.81M 1.44%	29.67K	475.54K
SPDR SERIES TRUSTDFND	STATE STREET SPD	249.36K	SH	$22.81M 1.38%	5.00	249.35K
ISHARES TRDFND	CORE S&P US GWT	119.56K	SH	$19.69M 1.19%	198.00	119.36K
PIMCO ETF TRSOLE	MULTISECTOR BD	657.41K	SH	$17.39M 1.05%	0.00	657.41K
ISHARES TRDFND	CORE MSCI EAFE	163.40K	SH	$15.55M 0.94%	502.00	162.90K
CAPITAL GROUP GROWTH ETFDFND	SHS CREATION UNI	353.32K	SH	$14.85M 0.90%	0.00	353.32K
SELECT SECTOR SPDR TRSOLE	STATE STREET HEA	96.14K	SH	$14.36M 0.87%	0.00	96.14K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	318.62K	SH	$14.24M 0.86%	0.00	318.62K
ISHARES TRDFND	US AER DEF ETF	61.10K	SH	$14.16M 0.85%	1.57K	59.54K
ISHARES TRDFND	MSCI USA MIN VOL	150.49K	SH	$14.12M 0.85%	116.00	150.37K
ISHARES INCDFND	CORE MSCI EMKT	178.64K	SH	$13.21M 0.80%	1.97K	176.68K
VANGUARD INDEX FDSDFND	GROWTH ETF	27.48K	SH	$12.63M 0.76%	3.04K	24.45K
ISHARES TRDFND	TRS FLT RT BD	247.36K	SH	$12.50M 0.75%	0.00	247.36K

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