FOUNDERS FINANCIAL SECURITIES LLC

Filed: 2/10/2026ACC: 0001062993-26-000731

📋 What this filing means

FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 574 equity positions with a total reported market value of $1.70B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

574

Positions

$1.70B

Total AUM (reported)

22.97M

Total Shares

Allocation by class

COM$306.92M18.1%

STATE STREET SPD$220.94M13.0%

EMGR CRE EQT MNG$43.86M2.6%

VAN FTSE DEV MKT$41.08M2.4%

MID CAP ETF$40.43M2.4%

FT VEST US EQT$38.46M2.3%

SHS CREATION UNI$36.54M2.2%

Portfolio Concentration

Top 3$225.76M13.3%

4–10$240.27M14.2%

11–25$291.62M17.2%

Rest$939.83M55.4%

Top 3 weight

13.3%

Top 10 weight

27.5%

Voting Authority Distribution

Total shares with voting rights: 22.97M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

177.67K

% of voting shares0.8%

None

No voting authority

22.79M

% of voting shares99.2%

Investment Discretion (by position count)

Sole574

Shared0

Other0

Dominant voting typeNone · 99.2% of voting shares

Institutional Holdings574

Rows:

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares969.91K

TypeSH

Market value$103.49M

6.10%

Sole

0.00

Shared

0.00

None

969.91K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares1.38M

TypeSH

Market value$78.41M

4.62%

Sole

0.00

Shared

0.00

None

1.38M

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares1.35M

TypeSH

Market value$43.86M

2.58%

Sole

0.00

Shared

2.63K

None

1.34M

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares657.52K

TypeSH

Market value$41.08M

2.42%

Sole

0.00

Shared

4.27K

None

653.25K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares139.31K

TypeSH

Market value$40.43M

2.38%

Sole

0.00

Shared

0.00

None

139.31K

NVIDIA CORPORATION

SOLE

COM

Shares190.64K

TypeSH

Market value$35.55M

2.09%

Sole

0.00

Shared

5.06K

None

185.58K

SELECT SECTOR SPDR TR

SOLE

STATE STREET TEC

Shares224.69K

TypeSH

Market value$32.35M

1.91%

Sole

0.00

Shared

0.00

None

224.69K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares261.90K

TypeSH

Market value$31.48M

1.85%

Sole

0.00

Shared

397.00

None

261.50K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares139.26K

TypeSH

Market value$30.61M

1.80%

Sole

0.00

Shared

12.12K

None

127.13K

APPLE INC

SOLE

COM

Shares105.88K

TypeSH

Market value$28.78M

1.70%

Sole

0.00

Shared

3.17K

None

102.70K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares276.58K

TypeSH

Market value$27.62M

1.63%

Sole

0.00

Shared

10.75K

None

265.82K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares583.85K

TypeSH

Market value$26.88M

1.58%

Sole

0.00

Shared

0.00

None

583.85K

ISHARES TR

SOLE

CORE MSCI INTL

Shares299.72K

TypeSH

Market value$24.72M

1.46%

Sole

0.00

Shared

261.00

None

299.45K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares35.61K

TypeSH

Market value$21.87M

1.29%

Sole

0.00

Shared

1.60K

None

34.01K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares450.45K

TypeSH

Market value$21.33M

1.26%

Sole

0.00

Shared

6.90K

None

443.55K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares42.95K

TypeSH

Market value$20.95M

1.23%

Sole

0.00

Shared

2.51K

None

40.44K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares706.01K

TypeSH

Market value$18.84M

1.11%

Sole

0.00

Shared

0.00

None

706.01K

ISHARES TR

SOLE

CORE S&P US GWT

Shares110.42K

TypeSH

Market value$18.54M

1.09%

Sole

0.00

Shared

198.00

None

110.22K

MICROSOFT CORP

SOLE

COM

Shares37.12K

TypeSH

Market value$17.95M

1.06%

Sole

0.00

Shared

1.46K

None

35.66K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares181.77K

TypeSH

Market value$17.12M

1.01%

Sole

0.00

Shared

116.00

None

181.65K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.21K

TypeSH

Market value$17.07M

1.01%

Sole

0.00

Shared

0.00

None

27.21K

SELECT SECTOR SPDR TR

SOLE

STATE STREET COM

Shares128.79K

TypeSH

Market value$15.16M

0.89%

Sole

0.00

Shared

0.00

None

128.79K

SELECT SECTOR SPDR TR

SOLE

STATE STREET FIN

Shares274.01K

TypeSH

Market value$15.01M

0.88%

Sole

0.00

Shared

0.00

None

274.01K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares156.61K

TypeSH

Market value$14.31M

0.84%

Sole

0.00

Shared

0.00

None

156.61K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares74.60K

TypeSH

Market value$14.25M

0.84%

Sole

0.00

Shared

0.00

None

74.60K

Issuer	Class	Shares	Type	Value / Portfolio %	Shared	None
SPDR SERIES TRUSTSOLE	STATE STREET SPD	969.91K	SH	$103.49M 6.10%	0.00	969.91K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	1.38M	SH	$78.41M 4.62%	0.00	1.38M
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	1.35M	SH	$43.86M 2.58%	2.63K	1.34M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	657.52K	SH	$41.08M 2.42%	4.27K	653.25K
VANGUARD INDEX FDSSOLE	MID CAP ETF	139.31K	SH	$40.43M 2.38%	0.00	139.31K
NVIDIA CORPORATIONSOLE	COM	190.64K	SH	$35.55M 2.09%	5.06K	185.58K
SELECT SECTOR SPDR TRSOLE	STATE STREET TEC	224.69K	SH	$32.35M 1.91%	0.00	224.69K
ISHARES TRSOLE	CORE S&P SCP ETF	261.90K	SH	$31.48M 1.85%	397.00	261.50K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	139.26K	SH	$30.61M 1.80%	12.12K	127.13K
APPLE INCSOLE	COM	105.88K	SH	$28.78M 1.70%	3.17K	102.70K
ISHARES TRSOLE	CORE US AGGBD ET	276.58K	SH	$27.62M 1.63%	10.75K	265.82K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	583.85K	SH	$26.88M 1.58%	0.00	583.85K
ISHARES TRSOLE	CORE MSCI INTL	299.72K	SH	$24.72M 1.46%	261.00	299.45K
INVESCO QQQ TRSOLE	UNIT SER 1	35.61K	SH	$21.87M 1.29%	1.60K	34.01K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	450.45K	SH	$21.33M 1.26%	6.90K	443.55K
VANGUARD INDEX FDSSOLE	GROWTH ETF	42.95K	SH	$20.95M 1.23%	2.51K	40.44K
PIMCO ETF TRSOLE	MULTISECTOR BD	706.01K	SH	$18.84M 1.11%	0.00	706.01K
ISHARES TRSOLE	CORE S&P US GWT	110.42K	SH	$18.54M 1.09%	198.00	110.22K
MICROSOFT CORPSOLE	COM	37.12K	SH	$17.95M 1.06%	1.46K	35.66K
ISHARES TRSOLE	MSCI USA MIN VOL	181.77K	SH	$17.12M 1.01%	116.00	181.65K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.21K	SH	$17.07M 1.01%	0.00	27.21K
SELECT SECTOR SPDR TRSOLE	STATE STREET COM	128.79K	SH	$15.16M 0.89%	0.00	128.79K
SELECT SECTOR SPDR TRSOLE	STATE STREET FIN	274.01K	SH	$15.01M 0.88%	0.00	274.01K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	156.61K	SH	$14.31M 0.84%	0.00	156.61K
VANGUARD INDEX FDSSOLE	VALUE ETF	74.60K	SH	$14.25M 0.84%	0.00	74.60K

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