FOUNDERS FINANCIAL SECURITIES LLC

Filed: 11/12/2024ACC: 0001062993-24-018843

📋 What this filing means

FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 427 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

427

Positions

$1.08B

Total AUM (reported)

14.82M

Total Shares

Allocation by class

COM$213.13M19.7%

PRTFLO S&P500 GW$52.01M4.8%

US DIVIDEND EQ$35.06M3.2%

PRTFLO S&P500 VL$34.13M3.1%

CORE US AGGBD ET$30.62M2.8%

CORE S&P SCP ETF$30.46M2.8%

VAN FTSE DEV MKT$25.94M2.4%

Portfolio Concentration

Top 3$121.19M11.2%

4–10$176.10M16.2%

11–25$212.05M19.6%

Rest$574.54M53.0%

Top 3 weight

11.2%

Top 10 weight

27.4%

Voting Authority Distribution

Total shares with voting rights: 14.82M

Sole

Full voting authority

14.12K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.81M

% of voting shares99.9%

Investment Discretion (by position count)

Sole427

Shared0

Other0

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings427

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares627.03K

TypeSH

Market value$52.01M

4.80%

Sole

0.00

Shared

0.00

None

627.03K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares414.72K

TypeSH

Market value$35.06M

3.23%

Sole

57.00

Shared

0.00

None

414.67K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares645.60K

TypeSH

Market value$34.13M

3.15%

Sole

211.00

Shared

0.00

None

645.39K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares302.39K

TypeSH

Market value$30.62M

2.83%

Sole

577.00

Shared

0.00

None

301.81K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares260.40K

TypeSH

Market value$30.46M

2.81%

Sole

153.00

Shared

0.00

None

260.25K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares491.19K

TypeSH

Market value$25.94M

2.39%

Sole

0.00

Shared

0.00

None

491.19K

STRATEGY SHS

SOLE

DAY HAGAN NED

Shares596.34K

TypeSH

Market value$24.80M

2.29%

Sole

0.00

Shared

0.00

None

596.34K

NVIDIA CORPORATION

SOLE

COM

Shares180.74K

TypeSH

Market value$21.95M

2.03%

Sole

0.00

Shared

0.00

None

180.74K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares453.19K

TypeSH

Market value$21.18M

1.95%

Sole

63.00

Shared

0.00

None

453.12K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares80.16K

TypeSH

Market value$21.15M

1.95%

Sole

0.00

Shared

0.00

None

80.16K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares722.03K

TypeSH

Market value$19.79M

1.83%

Sole

154.00

Shared

0.00

None

721.88K

APPLE INC

SOLE

COM

Shares76.28K

TypeSH

Market value$17.77M

1.64%

Sole

86.00

Shared

0.00

None

76.19K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares35.99K

TypeSH

Market value$17.57M

1.62%

Sole

0.00

Shared

0.00

None

35.99K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares91.79K

TypeSH

Market value$16.46M

1.52%

Sole

0.00

Shared

0.00

None

91.79K

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares443.40K

TypeSH

Market value$15.11M

1.39%

Sole

0.00

Shared

0.00

None

443.40K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares65.22K

TypeSH

Market value$14.72M

1.36%

Sole

0.00

Shared

0.00

None

65.22K

J P MORGAN EXCHANGE TRADED F

SOLE

CORE PLUS BD ETF

Shares301.32K

TypeSH

Market value$14.54M

1.34%

Sole

0.00

Shared

0.00

None

301.32K

ISHARES TR

SOLE

TRS FLT RT BD

Shares268.24K

TypeSH

Market value$13.57M

1.25%

Sole

0.00

Shared

0.00

None

268.24K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares142.92K

TypeSH

Market value$13.05M

1.20%

Sole

0.00

Shared

0.00

None

142.92K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares21.87K

TypeSH

Market value$12.61M

1.16%

Sole

0.00

Shared

0.00

None

21.87K

MICROSOFT CORP

SOLE

COM

Shares28.25K

TypeSH

Market value$12.16M

1.12%

Sole

84.00

Shared

0.00

None

28.16K

ISHARES TR

SOLE

CORE MSCI INTL

Shares163.21K

TypeSH

Market value$11.56M

1.07%

Sole

114.00

Shared

0.00

None

163.10K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares143.50K

TypeSH

Market value$11.20M

1.03%

Sole

0.00

Shared

0.00

None

143.50K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares102.71K

TypeSH

Market value$11.16M

1.03%

Sole

2.21K

Shared

0.00

None

100.50K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares114.04K

TypeSH

Market value$10.79M

1.00%

Sole

0.00

Shared

0.00

None

114.04K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	627.03K	SH	$52.01M 4.80%	0.00	627.03K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	414.72K	SH	$35.06M 3.23%	57.00	414.67K
SPDR SER TRSOLE	PRTFLO S&P500 VL	645.60K	SH	$34.13M 3.15%	211.00	645.39K
ISHARES TRSOLE	CORE US AGGBD ET	302.39K	SH	$30.62M 2.83%	577.00	301.81K
ISHARES TRSOLE	CORE S&P SCP ETF	260.40K	SH	$30.46M 2.81%	153.00	260.25K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	491.19K	SH	$25.94M 2.39%	0.00	491.19K
STRATEGY SHSSOLE	DAY HAGAN NED	596.34K	SH	$24.80M 2.29%	0.00	596.34K
NVIDIA CORPORATIONSOLE	COM	180.74K	SH	$21.95M 2.03%	0.00	180.74K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	453.19K	SH	$21.18M 1.95%	63.00	453.12K
VANGUARD INDEX FDSSOLE	MID CAP ETF	80.16K	SH	$21.15M 1.95%	0.00	80.16K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	722.03K	SH	$19.79M 1.83%	154.00	721.88K
APPLE INCSOLE	COM	76.28K	SH	$17.77M 1.64%	86.00	76.19K
INVESCO QQQ TRSOLE	UNIT SER 1	35.99K	SH	$17.57M 1.62%	0.00	35.99K
ISHARES TRSOLE	MSCI USA QLT FCT	91.79K	SH	$16.46M 1.52%	0.00	91.79K
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	443.40K	SH	$15.11M 1.39%	0.00	443.40K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	65.22K	SH	$14.72M 1.36%	0.00	65.22K
J P MORGAN EXCHANGE TRADED FSOLE	CORE PLUS BD ETF	301.32K	SH	$14.54M 1.34%	0.00	301.32K
ISHARES TRSOLE	TRS FLT RT BD	268.24K	SH	$13.57M 1.25%	0.00	268.24K
ISHARES TRSOLE	MSCI USA MIN VOL	142.92K	SH	$13.05M 1.20%	0.00	142.92K
ISHARES TRSOLE	CORE S&P500 ETF	21.87K	SH	$12.61M 1.16%	0.00	21.87K
MICROSOFT CORPSOLE	COM	28.25K	SH	$12.16M 1.12%	84.00	28.16K
ISHARES TRSOLE	CORE MSCI INTL	163.21K	SH	$11.56M 1.07%	114.00	163.10K
ISHARES TRSOLE	CORE MSCI EAFE	143.50K	SH	$11.20M 1.03%	0.00	143.50K
ISHARES TRSOLE	NATIONAL MUN ETF	102.71K	SH	$11.16M 1.03%	2.21K	100.50K
PIMCO ETF TRSOLE	ACTIVE BD ETF	114.04K	SH	$10.79M 1.00%	0.00	114.04K

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