FOUNDERS FINANCIAL SECURITIES LLC

Filed: 2/6/2024ACC: 0001062993-24-002029

📋 What this filing means

FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 367 equity positions with a total reported market value of $901.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

367

Positions

$901.13M

Total AUM (reported)

13.76M

Total Shares

Allocation by class

COM$181.26M20.1%

PRTFLO S&P500 GW$51.11M5.7%

PRTFLO S&P500 VL$41.45M4.6%

US DIVIDEND EQ$36.67M4.1%

VAN FTSE DEV MKT$28.31M3.1%

CORE S&P SCP ETF$26.22M2.9%

UNIT SER 1$20.50M2.3%

Portfolio Concentration

Top 3$129.24M14.3%

4–10$146.20M16.2%

11–25$175.69M19.5%

Rest$450.01M49.9%

Top 3 weight

14.3%

Top 10 weight

30.6%

Voting Authority Distribution

Total shares with voting rights: 13.76M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.76M

% of voting shares100.0%

Investment Discretion (by position count)

Sole367

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings367

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares785.64K

TypeSH

Market value$51.11M

5.67%

Sole

0.00

Shared

0.00

None

785.64K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares888.94K

TypeSH

Market value$41.45M

4.60%

Sole

0.00

Shared

0.00

None

888.94K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares481.72K

TypeSH

Market value$36.67M

4.07%

Sole

0.00

Shared

0.00

None

481.72K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares591.06K

TypeSH

Market value$28.31M

3.14%

Sole

0.00

Shared

0.00

None

591.06K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares242.25K

TypeSH

Market value$26.22M

2.91%

Sole

0.00

Shared

0.00

None

242.25K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares50.07K

TypeSH

Market value$20.50M

2.28%

Sole

0.00

Shared

0.00

None

50.07K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares82.24K

TypeSH

Market value$19.13M

2.12%

Sole

0.00

Shared

0.00

None

82.24K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares389.04K

TypeSH

Market value$17.91M

1.99%

Sole

0.00

Shared

0.00

None

389.04K

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares612.71K

TypeSH

Market value$17.53M

1.95%

Sole

0.00

Shared

0.00

None

612.71K

APPLE INC

SOLE

COM

Shares86.16K

TypeSH

Market value$16.59M

1.84%

Sole

0.00

Shared

0.00

None

86.16K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares324.74K

TypeSH

Market value$15.44M

1.71%

Sole

0.00

Shared

0.00

None

324.74K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares205.09K

TypeSH

Market value$14.43M

1.60%

Sole

0.00

Shared

0.00

None

205.09K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares573.12K

TypeSH

Market value$13.82M

1.53%

Sole

0.00

Shared

0.00

None

573.12K

MICROSOFT CORP

SOLE

COM

Shares33.55K

TypeSH

Market value$12.62M

1.40%

Sole

0.00

Shared

0.00

None

33.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares26.19K

TypeSH

Market value$12.51M

1.39%

Sole

0.00

Shared

0.00

None

26.19K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares124.11K

TypeSH

Market value$12.32M

1.37%

Sole

0.00

Shared

0.00

None

124.11K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares76.98K

TypeSH

Market value$11.33M

1.26%

Sole

0.00

Shared

0.00

None

76.98K

ISHARES TR

SOLE

TRS FLT RT BD

Shares221.94K

TypeSH

Market value$11.20M

1.24%

Sole

0.00

Shared

0.00

None

221.94K

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares436.53K

TypeSH

Market value$11.19M

1.24%

Sole

0.00

Shared

0.00

None

436.53K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW OPPORTUNIS

Shares235.12K

TypeSH

Market value$10.49M

1.16%

Sole

0.00

Shared

0.00

None

235.12K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares96.35K

TypeSH

Market value$10.45M

1.16%

Sole

0.00

Shared

0.00

None

96.35K

NVIDIA CORPORATION

SOLE

COM

Shares20.92K

TypeSH

Market value$10.36M

1.15%

Sole

0.00

Shared

0.00

None

20.92K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares52.25K

TypeSH

Market value$10.06M

1.12%

Sole

0.00

Shared

0.00

None

52.25K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares108.30K

TypeSH

Market value$9.90M

1.10%

Sole

0.00

Shared

0.00

None

108.30K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares103.70K

TypeSH

Market value$9.59M

1.06%

Sole

0.00

Shared

0.00

None

103.70K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	785.64K	SH	$51.11M 5.67%	785.64K
SPDR SER TRSOLE	PRTFLO S&P500 VL	888.94K	SH	$41.45M 4.60%	888.94K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	481.72K	SH	$36.67M 4.07%	481.72K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	591.06K	SH	$28.31M 3.14%	591.06K
ISHARES TRSOLE	CORE S&P SCP ETF	242.25K	SH	$26.22M 2.91%	242.25K
INVESCO QQQ TRSOLE	UNIT SER 1	50.07K	SH	$20.50M 2.28%	50.07K
VANGUARD INDEX FDSSOLE	MID CAP ETF	82.24K	SH	$19.13M 2.12%	82.24K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	389.04K	SH	$17.91M 1.99%	389.04K
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	612.71K	SH	$17.53M 1.95%	612.71K
APPLE INCSOLE	COM	86.16K	SH	$16.59M 1.84%	86.16K
ISHARES TRSOLE	CORE 1 5 YR USD	324.74K	SH	$15.44M 1.71%	324.74K
ISHARES TRSOLE	CORE MSCI EAFE	205.09K	SH	$14.43M 1.60%	205.09K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	573.12K	SH	$13.82M 1.53%	573.12K
MICROSOFT CORPSOLE	COM	33.55K	SH	$12.62M 1.40%	33.55K
ISHARES TRSOLE	CORE S&P500 ETF	26.19K	SH	$12.51M 1.39%	26.19K
ISHARES TRSOLE	CORE US AGGBD ET	124.11K	SH	$12.32M 1.37%	124.11K
ISHARES TRSOLE	MSCI USA QLT FCT	76.98K	SH	$11.33M 1.26%	76.98K
ISHARES TRSOLE	TRS FLT RT BD	221.94K	SH	$11.20M 1.24%	221.94K
SPDR SER TRSOLE	PORTFOLIO AGRGTE	436.53K	SH	$11.19M 1.24%	436.53K
FIRST TR EXCHNG TRADED FD VISOLE	TCW OPPORTUNIS	235.12K	SH	$10.49M 1.16%	235.12K
ISHARES TRSOLE	NATIONAL MUN ETF	96.35K	SH	$10.45M 1.16%	96.35K
NVIDIA CORPORATIONSOLE	COM	20.92K	SH	$10.36M 1.15%	20.92K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	52.25K	SH	$10.06M 1.12%	52.25K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	108.30K	SH	$9.90M 1.10%	108.30K
PIMCO ETF TRSOLE	ACTIVE BD ETF	103.70K	SH	$9.59M 1.06%	103.70K

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