Filed: 10/17/2023ACC: 0001062993-23-019407
📋 What this filing means
FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 332 equity positions with a total reported market value of $771.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
332
Positions
$771.77M
Total AUM (reported)
12.71M
Total Shares
Allocation by class
COM$146.16M18.9%
PRTFLO S&P500 GW$46.06M6.0%
PRTFLO S&P500 VL$32.84M4.3%
US DIVIDEND EQ$30.35M3.9%
VAN FTSE DEV MKT$24.77M3.2%
CORE S&P SCP ETF$20.76M2.7%
UNIT SER 1$17.24M2.2%
Portfolio Concentration
Top 3$109.25M14.2%
4–10$123.44M16.0%
11–25$156.18M20.2%
Rest$382.90M49.6%
Top 3 weight
14.2%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 12.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.71M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole332
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings332
Rows:
SPDR SER TR
SOLEShares777.02K
TypeSH
Market value$46.06M
5.97%
Sole
0.00
Shared
0.00
None
777.02K
SPDR SER TR
SOLEShares795.83K
TypeSH
Market value$32.84M
4.25%
Sole
0.00
Shared
0.00
None
795.83K
SCHWAB STRATEGIC TR
SOLEShares428.88K
TypeSH
Market value$30.35M
3.93%
Sole
0.00
Shared
0.00
None
428.88K
VANGUARD TAX-MANAGED FDS
SOLEShares566.63K
TypeSH
Market value$24.77M
3.21%
Sole
0.00
Shared
0.00
None
566.63K
ISHARES TR
SOLEShares220.11K
TypeSH
Market value$20.76M
2.69%
Sole
0.00
Shared
0.00
None
220.11K
INVESCO QQQ TR
SOLEShares48.12K
TypeSH
Market value$17.24M
2.23%
Sole
0.00
Shared
0.00
None
48.12K
VANGUARD INDEX FDS
SOLEShares78.97K
TypeSH
Market value$16.44M
2.13%
Sole
0.00
Shared
0.00
None
78.97K
FIDELITY MERRIMACK STR TR
SOLEShares355.33K
TypeSH
Market value$15.48M
2.01%
Sole
0.00
Shared
0.00
None
355.33K
DIMENSIONAL ETF TRUST
SOLEShares591.13K
TypeSH
Market value$15.19M
1.97%
Sole
0.00
Shared
0.00
None
591.13K
ISHARES TR
SOLEShares292.31K
TypeSH
Market value$13.56M
1.76%
Sole
0.00
Shared
0.00
None
292.31K
ISHARES TR
SOLEShares201.97K
TypeSH
Market value$13.00M
1.68%
Sole
0.00
Shared
0.00
None
201.97K
APPLE INC
SOLEShares71.93K
TypeSH
Market value$12.32M
1.60%
Sole
0.00
Shared
0.00
None
71.93K
DIMENSIONAL ETF TRUST
SOLEShares540.47K
TypeSH
Market value$12.20M
1.58%
Sole
0.00
Shared
0.00
None
540.47K
SELECT SECTOR SPDR TR
SOLEShares73.20K
TypeSH
Market value$12.00M
1.55%
Sole
0.00
Shared
0.00
None
73.20K
ISHARES TR
SOLEShares85.60K
TypeSH
Market value$11.28M
1.46%
Sole
0.00
Shared
0.00
None
85.60K
ISHARES TR
SOLEShares117.89K
TypeSH
Market value$11.09M
1.44%
Sole
0.00
Shared
0.00
None
117.89K
ISHARES TR
SOLEShares25.43K
TypeSH
Market value$10.92M
1.42%
Sole
0.00
Shared
0.00
None
25.43K
SPDR SER TR
SOLEShares416.29K
TypeSH
Market value$10.13M
1.31%
Sole
0.00
Shared
0.00
None
416.29K
ISHARES TR
SOLEShares93.58K
TypeSH
Market value$9.60M
1.24%
Sole
0.00
Shared
0.00
None
93.58K
ISHARES TR
SOLEShares38.43K
TypeSH
Market value$9.58M
1.24%
Sole
0.00
Shared
0.00
None
38.43K
FIRST TR EXCHNG TRADED FD VI
SOLEShares221.58K
TypeSH
Market value$9.32M
1.21%
Sole
0.00
Shared
0.00
None
221.58K
SPDR SER TR
SOLEShares99.52K
TypeSH
Market value$9.14M
1.18%
Sole
0.00
Shared
0.00
None
99.52K
MICROSOFT CORP
SOLEShares27.14K
TypeSH
Market value$8.57M
1.11%
Sole
0.00
Shared
0.00
None
27.14K
NVIDIA CORPORATION
SOLEShares19.61K
TypeSH
Market value$8.53M
1.11%
Sole
0.00
Shared
0.00
None
19.61K
PIMCO ETF TR
SOLEShares96.91K
TypeSH
Market value$8.52M
1.10%
Sole
0.00
Shared
0.00
None
96.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 777.02K | SH | $46.06M 5.97% | 0.00 | 0.00 | 777.02K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 795.83K | SH | $32.84M 4.25% | 0.00 | 0.00 | 795.83K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 428.88K | SH | $30.35M 3.93% | 0.00 | 0.00 | 428.88K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 566.63K | SH | $24.77M 3.21% | 0.00 | 0.00 | 566.63K |
ISHARES TRSOLE | CORE S&P SCP ETF | 220.11K | SH | $20.76M 2.69% | 0.00 | 0.00 | 220.11K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 48.12K | SH | $17.24M 2.23% | 0.00 | 0.00 | 48.12K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 78.97K | SH | $16.44M 2.13% | 0.00 | 0.00 | 78.97K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 355.33K | SH | $15.48M 2.01% | 0.00 | 0.00 | 355.33K |
DIMENSIONAL ETF TRUSTSOLE | US HIGH PROFITAB | 591.13K | SH | $15.19M 1.97% | 0.00 | 0.00 | 591.13K |
ISHARES TRSOLE | CORE 1 5 YR USD | 292.31K | SH | $13.56M 1.76% | 0.00 | 0.00 | 292.31K |
ISHARES TRSOLE | CORE MSCI EAFE | 201.97K | SH | $13.00M 1.68% | 0.00 | 0.00 | 201.97K |
APPLE INCSOLE | COM | 71.93K | SH | $12.32M 1.60% | 0.00 | 0.00 | 71.93K |
DIMENSIONAL ETF TRUSTSOLE | EMGR CRE EQT MNG | 540.47K | SH | $12.20M 1.58% | 0.00 | 0.00 | 540.47K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 73.20K | SH | $12.00M 1.55% | 0.00 | 0.00 | 73.20K |
ISHARES TRSOLE | MSCI USA QLT FCT | 85.60K | SH | $11.28M 1.46% | 0.00 | 0.00 | 85.60K |
ISHARES TRSOLE | CORE US AGGBD ET | 117.89K | SH | $11.09M 1.44% | 0.00 | 0.00 | 117.89K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.43K | SH | $10.92M 1.42% | 0.00 | 0.00 | 25.43K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 416.29K | SH | $10.13M 1.31% | 0.00 | 0.00 | 416.29K |
ISHARES TRSOLE | NATIONAL MUN ETF | 93.58K | SH | $9.60M 1.24% | 0.00 | 0.00 | 93.58K |
ISHARES TRSOLE | CORE S&P MCP ETF | 38.43K | SH | $9.58M 1.24% | 0.00 | 0.00 | 38.43K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 221.58K | SH | $9.32M 1.21% | 0.00 | 0.00 | 221.58K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 99.52K | SH | $9.14M 1.18% | 0.00 | 0.00 | 99.52K |
MICROSOFT CORPSOLE | COM | 27.14K | SH | $8.57M 1.11% | 0.00 | 0.00 | 27.14K |
NVIDIA CORPORATIONSOLE | COM | 19.61K | SH | $8.53M 1.11% | 0.00 | 0.00 | 19.61K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 96.91K | SH | $8.52M 1.10% | 0.00 | 0.00 | 96.91K |
Page 1 of 14
…