Filed: 8/11/2023ACC: 0001062993-23-016260
📋 What this filing means
FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 320 equity positions with a total reported market value of $757.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
320
Positions
$757.20M
Total AUM (reported)
12.59M
Total Shares
Allocation by class
COM$144.94M19.1%
PRTFLO S&P500 GW$46.09M6.1%
PRTFLO S&P500 VL$32.75M4.3%
US DIVIDEND EQ$29.05M3.8%
VAN FTSE DEV MKT$24.43M3.2%
CORE S&P SCP ETF$24.39M3.2%
MID CAP ETF$16.24M2.1%
Portfolio Concentration
Top 3$107.88M14.2%
4–10$122.35M16.2%
11–25$152.83M20.2%
Rest$374.14M49.4%
Top 3 weight
14.2%
Top 10 weight
30.4%
Voting Authority Distribution
Total shares with voting rights: 12.59M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.59M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole320
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings320
Rows:
SPDR SER TR
SOLEShares755.37K
TypeSH
Market value$46.09M
6.09%
Sole
0.00
Shared
0.00
None
755.37K
SPDR SER TR
SOLEShares758.07K
TypeSH
Market value$32.75M
4.32%
Sole
0.00
Shared
0.00
None
758.07K
SCHWAB STRATEGIC TR
SOLEShares400K
TypeSH
Market value$29.05M
3.84%
Sole
0.00
Shared
0.00
None
400K
VANGUARD TAX-MANAGED FDS
SOLEShares529.06K
TypeSH
Market value$24.43M
3.23%
Sole
0.00
Shared
0.00
None
529.06K
ISHARES TR
SOLEShares244.80K
TypeSH
Market value$24.39M
3.22%
Sole
0.00
Shared
0.00
None
244.80K
VANGUARD INDEX FDS
SOLEShares73.79K
TypeSH
Market value$16.24M
2.15%
Sole
0.00
Shared
0.00
None
73.79K
FIDELITY MERRIMACK STR TR
SOLEShares327.93K
TypeSH
Market value$14.89M
1.97%
Sole
0.00
Shared
0.00
None
327.93K
DIMENSIONAL ETF TRUST
SOLEShares540.18K
TypeSH
Market value$14.34M
1.89%
Sole
0.00
Shared
0.00
None
540.18K
APPLE INC
SOLEShares72.64K
TypeSH
Market value$14.09M
1.86%
Sole
0.00
Shared
0.00
None
72.64K
INVESCO QQQ TR
SOLEShares37.77K
TypeSH
Market value$13.95M
1.84%
Sole
0.00
Shared
0.00
None
37.77K
ISHARES TR
SOLEShares204.14K
TypeSH
Market value$13.78M
1.82%
Sole
0.00
Shared
0.00
None
204.14K
SPDR SER TR
SOLEShares130.91K
TypeSH
Market value$12.02M
1.59%
Sole
0.00
Shared
0.00
None
130.91K
ISHARES TR
SOLEShares256.45K
TypeSH
Market value$11.96M
1.58%
Sole
0.00
Shared
0.00
None
256.45K
DIMENSIONAL ETF TRUST
SOLEShares496.44K
TypeSH
Market value$11.65M
1.54%
Sole
0.00
Shared
0.00
None
496.44K
ISHARES TR
SOLEShares25.15K
TypeSH
Market value$11.21M
1.48%
Sole
0.00
Shared
0.00
None
25.15K
VANGUARD BD INDEX FDS
SOLEShares143.24K
TypeSH
Market value$10.41M
1.38%
Sole
0.00
Shared
0.00
None
143.24K
ISHARES TR
SOLEShares77.07K
TypeSH
Market value$10.39M
1.37%
Sole
0.00
Shared
0.00
None
77.07K
VANGUARD MUN BD FDS
SOLEShares195.45K
TypeSH
Market value$9.82M
1.30%
Sole
0.00
Shared
0.00
None
195.45K
SPDR SER TR
SOLEShares386.04K
TypeSH
Market value$9.79M
1.29%
Sole
0.00
Shared
0.00
None
386.04K
SELECT SECTOR SPDR TR
SOLEShares52.69K
TypeSH
Market value$9.16M
1.21%
Sole
0.00
Shared
0.00
None
52.69K
FIRST TR EXCHNG TRADED FD VI
SOLEShares203.35K
TypeSH
Market value$8.98M
1.19%
Sole
0.00
Shared
0.00
None
203.35K
MICROSOFT CORP
SOLEShares26.28K
TypeSH
Market value$8.95M
1.18%
Sole
0.00
Shared
0.00
None
26.28K
ISHARES TR
SOLEShares163.89K
TypeSH
Market value$8.30M
1.10%
Sole
0.00
Shared
0.00
None
163.89K
PIMCO ETF TR
SOLEShares89.63K
TypeSH
Market value$8.21M
1.08%
Sole
0.00
Shared
0.00
None
89.63K
NVIDIA CORPORATION
SOLEShares19.37K
TypeSH
Market value$8.19M
1.08%
Sole
0.00
Shared
0.00
None
19.37K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 755.37K | SH | $46.09M 6.09% | 0.00 | 0.00 | 755.37K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 758.07K | SH | $32.75M 4.32% | 0.00 | 0.00 | 758.07K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 400K | SH | $29.05M 3.84% | 0.00 | 0.00 | 400K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 529.06K | SH | $24.43M 3.23% | 0.00 | 0.00 | 529.06K |
ISHARES TRSOLE | CORE S&P SCP ETF | 244.80K | SH | $24.39M 3.22% | 0.00 | 0.00 | 244.80K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 73.79K | SH | $16.24M 2.15% | 0.00 | 0.00 | 73.79K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 327.93K | SH | $14.89M 1.97% | 0.00 | 0.00 | 327.93K |
DIMENSIONAL ETF TRUSTSOLE | US HIGH PROFITAB | 540.18K | SH | $14.34M 1.89% | 0.00 | 0.00 | 540.18K |
APPLE INCSOLE | COM | 72.64K | SH | $14.09M 1.86% | 0.00 | 0.00 | 72.64K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 37.77K | SH | $13.95M 1.84% | 0.00 | 0.00 | 37.77K |
ISHARES TRSOLE | CORE MSCI EAFE | 204.14K | SH | $13.78M 1.82% | 0.00 | 0.00 | 204.14K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 130.91K | SH | $12.02M 1.59% | 0.00 | 0.00 | 130.91K |
ISHARES TRSOLE | CORE 1 5 YR USD | 256.45K | SH | $11.96M 1.58% | 0.00 | 0.00 | 256.45K |
DIMENSIONAL ETF TRUSTSOLE | EMGR CRE EQT MNG | 496.44K | SH | $11.65M 1.54% | 0.00 | 0.00 | 496.44K |
ISHARES TRSOLE | CORE S&P500 ETF | 25.15K | SH | $11.21M 1.48% | 0.00 | 0.00 | 25.15K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 143.24K | SH | $10.41M 1.38% | 0.00 | 0.00 | 143.24K |
ISHARES TRSOLE | MSCI USA QLT FCT | 77.07K | SH | $10.39M 1.37% | 0.00 | 0.00 | 77.07K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 195.45K | SH | $9.82M 1.30% | 0.00 | 0.00 | 195.45K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 386.04K | SH | $9.79M 1.29% | 0.00 | 0.00 | 386.04K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 52.69K | SH | $9.16M 1.21% | 0.00 | 0.00 | 52.69K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 203.35K | SH | $8.98M 1.19% | 0.00 | 0.00 | 203.35K |
MICROSOFT CORPSOLE | COM | 26.28K | SH | $8.95M 1.18% | 0.00 | 0.00 | 26.28K |
ISHARES TRSOLE | TRS FLT RT BD | 163.89K | SH | $8.30M 1.10% | 0.00 | 0.00 | 163.89K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 89.63K | SH | $8.21M 1.08% | 0.00 | 0.00 | 89.63K |
NVIDIA CORPORATIONSOLE | COM | 19.37K | SH | $8.19M 1.08% | 0.00 | 0.00 | 19.37K |
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