Filed: 5/4/2023ACC: 0001062993-23-010185
📋 What this filing means
FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 319 equity positions with a total reported market value of $693.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
319
Positions
$693.29M
Total AUM (reported)
11.92M
Total Shares
Allocation by class
COM$134.38M19.4%
PRTFLO S&P500 GW$36.77M5.3%
PRTFLO S&P500 VL$33.87M4.9%
BLOOMBERG 1-3 MO$23.53M3.4%
CORE S&P SCP ETF$20.97M3.0%
US DIVIDEND EQ$19.19M2.8%
VAN FTSE DEV MKT$17.73M2.6%
Portfolio Concentration
Top 3$94.17M13.6%
4–10$115.44M16.7%
11–25$139.09M20.1%
Rest$344.58M49.7%
Top 3 weight
13.6%
Top 10 weight
30.2%
Voting Authority Distribution
Total shares with voting rights: 11.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole319
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings319
Rows:
SPDR SER TR
SOLEShares664.11K
TypeSH
Market value$36.77M
5.30%
Sole
0.00
Shared
0.00
None
664.11K
SPDR SER TR
SOLEShares831.82K
TypeSH
Market value$33.87M
4.89%
Sole
0.00
Shared
0.00
None
831.82K
SPDR SER TR
SOLEShares256.29K
TypeSH
Market value$23.53M
3.39%
Sole
0.00
Shared
0.00
None
256.29K
ISHARES TR
SOLEShares216.83K
TypeSH
Market value$20.97M
3.02%
Sole
0.00
Shared
0.00
None
216.83K
SCHWAB STRATEGIC TR
SOLEShares262.27K
TypeSH
Market value$19.19M
2.77%
Sole
0.00
Shared
0.00
None
262.27K
VANGUARD TAX-MANAGED FDS
SOLEShares392.56K
TypeSH
Market value$17.73M
2.56%
Sole
0.00
Shared
0.00
None
392.56K
INVESCO QQQ TR
SOLEShares51.52K
TypeSH
Market value$16.54M
2.39%
Sole
0.00
Shared
0.00
None
51.52K
DIMENSIONAL ETF TRUST
SOLEShares618.82K
TypeSH
Market value$14.25M
2.05%
Sole
0.00
Shared
0.00
None
618.82K
ISHARES TR
SOLEShares266.52K
TypeSH
Market value$13.48M
1.94%
Sole
0.00
Shared
0.00
None
266.52K
VANGUARD INDEX FDS
SOLEShares63.03K
TypeSH
Market value$13.29M
1.92%
Sole
0.00
Shared
0.00
None
63.03K
APPLE INC
SOLEShares77.85K
TypeSH
Market value$12.84M
1.85%
Sole
0.00
Shared
0.00
None
77.85K
FIDELITY MERRIMACK STR TR
SOLEShares257.37K
TypeSH
Market value$11.84M
1.71%
Sole
0.00
Shared
0.00
None
257.37K
ISHARES TR
SOLEShares28.06K
TypeSH
Market value$11.54M
1.66%
Sole
0.00
Shared
0.00
None
28.06K
DIMENSIONAL ETF TRUST
SOLEShares436.08K
TypeSH
Market value$10.96M
1.58%
Sole
0.00
Shared
0.00
None
436.08K
VANGUARD BD INDEX FDS
SOLEShares132.58K
TypeSH
Market value$10.14M
1.46%
Sole
0.00
Shared
0.00
None
132.58K
VANGUARD BD INDEX FDS
SOLEShares133.95K
TypeSH
Market value$9.89M
1.43%
Sole
0.00
Shared
0.00
None
133.95K
ISHARES TR
SOLEShares36.09K
TypeSH
Market value$9.03M
1.30%
Sole
0.00
Shared
0.00
None
36.09K
VANGUARD MUN BD FDS
SOLEShares175.74K
TypeSH
Market value$8.90M
1.28%
Sole
0.00
Shared
0.00
None
175.74K
ISHARES TR
SOLEShares188.62K
TypeSH
Market value$8.89M
1.28%
Sole
0.00
Shared
0.00
None
188.62K
ISHARES TR
SOLEShares127.54K
TypeSH
Market value$8.53M
1.23%
Sole
0.00
Shared
0.00
None
127.54K
SPDR SER TR
SOLEShares321.52K
TypeSH
Market value$8.29M
1.20%
Sole
0.00
Shared
0.00
None
321.52K
MICROSOFT CORP
SOLEShares27.85K
TypeSH
Market value$8.03M
1.16%
Sole
0.00
Shared
0.00
None
27.85K
FIRST TR EXCHNG TRADED FD VI
SOLEShares156.61K
TypeSH
Market value$7.06M
1.02%
Sole
0.00
Shared
0.00
None
156.61K
FIRST TR VALUE LINE DIVID IN
SOLEShares165.25K
TypeSH
Market value$6.64M
0.96%
Sole
0.00
Shared
0.00
None
165.25K
SELECT SECTOR SPDR TR
SOLEShares43.20K
TypeSH
Market value$6.52M
0.94%
Sole
0.00
Shared
0.00
None
43.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 GW | 664.11K | SH | $36.77M 5.30% | 0.00 | 0.00 | 664.11K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 831.82K | SH | $33.87M 4.89% | 0.00 | 0.00 | 831.82K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 256.29K | SH | $23.53M 3.39% | 0.00 | 0.00 | 256.29K |
ISHARES TRSOLE | CORE S&P SCP ETF | 216.83K | SH | $20.97M 3.02% | 0.00 | 0.00 | 216.83K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 262.27K | SH | $19.19M 2.77% | 0.00 | 0.00 | 262.27K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 392.56K | SH | $17.73M 2.56% | 0.00 | 0.00 | 392.56K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.52K | SH | $16.54M 2.39% | 0.00 | 0.00 | 51.52K |
DIMENSIONAL ETF TRUSTSOLE | EMGR CRE EQT MNG | 618.82K | SH | $14.25M 2.05% | 0.00 | 0.00 | 618.82K |
ISHARES TRSOLE | TRS FLT RT BD | 266.52K | SH | $13.48M 1.94% | 0.00 | 0.00 | 266.52K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 63.03K | SH | $13.29M 1.92% | 0.00 | 0.00 | 63.03K |
APPLE INCSOLE | COM | 77.85K | SH | $12.84M 1.85% | 0.00 | 0.00 | 77.85K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 257.37K | SH | $11.84M 1.71% | 0.00 | 0.00 | 257.37K |
ISHARES TRSOLE | CORE S&P500 ETF | 28.06K | SH | $11.54M 1.66% | 0.00 | 0.00 | 28.06K |
DIMENSIONAL ETF TRUSTSOLE | US HIGH PROFITAB | 436.08K | SH | $10.96M 1.58% | 0.00 | 0.00 | 436.08K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 132.58K | SH | $10.14M 1.46% | 0.00 | 0.00 | 132.58K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 133.95K | SH | $9.89M 1.43% | 0.00 | 0.00 | 133.95K |
ISHARES TRSOLE | CORE S&P MCP ETF | 36.09K | SH | $9.03M 1.30% | 0.00 | 0.00 | 36.09K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 175.74K | SH | $8.90M 1.28% | 0.00 | 0.00 | 175.74K |
ISHARES TRSOLE | CORE 1 5 YR USD | 188.62K | SH | $8.89M 1.28% | 0.00 | 0.00 | 188.62K |
ISHARES TRSOLE | CORE MSCI EAFE | 127.54K | SH | $8.53M 1.23% | 0.00 | 0.00 | 127.54K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 321.52K | SH | $8.29M 1.20% | 0.00 | 0.00 | 321.52K |
MICROSOFT CORPSOLE | COM | 27.85K | SH | $8.03M 1.16% | 0.00 | 0.00 | 27.85K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 156.61K | SH | $7.06M 1.02% | 0.00 | 0.00 | 156.61K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 165.25K | SH | $6.64M 0.96% | 0.00 | 0.00 | 165.25K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 43.20K | SH | $6.52M 0.94% | 0.00 | 0.00 | 43.20K |
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