Filed: 2/8/2023ACC: 0001062993-23-002421
📋 What this filing means
FOUNDERS FINANCIAL SECURITIES LLC filed this quarterly 13F‑HR report disclosing 325 equity positions with a total reported market value of $635.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
325
Positions
$635.70M
Total AUM (reported)
10.90M
Total Shares
Allocation by class
COM$120.29M18.9%
BLOOMBERG 1-3 MO$61.00M9.6%
PRTFLO S&P500 GW$25.38M4.0%
PRTFLO S&P500 VL$24.02M3.8%
CORE S&P SCP ETF$20.97M3.3%
US DIVIDEND EQ$16.36M2.6%
VAN FTSE DEV MKT$13.39M2.1%
Portfolio Concentration
Top 3$110.41M17.4%
4–10$94.19M14.8%
11–25$108.81M17.1%
Rest$322.29M50.7%
Top 3 weight
17.4%
Top 10 weight
32.2%
Voting Authority Distribution
Total shares with voting rights: 10.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole325
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings325
Rows:
SPDR SER TR
SOLEShares666.93K
TypeSH
Market value$61.00M
9.60%
Sole
0.00
Shared
0.00
None
666.93K
SPDR SER TR
SOLEShares500.97K
TypeSH
Market value$25.38M
3.99%
Sole
0.00
Shared
0.00
None
500.97K
SPDR SER TR
SOLEShares617.71K
TypeSH
Market value$24.02M
3.78%
Sole
0.00
Shared
0.00
None
617.71K
ISHARES TR
SOLEShares221.57K
TypeSH
Market value$20.97M
3.30%
Sole
0.00
Shared
0.00
None
221.57K
SCHWAB STRATEGIC TR
SOLEShares216.57K
TypeSH
Market value$16.36M
2.57%
Sole
0.00
Shared
0.00
None
216.57K
VANGUARD TAX-MANAGED FDS
SOLEShares319.06K
TypeSH
Market value$13.39M
2.11%
Sole
0.00
Shared
0.00
None
319.06K
ISHARES TR
SOLEShares30.93K
TypeSH
Market value$11.88M
1.87%
Sole
0.00
Shared
0.00
None
30.93K
ISHARES TR
SOLEShares44.95K
TypeSH
Market value$10.87M
1.71%
Sole
0.00
Shared
0.00
None
44.95K
DIMENSIONAL ETF TRUST
SOLEShares482.38K
TypeSH
Market value$10.59M
1.67%
Sole
0.00
Shared
0.00
None
482.38K
VANGUARD INDEX FDS
SOLEShares49.68K
TypeSH
Market value$10.12M
1.59%
Sole
0.00
Shared
0.00
None
49.68K
VANGUARD BD INDEX FDS
SOLEShares122.80K
TypeSH
Market value$9.24M
1.45%
Sole
0.00
Shared
0.00
None
122.80K
APPLE INC
SOLEShares70.68K
TypeSH
Market value$9.18M
1.44%
Sole
0.00
Shared
0.00
None
70.68K
INVESCO QQQ TR
SOLEShares33.57K
TypeSH
Market value$8.94M
1.41%
Sole
0.00
Shared
0.00
None
33.57K
FIDELITY MERRIMACK STR TR
SOLEShares198.33K
TypeSH
Market value$8.93M
1.40%
Sole
0.00
Shared
0.00
None
198.33K
VANGUARD BD INDEX FDS
SOLEShares123.77K
TypeSH
Market value$8.89M
1.40%
Sole
0.00
Shared
0.00
None
123.77K
ISHARES TR
SOLEShares76.93K
TypeSH
Market value$7.70M
1.21%
Sole
0.00
Shared
0.00
None
76.93K
VANGUARD MUN BD FDS
SOLEShares150.75K
TypeSH
Market value$7.46M
1.17%
Sole
0.00
Shared
0.00
None
150.75K
DIMENSIONAL ETF TRUST
SOLEShares309.19K
TypeSH
Market value$7.42M
1.17%
Sole
0.00
Shared
0.00
None
309.19K
ISHARES TR
SOLEShares151.12K
TypeSH
Market value$7.02M
1.10%
Sole
0.00
Shared
0.00
None
151.12K
FIRST TR VALUE LINE DIVID IN
SOLEShares152.93K
TypeSH
Market value$6.10M
0.96%
Sole
0.00
Shared
0.00
None
152.93K
SPDR SER TR
SOLEShares231.45K
TypeSH
Market value$5.82M
0.91%
Sole
0.00
Shared
0.00
None
231.45K
SELECT SECTOR SPDR TR
SOLEShares44.91K
TypeSH
Market value$5.59M
0.88%
Sole
0.00
Shared
0.00
None
44.91K
MICROSOFT CORP
SOLEShares23.12K
TypeSH
Market value$5.54M
0.87%
Sole
0.00
Shared
0.00
None
23.12K
ISHARES TR
SOLEShares89.79K
TypeSH
Market value$5.53M
0.87%
Sole
0.00
Shared
0.00
None
89.79K
ISHARES TR
SOLEShares55.99K
TypeSH
Market value$5.43M
0.85%
Sole
0.00
Shared
0.00
None
55.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 666.93K | SH | $61.00M 9.60% | 0.00 | 0.00 | 666.93K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 500.97K | SH | $25.38M 3.99% | 0.00 | 0.00 | 500.97K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 617.71K | SH | $24.02M 3.78% | 0.00 | 0.00 | 617.71K |
ISHARES TRSOLE | CORE S&P SCP ETF | 221.57K | SH | $20.97M 3.30% | 0.00 | 0.00 | 221.57K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 216.57K | SH | $16.36M 2.57% | 0.00 | 0.00 | 216.57K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 319.06K | SH | $13.39M 2.11% | 0.00 | 0.00 | 319.06K |
ISHARES TRSOLE | CORE S&P500 ETF | 30.93K | SH | $11.88M 1.87% | 0.00 | 0.00 | 30.93K |
ISHARES TRSOLE | CORE S&P MCP ETF | 44.95K | SH | $10.87M 1.71% | 0.00 | 0.00 | 44.95K |
DIMENSIONAL ETF TRUSTSOLE | EMGR CRE EQT MNG | 482.38K | SH | $10.59M 1.67% | 0.00 | 0.00 | 482.38K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 49.68K | SH | $10.12M 1.59% | 0.00 | 0.00 | 49.68K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 122.80K | SH | $9.24M 1.45% | 0.00 | 0.00 | 122.80K |
APPLE INCSOLE | COM | 70.68K | SH | $9.18M 1.44% | 0.00 | 0.00 | 70.68K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 33.57K | SH | $8.94M 1.41% | 0.00 | 0.00 | 33.57K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 198.33K | SH | $8.93M 1.40% | 0.00 | 0.00 | 198.33K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 123.77K | SH | $8.89M 1.40% | 0.00 | 0.00 | 123.77K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 76.93K | SH | $7.70M 1.21% | 0.00 | 0.00 | 76.93K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 150.75K | SH | $7.46M 1.17% | 0.00 | 0.00 | 150.75K |
DIMENSIONAL ETF TRUSTSOLE | US HIGH PROFITAB | 309.19K | SH | $7.42M 1.17% | 0.00 | 0.00 | 309.19K |
ISHARES TRSOLE | CORE 1 5 YR USD | 151.12K | SH | $7.02M 1.10% | 0.00 | 0.00 | 151.12K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 152.93K | SH | $6.10M 0.96% | 0.00 | 0.00 | 152.93K |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 231.45K | SH | $5.82M 0.91% | 0.00 | 0.00 | 231.45K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 44.91K | SH | $5.59M 0.88% | 0.00 | 0.00 | 44.91K |
MICROSOFT CORPSOLE | COM | 23.12K | SH | $5.54M 0.87% | 0.00 | 0.00 | 23.12K |
ISHARES TRSOLE | CORE MSCI EAFE | 89.79K | SH | $5.53M 0.87% | 0.00 | 0.00 | 89.79K |
ISHARES TRSOLE | CORE US AGGBD ET | 55.99K | SH | $5.43M 0.85% | 0.00 | 0.00 | 55.99K |
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