FOUNDERS FINANCIAL ALLIANCE, LLC

PrivateCIK: 1832190
Location

RALEIGH, NC

735
Positions
$554.89M
Total AUM (reported)
7.87M
Total Shares

Allocation by class

TOTAL AUM$554.89M735 positions
COM$258.14M46.5%
STATE STREET SPD$21.47M3.9%
COM NEW$13.66M2.5%
CL A$10.47M1.9%
PGIM ULTRA SH BD$9.60M1.7%
CORE S&P500 ETF$8.76M1.6%
US QTLY DIV GRT$8.46M1.5%

Portfolio Concentration

Top 312.5%4–1011.2%11–2516.0%Rest60.3%TOP 1023.7%0%100%
Top 3$69.25M12.5%
4–10$62.31M11.2%
11–25$88.80M16.0%
Rest$334.53M60.3%

Top 3 weight

12.5%

Top 10 weight

23.7%

Voting Authority Distribution

Total shares with voting rights: 7.87M

Sole

Full voting authority

7.87M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole735
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings735
Rows:

APPLE INC

SOLE
COM
Shares128.60K
TypeSH
Market value$32.64M
5.88%
Sole
128.60K
Shared
0.00
None
0.00

NVIDIA CORPORATION

SOLE
COM
Shares137.18K
TypeSH
Market value$23.92M
4.31%
Sole
137.18K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
COM
Shares34.28K
TypeSH
Market value$12.69M
2.29%
Sole
34.28K
Shared
0.00
None
0.00

AMAZON COM INC

SOLE
COM
Shares49.45K
TypeSH
Market value$10.30M
1.86%
Sole
49.45K
Shared
0.00
None
0.00

PGIM ETF TR

SOLE
PGIM ULTRA SH BD
Shares194K
TypeSH
Market value$9.60M
1.73%
Sole
194K
Shared
0.00
None
0.00

JPMORGAN CHASE & CO

SOLE
COM
Shares30.86K
TypeSH
Market value$9.08M
1.64%
Sole
30.86K
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE S&P500 ETF
Shares13.41K
TypeSH
Market value$8.76M
1.58%
Sole
13.41K
Shared
0.00
None
0.00

WISDOMTREE TR

SOLE
US QTLY DIV GRT
Shares96.36K
TypeSH
Market value$8.46M
1.53%
Sole
96.36K
Shared
0.00
None
0.00

ALPHABET INC

SOLE
CAP STK CL A
Shares28.63K
TypeSH
Market value$8.23M
1.48%
Sole
28.63K
Shared
0.00
None
0.00

DUKE ENERGY CORP NEW

SOLE
COM NEW
Shares60.12K
TypeSH
Market value$7.87M
1.42%
Sole
60.12K
Shared
0.00
None
0.00

BROADCOM INC

SOLE
COM
Shares23.55K
TypeSH
Market value$7.29M
1.31%
Sole
23.55K
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares10.79K
TypeSH
Market value$7.02M
1.26%
Sole
10.79K
Shared
0.00
None
0.00

FIRST BANCORP N C

SOLE
COM
Shares120.51K
TypeSH
Market value$6.79M
1.22%
Sole
120.51K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares73.49K
TypeSH
Market value$6.73M
1.21%
Sole
73.49K
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND GROWE

SOLE
SHS ETF
Shares178.90K
TypeSH
Market value$6.42M
1.16%
Sole
178.90K
Shared
0.00
None
0.00

EXXON MOBIL CORP

SOLE
COM
Shares37.38K
TypeSH
Market value$6.34M
1.14%
Sole
37.38K
Shared
0.00
None
0.00

T ROWE PRICE ETF INC

SOLE
CAP APPRECIATION
Shares170.29K
TypeSH
Market value$6.06M
1.09%
Sole
170.29K
Shared
0.00
None
0.00

J P MORGAN EXCHANGE TRADED F

SOLE
ACTIVE GROWTH
Shares67.44K
TypeSH
Market value$5.70M
1.03%
Sole
67.44K
Shared
0.00
None
0.00

CAPITAL GROUP GROWTH ETF

SOLE
SHS CREATION UNI
Shares137.08K
TypeSH
Market value$5.51M
0.99%
Sole
137.08K
Shared
0.00
None
0.00

MORGAN STANLEY ETF TRUST

SOLE
EATON VANCE FLTG
Shares114.24K
TypeSH
Market value$5.50M
0.99%
Sole
114.24K
Shared
0.00
None
0.00

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares9.42K
TypeSH
Market value$5.44M
0.98%
Sole
9.42K
Shared
0.00
None
0.00

RBB FD INC

SOLE
F/M US TREASURY
Shares101.64K
TypeSH
Market value$5.07M
0.91%
Sole
101.64K
Shared
0.00
None
0.00

WISDOMTREE TR

SOLE
US S CAP QTY DIV
Shares95.25K
TypeSH
Market value$5.04M
0.91%
Sole
95.25K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares84.06K
TypeSH
Market value$4.98M
0.90%
Sole
84.06K
Shared
0.00
None
0.00

ISHARES U S ETF TR

SOLE
INT RT HDG C B
Shares53.12K
TypeSH
Market value$4.90M
0.88%
Sole
53.12K
Shared
0.00
None
0.00
Page 1 of 30