Filed: 5/11/2026ACC: 0001398344-26-008920
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 735 equity positions with a total reported market value of $554.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
735
Positions
$554.89M
Total AUM (reported)
7.87M
Total Shares
Allocation by class
COM$258.14M46.5%
STATE STREET SPD$21.47M3.9%
COM NEW$13.66M2.5%
CL A$10.47M1.9%
PGIM ULTRA SH BD$9.60M1.7%
CORE S&P500 ETF$8.76M1.6%
US QTLY DIV GRT$8.46M1.5%
Portfolio Concentration
Top 3$69.25M12.5%
4–10$62.31M11.2%
11–25$88.80M16.0%
Rest$334.53M60.3%
Top 3 weight
12.5%
Top 10 weight
23.7%
Voting Authority Distribution
Total shares with voting rights: 7.87M
Sole
Full voting authority
7.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole735
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings735
Rows:
APPLE INC
SOLEShares128.60K
TypeSH
Market value$32.64M
5.88%
Sole
128.60K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares137.18K
TypeSH
Market value$23.92M
4.31%
Sole
137.18K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares34.28K
TypeSH
Market value$12.69M
2.29%
Sole
34.28K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares49.45K
TypeSH
Market value$10.30M
1.86%
Sole
49.45K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares194K
TypeSH
Market value$9.60M
1.73%
Sole
194K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares30.86K
TypeSH
Market value$9.08M
1.64%
Sole
30.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares13.41K
TypeSH
Market value$8.76M
1.58%
Sole
13.41K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares96.36K
TypeSH
Market value$8.46M
1.53%
Sole
96.36K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares28.63K
TypeSH
Market value$8.23M
1.48%
Sole
28.63K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares60.12K
TypeSH
Market value$7.87M
1.42%
Sole
60.12K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares23.55K
TypeSH
Market value$7.29M
1.31%
Sole
23.55K
Shared
0.00
None
0.00
STATE STR SPDR S&P 500 ETF T
SOLEShares10.79K
TypeSH
Market value$7.02M
1.26%
Sole
10.79K
Shared
0.00
None
0.00
FIRST BANCORP N C
SOLEShares120.51K
TypeSH
Market value$6.79M
1.22%
Sole
120.51K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares73.49K
TypeSH
Market value$6.73M
1.21%
Sole
73.49K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND GROWE
SOLEShares178.90K
TypeSH
Market value$6.42M
1.16%
Sole
178.90K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares37.38K
TypeSH
Market value$6.34M
1.14%
Sole
37.38K
Shared
0.00
None
0.00
T ROWE PRICE ETF INC
SOLEShares170.29K
TypeSH
Market value$6.06M
1.09%
Sole
170.29K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares67.44K
TypeSH
Market value$5.70M
1.03%
Sole
67.44K
Shared
0.00
None
0.00
CAPITAL GROUP GROWTH ETF
SOLEShares137.08K
TypeSH
Market value$5.51M
0.99%
Sole
137.08K
Shared
0.00
None
0.00
MORGAN STANLEY ETF TRUST
SOLEShares114.24K
TypeSH
Market value$5.50M
0.99%
Sole
114.24K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.42K
TypeSH
Market value$5.44M
0.98%
Sole
9.42K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares101.64K
TypeSH
Market value$5.07M
0.91%
Sole
101.64K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares95.25K
TypeSH
Market value$5.04M
0.91%
Sole
95.25K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares84.06K
TypeSH
Market value$4.98M
0.90%
Sole
84.06K
Shared
0.00
None
0.00
ISHARES U S ETF TR
SOLEShares53.12K
TypeSH
Market value$4.90M
0.88%
Sole
53.12K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 128.60K | SH | $32.64M 5.88% | 128.60K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 137.18K | SH | $23.92M 4.31% | 137.18K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 34.28K | SH | $12.69M 2.29% | 34.28K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 49.45K | SH | $10.30M 1.86% | 49.45K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 194K | SH | $9.60M 1.73% | 194K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 30.86K | SH | $9.08M 1.64% | 30.86K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 13.41K | SH | $8.76M 1.58% | 13.41K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 96.36K | SH | $8.46M 1.53% | 96.36K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 28.63K | SH | $8.23M 1.48% | 28.63K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 60.12K | SH | $7.87M 1.42% | 60.12K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 23.55K | SH | $7.29M 1.31% | 23.55K | 0.00 | 0.00 |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 10.79K | SH | $7.02M 1.26% | 10.79K | 0.00 | 0.00 |
FIRST BANCORP N CSOLE | COM | 120.51K | SH | $6.79M 1.22% | 120.51K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 73.49K | SH | $6.73M 1.21% | 73.49K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND GROWESOLE | SHS ETF | 178.90K | SH | $6.42M 1.16% | 178.90K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 37.38K | SH | $6.34M 1.14% | 37.38K | 0.00 | 0.00 |
T ROWE PRICE ETF INCSOLE | CAP APPRECIATION | 170.29K | SH | $6.06M 1.09% | 170.29K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE GROWTH | 67.44K | SH | $5.70M 1.03% | 67.44K | 0.00 | 0.00 |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 137.08K | SH | $5.51M 0.99% | 137.08K | 0.00 | 0.00 |
MORGAN STANLEY ETF TRUSTSOLE | EATON VANCE FLTG | 114.24K | SH | $5.50M 0.99% | 114.24K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.42K | SH | $5.44M 0.98% | 9.42K | 0.00 | 0.00 |
RBB FD INCSOLE | F/M US TREASURY | 101.64K | SH | $5.07M 0.91% | 101.64K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 95.25K | SH | $5.04M 0.91% | 95.25K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 84.06K | SH | $4.98M 0.90% | 84.06K | 0.00 | 0.00 |
ISHARES U S ETF TRSOLE | INT RT HDG C B | 53.12K | SH | $4.90M 0.88% | 53.12K | 0.00 | 0.00 |
Page 1 of 30
…