Filed: 2/12/2026ACC: 0001398344-26-002808
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 607 equity positions with a total reported market value of $529.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
607
Positions
$529.80M
Total AUM (reported)
6.99M
Total Shares
Allocation by class
COM$256.35M48.4%
STATE STREET SPD$19.62M3.7%
COM NEW$13.61M2.6%
CL A$11.21M2.1%
CORE S&P500 ETF$9.41M1.8%
PGIM ULTRA SH BD$9.18M1.7%
CAP STK CL A$8.98M1.7%
Portfolio Concentration
Top 3$77.99M14.7%
4–10$65.64M12.4%
11–25$87.28M16.5%
Rest$298.88M56.4%
Top 3 weight
14.7%
Top 10 weight
27.1%
Voting Authority Distribution
Total shares with voting rights: 6.99M
Sole
Full voting authority
6.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole607
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings607
Rows:
APPLE INC
SOLEShares132.04K
TypeSH
Market value$35.90M
6.78%
Sole
132.04K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares137.17K
TypeSH
Market value$25.58M
4.83%
Sole
137.17K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares34.14K
TypeSH
Market value$16.51M
3.12%
Sole
34.14K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares49.99K
TypeSH
Market value$11.54M
2.18%
Sole
49.99K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares30.85K
TypeSH
Market value$9.94M
1.88%
Sole
30.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares13.74K
TypeSH
Market value$9.41M
1.78%
Sole
13.74K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares185.13K
TypeSH
Market value$9.18M
1.73%
Sole
185.13K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares28.68K
TypeSH
Market value$8.98M
1.69%
Sole
28.68K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares93.09K
TypeSH
Market value$8.33M
1.57%
Sole
93.09K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares23.87K
TypeSH
Market value$8.26M
1.56%
Sole
23.87K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares10.48K
TypeSH
Market value$7.15M
1.35%
Sole
10.48K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares58.25K
TypeSH
Market value$6.83M
1.29%
Sole
58.25K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares71.21K
TypeSH
Market value$6.51M
1.23%
Sole
71.21K
Shared
0.00
None
0.00
MORGAN STANLEY ETF TRUST
SOLEShares126.01K
TypeSH
Market value$6.23M
1.18%
Sole
126.01K
Shared
0.00
None
0.00
T ROWE PRICE ETF INC
SOLEShares160.41K
TypeSH
Market value$6.13M
1.16%
Sole
160.41K
Shared
0.00
None
0.00
FIRST BANCORP N C
SOLEShares120.55K
TypeSH
Market value$6.12M
1.16%
Sole
120.55K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares120.85K
TypeSH
Market value$6.11M
1.15%
Sole
120.85K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares64.40K
TypeSH
Market value$5.98M
1.13%
Sole
64.40K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND GROWE
SOLEShares165.76K
TypeSH
Market value$5.91M
1.12%
Sole
165.76K
Shared
0.00
None
0.00
CAPITAL GROUP GROWTH ETF
SOLEShares128.09K
TypeSH
Market value$5.70M
1.08%
Sole
128.09K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.10K
TypeSH
Market value$5.59M
1.06%
Sole
9.10K
Shared
0.00
None
0.00
RBB FD INC
SOLEShares99.07K
TypeSH
Market value$4.94M
0.93%
Sole
99.07K
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares10.23K
TypeSH
Market value$4.92M
0.93%
Sole
10.23K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares92.86K
TypeSH
Market value$4.61M
0.87%
Sole
92.86K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares78.75K
TypeSH
Market value$4.56M
0.86%
Sole
78.75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 132.04K | SH | $35.90M 6.78% | 132.04K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 137.17K | SH | $25.58M 4.83% | 137.17K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 34.14K | SH | $16.51M 3.12% | 34.14K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 49.99K | SH | $11.54M 2.18% | 49.99K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 30.85K | SH | $9.94M 1.88% | 30.85K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 13.74K | SH | $9.41M 1.78% | 13.74K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 185.13K | SH | $9.18M 1.73% | 185.13K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 28.68K | SH | $8.98M 1.69% | 28.68K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 93.09K | SH | $8.33M 1.57% | 93.09K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 23.87K | SH | $8.26M 1.56% | 23.87K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 10.48K | SH | $7.15M 1.35% | 10.48K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 58.25K | SH | $6.83M 1.29% | 58.25K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 71.21K | SH | $6.51M 1.23% | 71.21K | 0.00 | 0.00 |
MORGAN STANLEY ETF TRUSTSOLE | EATON VANCE FLTG | 126.01K | SH | $6.23M 1.18% | 126.01K | 0.00 | 0.00 |
T ROWE PRICE ETF INCSOLE | CAP APPRECIATION | 160.41K | SH | $6.13M 1.16% | 160.41K | 0.00 | 0.00 |
FIRST BANCORP N CSOLE | COM | 120.55K | SH | $6.12M 1.16% | 120.55K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 120.85K | SH | $6.11M 1.15% | 120.85K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE GROWTH | 64.40K | SH | $5.98M 1.13% | 64.40K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND GROWESOLE | SHS ETF | 165.76K | SH | $5.91M 1.12% | 165.76K | 0.00 | 0.00 |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 128.09K | SH | $5.70M 1.08% | 128.09K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.10K | SH | $5.59M 1.06% | 9.10K | 0.00 | 0.00 |
RBB FD INCSOLE | US TREAS 3 MNTH | 99.07K | SH | $4.94M 0.93% | 99.07K | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 10.23K | SH | $4.92M 0.93% | 10.23K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 92.86K | SH | $4.61M 0.87% | 92.86K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 78.75K | SH | $4.56M 0.86% | 78.75K | 0.00 | 0.00 |
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