Filed: 11/7/2025ACC: 0001398344-25-020494
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 713 equity positions with a total reported market value of $530.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
713
Positions
$530.87M
Total AUM (reported)
7.01M
Total Shares
Allocation by class
COM$259.97M49.0%
COM NEW$13.61M2.6%
CL A$12.00M2.3%
CORE S&P500 ETF$9.60M1.8%
PGIM ULTRA SH BD$8.87M1.7%
US QTLY DIV GRT$7.80M1.5%
TR UNIT$7.07M1.3%
Portfolio Concentration
Top 3$79.70M15.0%
4–10$60.29M11.4%
11–25$84.62M15.9%
Rest$306.26M57.7%
Top 3 weight
15.0%
Top 10 weight
26.4%
Voting Authority Distribution
Total shares with voting rights: 7.01M
Sole
Full voting authority
7.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole713
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings713
Rows:
APPLE INC
SOLEShares128.33K
TypeSH
Market value$32.68M
6.16%
Sole
128.33K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares157.81K
TypeSH
Market value$29.44M
5.55%
Sole
157.81K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares33.95K
TypeSH
Market value$17.58M
3.31%
Sole
33.95K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares45.60K
TypeSH
Market value$10.01M
1.89%
Sole
45.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.35K
TypeSH
Market value$9.60M
1.81%
Sole
14.35K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO.
SOLEShares28.25K
TypeSH
Market value$8.91M
1.68%
Sole
28.25K
Shared
0.00
None
0.00
PGIM ETF TR
SOLEShares177.97K
TypeSH
Market value$8.87M
1.67%
Sole
177.97K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares24.25K
TypeSH
Market value$8.00M
1.51%
Sole
24.25K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares87.68K
TypeSH
Market value$7.80M
1.47%
Sole
87.68K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares57.28K
TypeSH
Market value$7.09M
1.34%
Sole
57.28K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares10.61K
TypeSH
Market value$7.07M
1.33%
Sole
10.61K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares28.15K
TypeSH
Market value$6.84M
1.29%
Sole
28.15K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares70.99K
TypeSH
Market value$6.51M
1.23%
Sole
70.99K
Shared
0.00
None
0.00
MORGAN STANLEY ETF TRUST
SOLEShares129.74K
TypeSH
Market value$6.44M
1.21%
Sole
129.74K
Shared
0.00
None
0.00
FIRST BANCORP N C
SOLEShares120.93K
TypeSH
Market value$6.40M
1.20%
Sole
120.93K
Shared
0.00
None
0.00
T ROWE PRICE ETF INC
SOLEShares151.86K
TypeSH
Market value$5.73M
1.08%
Sole
151.86K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares109.49K
TypeSH
Market value$5.55M
1.05%
Sole
109.49K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares58.88K
TypeSH
Market value$5.52M
1.04%
Sole
58.88K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.07K
TypeSH
Market value$5.45M
1.03%
Sole
9.07K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND GROWE
SOLEShares150.71K
TypeSH
Market value$5.22M
0.98%
Sole
150.71K
Shared
0.00
None
0.00
CAPITAL GROUP GROWTH ETF
SOLEShares116.14K
TypeSH
Market value$5.10M
0.96%
Sole
116.14K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares84.41K
TypeSH
Market value$4.83M
0.91%
Sole
84.41K
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares10.23K
TypeSH
Market value$4.75M
0.89%
Sole
10.23K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares69.89K
TypeSH
Market value$4.62M
0.87%
Sole
69.89K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares91.91K
TypeSH
Market value$4.59M
0.87%
Sole
91.91K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 128.33K | SH | $32.68M 6.16% | 128.33K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 157.81K | SH | $29.44M 5.55% | 157.81K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 33.95K | SH | $17.58M 3.31% | 33.95K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 45.60K | SH | $10.01M 1.89% | 45.60K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 14.35K | SH | $9.60M 1.81% | 14.35K | 0.00 | 0.00 |
JPMORGAN CHASE & CO.SOLE | COM | 28.25K | SH | $8.91M 1.68% | 28.25K | 0.00 | 0.00 |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 177.97K | SH | $8.87M 1.67% | 177.97K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 24.25K | SH | $8.00M 1.51% | 24.25K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 87.68K | SH | $7.80M 1.47% | 87.68K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 57.28K | SH | $7.09M 1.34% | 57.28K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 10.61K | SH | $7.07M 1.33% | 10.61K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 28.15K | SH | $6.84M 1.29% | 28.15K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | BLOOMBERG 1-3 MO | 70.99K | SH | $6.51M 1.23% | 70.99K | 0.00 | 0.00 |
MORGAN STANLEY ETF TRUSTSOLE | EATON VANCE FLTG | 129.74K | SH | $6.44M 1.21% | 129.74K | 0.00 | 0.00 |
FIRST BANCORP N CSOLE | COM | 120.93K | SH | $6.40M 1.20% | 120.93K | 0.00 | 0.00 |
T ROWE PRICE ETF INCSOLE | CAP APPRECIATION | 151.86K | SH | $5.73M 1.08% | 151.86K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 109.49K | SH | $5.55M 1.05% | 109.49K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE GROWTH | 58.88K | SH | $5.52M 1.04% | 58.88K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.07K | SH | $5.45M 1.03% | 9.07K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND GROWESOLE | SHS ETF | 150.71K | SH | $5.22M 0.98% | 150.71K | 0.00 | 0.00 |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 116.14K | SH | $5.10M 0.96% | 116.14K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P400 | 84.41K | SH | $4.83M 0.91% | 84.41K | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 10.23K | SH | $4.75M 0.89% | 10.23K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 69.89K | SH | $4.62M 0.87% | 69.89K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 91.91K | SH | $4.59M 0.87% | 91.91K | 0.00 | 0.00 |
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