Filed: 2/7/2025ACC: 0001398344-25-002203
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 576 equity positions with a total reported market value of $363.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
576
Positions
$363.73M
Total AUM (reported)
5.22M
Total Shares
Allocation by class
COM$192.63M53.0%
COM NEW$10.30M2.8%
PGIM ULTRA SH BD$7.66M2.1%
BLOOMBERG 1-3 MO$7.37M2.0%
ENERGY$6.28M1.7%
TR UNIT$5.12M1.4%
US S CAP QTY DIV$5.04M1.4%
Portfolio Concentration
Top 3$64.55M17.7%
4–10$47.50M13.1%
11–25$59.51M16.4%
Rest$192.17M52.8%
Top 3 weight
17.7%
Top 10 weight
30.8%
Voting Authority Distribution
Total shares with voting rights: 5.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole576
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings576
Rows:
APPLE INC
SOLEShares128.75K
TypeSH
Market value$32.24M
8.86%
Sole
0.00
Shared
0.00
None
128.75K
NVIDIA CORPORATION
SOLEShares141.94K
TypeSH
Market value$19.06M
5.24%
Sole
0.00
Shared
0.00
None
141.94K
MICROSOFT CORP
SOLEShares31.42K
TypeSH
Market value$13.24M
3.64%
Sole
0.00
Shared
0.00
None
31.42K
AMAZON COM INC
SOLEShares38.94K
TypeSH
Market value$8.54M
2.35%
Sole
0.00
Shared
0.00
None
38.94K
PGIM ETF TR
SOLEShares154.54K
TypeSH
Market value$7.66M
2.11%
Sole
0.00
Shared
0.00
None
154.54K
SPDR SER TR
SOLEShares80.66K
TypeSH
Market value$7.37M
2.03%
Sole
0.00
Shared
0.00
None
80.66K
JPMORGAN CHASE & CO.
SOLEShares26.20K
TypeSH
Market value$6.28M
1.73%
Sole
0.00
Shared
0.00
None
26.20K
SELECT SECTOR SPDR TR
SOLEShares73.28K
TypeSH
Market value$6.28M
1.73%
Sole
0.00
Shared
0.00
None
73.28K
DUKE ENERGY CORP NEW
SOLEShares54.25K
TypeSH
Market value$5.84M
1.61%
Sole
0.00
Shared
0.00
None
54.25K
FIRST BANCORP N C
SOLEShares125.63K
TypeSH
Market value$5.52M
1.52%
Sole
0.00
Shared
0.00
None
125.63K
SPDR S&P 500 ETF TR
SOLEShares8.73K
TypeSH
Market value$5.12M
1.41%
Sole
0.00
Shared
0.00
None
8.73K
BROADCOM INC
SOLEShares22.06K
TypeSH
Market value$5.11M
1.41%
Sole
0.00
Shared
0.00
None
22.06K
WISDOMTREE TR
SOLEShares98.38K
TypeSH
Market value$5.04M
1.39%
Sole
0.00
Shared
0.00
None
98.38K
ALPHABET INC
SOLEShares25.54K
TypeSH
Market value$4.83M
1.33%
Sole
0.00
Shared
0.00
None
25.54K
SPDR SER TR
SOLEShares83.44K
TypeSH
Market value$4.56M
1.25%
Sole
0.00
Shared
0.00
None
83.44K
WISDOMTREE TR
SOLEShares53.52K
TypeSH
Market value$4.33M
1.19%
Sole
0.00
Shared
0.00
None
53.52K
ISHARES TR
SOLEShares10.75K
TypeSH
Market value$4.32M
1.19%
Sole
0.00
Shared
0.00
None
10.75K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.38K
TypeSH
Market value$3.56M
0.98%
Sole
0.00
Shared
0.00
None
8.38K
J P MORGAN EXCHANGE TRADED F
SOLEShares70.41K
TypeSH
Market value$3.55M
0.97%
Sole
0.00
Shared
0.00
None
70.41K
ALTRIA GROUP INC
SOLEShares66.72K
TypeSH
Market value$3.49M
0.96%
Sole
0.00
Shared
0.00
None
66.72K
SPDR SER TR
SOLEShares77.58K
TypeSH
Market value$3.48M
0.96%
Sole
0.00
Shared
0.00
None
77.58K
ABBVIE INC
SOLEShares18.03K
TypeSH
Market value$3.20M
0.88%
Sole
0.00
Shared
0.00
None
18.03K
VANGUARD WHITEHALL FDS
SOLEShares24.85K
TypeSH
Market value$3.17M
0.87%
Sole
0.00
Shared
0.00
None
24.85K
LOWES COS INC
SOLEShares12.03K
TypeSH
Market value$2.97M
0.82%
Sole
0.00
Shared
0.00
None
12.03K
BERKSHIRE HATHAWAY INC DEL
SOLEShares6.11K
TypeSH
Market value$2.77M
0.76%
Sole
0.00
Shared
0.00
None
6.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 128.75K | SH | $32.24M 8.86% | 0.00 | 0.00 | 128.75K |
NVIDIA CORPORATIONSOLE | COM | 141.94K | SH | $19.06M 5.24% | 0.00 | 0.00 | 141.94K |
MICROSOFT CORPSOLE | COM | 31.42K | SH | $13.24M 3.64% | 0.00 | 0.00 | 31.42K |
AMAZON COM INCSOLE | COM | 38.94K | SH | $8.54M 2.35% | 0.00 | 0.00 | 38.94K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 154.54K | SH | $7.66M 2.11% | 0.00 | 0.00 | 154.54K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 80.66K | SH | $7.37M 2.03% | 0.00 | 0.00 | 80.66K |
JPMORGAN CHASE & CO.SOLE | COM | 26.20K | SH | $6.28M 1.73% | 0.00 | 0.00 | 26.20K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 73.28K | SH | $6.28M 1.73% | 0.00 | 0.00 | 73.28K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 54.25K | SH | $5.84M 1.61% | 0.00 | 0.00 | 54.25K |
FIRST BANCORP N CSOLE | COM | 125.63K | SH | $5.52M 1.52% | 0.00 | 0.00 | 125.63K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.73K | SH | $5.12M 1.41% | 0.00 | 0.00 | 8.73K |
BROADCOM INCSOLE | COM | 22.06K | SH | $5.11M 1.41% | 0.00 | 0.00 | 22.06K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 98.38K | SH | $5.04M 1.39% | 0.00 | 0.00 | 98.38K |
ALPHABET INCSOLE | CAP STK CL A | 25.54K | SH | $4.83M 1.33% | 0.00 | 0.00 | 25.54K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 83.44K | SH | $4.56M 1.25% | 0.00 | 0.00 | 83.44K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 53.52K | SH | $4.33M 1.19% | 0.00 | 0.00 | 53.52K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 10.75K | SH | $4.32M 1.19% | 0.00 | 0.00 | 10.75K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.38K | SH | $3.56M 0.98% | 0.00 | 0.00 | 8.38K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 70.41K | SH | $3.55M 0.97% | 0.00 | 0.00 | 70.41K |
ALTRIA GROUP INCSOLE | COM | 66.72K | SH | $3.49M 0.96% | 0.00 | 0.00 | 66.72K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 77.58K | SH | $3.48M 0.96% | 0.00 | 0.00 | 77.58K |
ABBVIE INCSOLE | COM | 18.03K | SH | $3.20M 0.88% | 0.00 | 0.00 | 18.03K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 24.85K | SH | $3.17M 0.87% | 0.00 | 0.00 | 24.85K |
LOWES COS INCSOLE | COM | 12.03K | SH | $2.97M 0.82% | 0.00 | 0.00 | 12.03K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 6.11K | SH | $2.77M 0.76% | 0.00 | 0.00 | 6.11K |
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