Filed: 11/1/2024ACC: 0001398344-24-019768
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 588 equity positions with a total reported market value of $359.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
588
Positions
$359.22M
Total AUM (reported)
5.21M
Total Shares
Allocation by class
COM$188.07M52.4%
COM NEW$10.85M3.0%
PGIM ULTRA SH BD$7.83M2.2%
BLOOMBERG 1-3 MO$7.49M2.1%
ENERGY$7.26M2.0%
US S CAP QTY DIV$5.05M1.4%
TR UNIT$4.98M1.4%
Portfolio Concentration
Top 3$60.74M16.9%
4–10$45.90M12.8%
11–25$58.39M16.3%
Rest$194.19M54.1%
Top 3 weight
16.9%
Top 10 weight
29.7%
Voting Authority Distribution
Total shares with voting rights: 5.21M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.21M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole588
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings588
Rows:
APPLE INC
SOLEShares127.84K
TypeSH
Market value$29.79M
8.29%
Sole
0.00
Shared
0.00
None
127.84K
NVIDIA CORPORATION
SOLEShares144.59K
TypeSH
Market value$17.56M
4.89%
Sole
0.00
Shared
0.00
None
144.59K
MICROSOFT CORP
SOLEShares31.13K
TypeSH
Market value$13.39M
3.73%
Sole
0.00
Shared
0.00
None
31.13K
PGIM ETF TR
SOLEShares157.31K
TypeSH
Market value$7.83M
2.18%
Sole
0.00
Shared
0.00
None
157.31K
SPDR SER TR
SOLEShares81.62K
TypeSH
Market value$7.49M
2.09%
Sole
0.00
Shared
0.00
None
81.62K
SELECT SECTOR SPDR TR
SOLEShares82.65K
TypeSH
Market value$7.26M
2.02%
Sole
0.00
Shared
0.00
None
82.65K
DUKE ENERGY CORP NEW
SOLEShares56.60K
TypeSH
Market value$6.53M
1.82%
Sole
0.00
Shared
0.00
None
56.60K
AMAZON COM INC
SOLEShares33.90K
TypeSH
Market value$6.32M
1.76%
Sole
0.00
Shared
0.00
None
33.90K
FIRST BANCORP N C
SOLEShares130.38K
TypeSH
Market value$5.42M
1.51%
Sole
0.00
Shared
0.00
None
130.38K
WISDOMTREE TR
SOLEShares97.99K
TypeSH
Market value$5.05M
1.41%
Sole
0.00
Shared
0.00
None
97.99K
SPDR S&P 500 ETF TR
SOLEShares8.68K
TypeSH
Market value$4.98M
1.39%
Sole
0.00
Shared
0.00
None
8.68K
SPDR SER TR
SOLEShares86.63K
TypeSH
Market value$4.74M
1.32%
Sole
0.00
Shared
0.00
None
86.63K
JPMORGAN CHASE & CO.
SOLEShares22.10K
TypeSH
Market value$4.66M
1.30%
Sole
0.00
Shared
0.00
None
22.10K
BROADCOM INC
SOLEShares25.32K
TypeSH
Market value$4.37M
1.22%
Sole
0.00
Shared
0.00
None
25.32K
J P MORGAN EXCHANGE TRADED F
SOLEShares84.11K
TypeSH
Market value$4.27M
1.19%
Sole
0.00
Shared
0.00
None
84.11K
WISDOMTREE TR
SOLEShares49.85K
TypeSH
Market value$4.15M
1.15%
Sole
0.00
Shared
0.00
None
49.85K
ISHARES TR
SOLEShares11.01K
TypeSH
Market value$4.13M
1.15%
Sole
0.00
Shared
0.00
None
11.01K
ABBVIE INC
SOLEShares19.48K
TypeSH
Market value$3.85M
1.07%
Sole
0.00
Shared
0.00
None
19.48K
ALPHABET INC
SOLEShares22.32K
TypeSH
Market value$3.70M
1.03%
Sole
0.00
Shared
0.00
None
22.32K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.34K
TypeSH
Market value$3.53M
0.98%
Sole
0.00
Shared
0.00
None
8.34K
ALTRIA GROUP INC
SOLEShares66.12K
TypeSH
Market value$3.37M
0.94%
Sole
0.00
Shared
0.00
None
66.12K
VANGUARD WHITEHALL FDS
SOLEShares25.55K
TypeSH
Market value$3.28M
0.91%
Sole
0.00
Shared
0.00
None
25.55K
LOWES COS INC
SOLEShares11.78K
TypeSH
Market value$3.19M
0.89%
Sole
0.00
Shared
0.00
None
11.78K
SPDR SER TR
SOLEShares69.76K
TypeSH
Market value$3.17M
0.88%
Sole
0.00
Shared
0.00
None
69.76K
JOHNSON & JOHNSON
SOLEShares18.52K
TypeSH
Market value$3.00M
0.84%
Sole
0.00
Shared
0.00
None
18.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 127.84K | SH | $29.79M 8.29% | 0.00 | 0.00 | 127.84K |
NVIDIA CORPORATIONSOLE | COM | 144.59K | SH | $17.56M 4.89% | 0.00 | 0.00 | 144.59K |
MICROSOFT CORPSOLE | COM | 31.13K | SH | $13.39M 3.73% | 0.00 | 0.00 | 31.13K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 157.31K | SH | $7.83M 2.18% | 0.00 | 0.00 | 157.31K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 81.62K | SH | $7.49M 2.09% | 0.00 | 0.00 | 81.62K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 82.65K | SH | $7.26M 2.02% | 0.00 | 0.00 | 82.65K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 56.60K | SH | $6.53M 1.82% | 0.00 | 0.00 | 56.60K |
AMAZON COM INCSOLE | COM | 33.90K | SH | $6.32M 1.76% | 0.00 | 0.00 | 33.90K |
FIRST BANCORP N CSOLE | COM | 130.38K | SH | $5.42M 1.51% | 0.00 | 0.00 | 130.38K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 97.99K | SH | $5.05M 1.41% | 0.00 | 0.00 | 97.99K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 8.68K | SH | $4.98M 1.39% | 0.00 | 0.00 | 8.68K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 86.63K | SH | $4.74M 1.32% | 0.00 | 0.00 | 86.63K |
JPMORGAN CHASE & CO.SOLE | COM | 22.10K | SH | $4.66M 1.30% | 0.00 | 0.00 | 22.10K |
BROADCOM INCSOLE | COM | 25.32K | SH | $4.37M 1.22% | 0.00 | 0.00 | 25.32K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 84.11K | SH | $4.27M 1.19% | 0.00 | 0.00 | 84.11K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 49.85K | SH | $4.15M 1.15% | 0.00 | 0.00 | 49.85K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.01K | SH | $4.13M 1.15% | 0.00 | 0.00 | 11.01K |
ABBVIE INCSOLE | COM | 19.48K | SH | $3.85M 1.07% | 0.00 | 0.00 | 19.48K |
ALPHABET INCSOLE | CAP STK CL A | 22.32K | SH | $3.70M 1.03% | 0.00 | 0.00 | 22.32K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.34K | SH | $3.53M 0.98% | 0.00 | 0.00 | 8.34K |
ALTRIA GROUP INCSOLE | COM | 66.12K | SH | $3.37M 0.94% | 0.00 | 0.00 | 66.12K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 25.55K | SH | $3.28M 0.91% | 0.00 | 0.00 | 25.55K |
LOWES COS INCSOLE | COM | 11.78K | SH | $3.19M 0.89% | 0.00 | 0.00 | 11.78K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 69.76K | SH | $3.17M 0.88% | 0.00 | 0.00 | 69.76K |
JOHNSON & JOHNSONSOLE | COM | 18.52K | SH | $3.00M 0.84% | 0.00 | 0.00 | 18.52K |
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