Filed: 8/26/2024ACC: 0001398344-24-015396
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 560 equity positions with a total reported market value of $337.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
560
Positions
$337.23M
Total AUM (reported)
5.03M
Total Shares
Allocation by class
COM$175.80M52.1%
COM NEW$9.59M2.8%
ENERGY$7.71M2.3%
PGIM ULTRA SH BD$7.19M2.1%
BLOOMBERG 1-3 MO$7.19M2.1%
TR UNIT$4.99M1.5%
US S CAP QTY DIV$4.63M1.4%
Portfolio Concentration
Top 3$58.57M17.4%
4–10$43.97M13.0%
11–25$54.91M16.3%
Rest$179.78M53.3%
Top 3 weight
17.4%
Top 10 weight
30.4%
Voting Authority Distribution
Total shares with voting rights: 5.03M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.03M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole560
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings560
Rows:
APPLE INC
SOLEShares128.43K
TypeSH
Market value$27.05M
8.02%
Sole
0.00
Shared
0.00
None
128.43K
NVIDIA CORPORATION
SOLEShares144K
TypeSH
Market value$17.79M
5.28%
Sole
0.00
Shared
0.00
None
144K
MICROSOFT CORP
SOLEShares30.72K
TypeSH
Market value$13.73M
4.07%
Sole
0.00
Shared
0.00
None
30.72K
SELECT SECTOR SPDR TR
SOLEShares84.54K
TypeSH
Market value$7.71M
2.29%
Sole
0.00
Shared
0.00
None
84.54K
PGIM ETF TR
SOLEShares144.63K
TypeSH
Market value$7.19M
2.13%
Sole
0.00
Shared
0.00
None
144.63K
SPDR SER TR
SOLEShares78.31K
TypeSH
Market value$7.19M
2.13%
Sole
0.00
Shared
0.00
None
78.31K
AMAZON COM INC
SOLEShares31.44K
TypeSH
Market value$6.08M
1.80%
Sole
0.00
Shared
0.00
None
31.44K
DUKE ENERGY CORP NEW
SOLEShares56.02K
TypeSH
Market value$5.62M
1.67%
Sole
0.00
Shared
0.00
None
56.02K
FIRST BANCORP N C
SOLEShares163.37K
TypeSH
Market value$5.21M
1.55%
Sole
0.00
Shared
0.00
None
163.37K
SPDR S&P 500 ETF TR
SOLEShares9.16K
TypeSH
Market value$4.99M
1.48%
Sole
0.00
Shared
0.00
None
9.16K
JPMORGAN CHASE & CO.
SOLEShares23.01K
TypeSH
Market value$4.65M
1.38%
Sole
0.00
Shared
0.00
None
23.01K
WISDOMTREE TR
SOLEShares98.28K
TypeSH
Market value$4.63M
1.37%
Sole
0.00
Shared
0.00
None
98.28K
SPDR SER TR
SOLEShares88.67K
TypeSH
Market value$4.55M
1.35%
Sole
0.00
Shared
0.00
None
88.67K
ISHARES TR
SOLEShares11.40K
TypeSH
Market value$4.16M
1.23%
Sole
0.00
Shared
0.00
None
11.40K
J P MORGAN EXCHANGE TRADED F
SOLEShares81.31K
TypeSH
Market value$4.10M
1.22%
Sole
0.00
Shared
0.00
None
81.31K
BROADCOM INC
SOLEShares2.55K
TypeSH
Market value$4.09M
1.21%
Sole
0.00
Shared
0.00
None
2.55K
WISDOMTREE TR
SOLEShares50.59K
TypeSH
Market value$3.95M
1.17%
Sole
0.00
Shared
0.00
None
50.59K
ALPHABET INC
SOLEShares21.48K
TypeSH
Market value$3.91M
1.16%
Sole
0.00
Shared
0.00
None
21.48K
ABBVIE INC
SOLEShares19.80K
TypeSH
Market value$3.40M
1.01%
Sole
0.00
Shared
0.00
None
19.80K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.18K
TypeSH
Market value$3.20M
0.95%
Sole
0.00
Shared
0.00
None
8.18K
VANGUARD WHITEHALL FDS
SOLEShares26.06K
TypeSH
Market value$3.09M
0.92%
Sole
0.00
Shared
0.00
None
26.06K
EXXON MOBIL CORP
SOLEShares24.66K
TypeSH
Market value$2.84M
0.84%
Sole
0.00
Shared
0.00
None
24.66K
ALTRIA GROUP INC
SOLEShares62K
TypeSH
Market value$2.82M
0.84%
Sole
0.00
Shared
0.00
None
62K
SPDR SER TR
SOLEShares66.92K
TypeSH
Market value$2.78M
0.82%
Sole
0.00
Shared
0.00
None
66.92K
JOHNSON & JOHNSON
SOLEShares18.71K
TypeSH
Market value$2.73M
0.81%
Sole
0.00
Shared
0.00
None
18.71K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 128.43K | SH | $27.05M 8.02% | 0.00 | 0.00 | 128.43K |
NVIDIA CORPORATIONSOLE | COM | 144K | SH | $17.79M 5.28% | 0.00 | 0.00 | 144K |
MICROSOFT CORPSOLE | COM | 30.72K | SH | $13.73M 4.07% | 0.00 | 0.00 | 30.72K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 84.54K | SH | $7.71M 2.29% | 0.00 | 0.00 | 84.54K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 144.63K | SH | $7.19M 2.13% | 0.00 | 0.00 | 144.63K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 78.31K | SH | $7.19M 2.13% | 0.00 | 0.00 | 78.31K |
AMAZON COM INCSOLE | COM | 31.44K | SH | $6.08M 1.80% | 0.00 | 0.00 | 31.44K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 56.02K | SH | $5.62M 1.67% | 0.00 | 0.00 | 56.02K |
FIRST BANCORP N CSOLE | COM | 163.37K | SH | $5.21M 1.55% | 0.00 | 0.00 | 163.37K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.16K | SH | $4.99M 1.48% | 0.00 | 0.00 | 9.16K |
JPMORGAN CHASE & CO.SOLE | COM | 23.01K | SH | $4.65M 1.38% | 0.00 | 0.00 | 23.01K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 98.28K | SH | $4.63M 1.37% | 0.00 | 0.00 | 98.28K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 88.67K | SH | $4.55M 1.35% | 0.00 | 0.00 | 88.67K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.40K | SH | $4.16M 1.23% | 0.00 | 0.00 | 11.40K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 81.31K | SH | $4.10M 1.22% | 0.00 | 0.00 | 81.31K |
BROADCOM INCSOLE | COM | 2.55K | SH | $4.09M 1.21% | 0.00 | 0.00 | 2.55K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 50.59K | SH | $3.95M 1.17% | 0.00 | 0.00 | 50.59K |
ALPHABET INCSOLE | CAP STK CL A | 21.48K | SH | $3.91M 1.16% | 0.00 | 0.00 | 21.48K |
ABBVIE INCSOLE | COM | 19.80K | SH | $3.40M 1.01% | 0.00 | 0.00 | 19.80K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.18K | SH | $3.20M 0.95% | 0.00 | 0.00 | 8.18K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 26.06K | SH | $3.09M 0.92% | 0.00 | 0.00 | 26.06K |
EXXON MOBIL CORPSOLE | COM | 24.66K | SH | $2.84M 0.84% | 0.00 | 0.00 | 24.66K |
ALTRIA GROUP INCSOLE | COM | 62K | SH | $2.82M 0.84% | 0.00 | 0.00 | 62K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 66.92K | SH | $2.78M 0.82% | 0.00 | 0.00 | 66.92K |
JOHNSON & JOHNSONSOLE | COM | 18.71K | SH | $2.73M 0.81% | 0.00 | 0.00 | 18.71K |
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