Filed: 5/14/2024ACC: 0001398344-24-009345
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 557 equity positions with a total reported market value of $333.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
557
Positions
$333.10M
Total AUM (reported)
4.83M
Total Shares
Allocation by class
COM$171.88M51.6%
COM NEW$8.71M2.6%
ENERGY$7.88M2.4%
PGIM ULTRA SH BD$6.96M2.1%
TR UNIT$5.02M1.5%
PORTFOLIO S&P400$4.91M1.5%
US S CAP QTY DIV$4.70M1.4%
Portfolio Concentration
Top 3$51.87M15.6%
4–10$42.29M12.7%
11–25$56.66M17.0%
Rest$182.27M54.7%
Top 3 weight
15.6%
Top 10 weight
28.3%
Voting Authority Distribution
Total shares with voting rights: 4.83M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.83M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole557
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings557
Rows:
APPLE INC
SOLEShares132.73K
TypeSH
Market value$22.76M
6.83%
Sole
0.00
Shared
0.00
None
132.73K
NVIDIA CORPORATION
SOLEShares18.23K
TypeSH
Market value$16.47M
4.94%
Sole
0.00
Shared
0.00
None
18.23K
MICROSOFT CORP
SOLEShares30.05K
TypeSH
Market value$12.64M
3.80%
Sole
0.00
Shared
0.00
None
30.05K
SELECT SECTOR SPDR TR
SOLEShares83.43K
TypeSH
Market value$7.88M
2.36%
Sole
0.00
Shared
0.00
None
83.43K
PGIM ETF TR
SOLEShares140.12K
TypeSH
Market value$6.96M
2.09%
Sole
0.00
Shared
0.00
None
140.12K
AMAZON COM INC
SOLEShares34.26K
TypeSH
Market value$6.18M
1.86%
Sole
0.00
Shared
0.00
None
34.26K
FIRST BANCORP N C
SOLEShares168.39K
TypeSH
Market value$6.08M
1.83%
Sole
0.00
Shared
0.00
None
168.39K
DUKE ENERGY CORP NEW
SOLEShares54.13K
TypeSH
Market value$5.24M
1.57%
Sole
0.00
Shared
0.00
None
54.13K
SPDR S&P 500 ETF TR
SOLEShares9.59K
TypeSH
Market value$5.02M
1.51%
Sole
0.00
Shared
0.00
None
9.59K
JPMORGAN CHASE & CO
SOLEShares24.64K
TypeSH
Market value$4.94M
1.48%
Sole
0.00
Shared
0.00
None
24.64K
SPDR SER TR
SOLEShares92.14K
TypeSH
Market value$4.91M
1.48%
Sole
0.00
Shared
0.00
None
92.14K
WISDOMTREE TR
SOLEShares94.73K
TypeSH
Market value$4.70M
1.41%
Sole
0.00
Shared
0.00
None
94.73K
WISDOMTREE TR
SOLEShares60.33K
TypeSH
Market value$4.60M
1.38%
Sole
0.00
Shared
0.00
None
60.33K
SPDR SER TR
SOLEShares48.31K
TypeSH
Market value$4.44M
1.33%
Sole
0.00
Shared
0.00
None
48.31K
J P MORGAN EXCHANGE TRADED F
SOLEShares92.58K
TypeSH
Market value$4.28M
1.28%
Sole
0.00
Shared
0.00
None
92.58K
ISHARES TR
SOLEShares11.60K
TypeSH
Market value$3.91M
1.17%
Sole
0.00
Shared
0.00
None
11.60K
BROADCOM INC
SOLEShares2.86K
TypeSH
Market value$3.80M
1.14%
Sole
0.00
Shared
0.00
None
2.86K
J P MORGAN EXCHANGE TRADED F
SOLEShares74.04K
TypeSH
Market value$3.74M
1.12%
Sole
0.00
Shared
0.00
None
74.04K
ABBVIE INC
SOLEShares19.84K
TypeSH
Market value$3.61M
1.08%
Sole
0.00
Shared
0.00
None
19.84K
VANGUARD WHITEHALL FDS
SOLEShares28.22K
TypeSH
Market value$3.41M
1.03%
Sole
0.00
Shared
0.00
None
28.22K
SPDR DOW JONES INDL AVERAGE
SOLEShares8.04K
TypeSH
Market value$3.20M
0.96%
Sole
0.00
Shared
0.00
None
8.04K
ALPHABET INC
SOLEShares21.20K
TypeSH
Market value$3.20M
0.96%
Sole
0.00
Shared
0.00
None
21.20K
JOHNSON & JOHNSON
SOLEShares19.17K
TypeSH
Market value$3.03M
0.91%
Sole
0.00
Shared
0.00
None
19.17K
LOWES COS INC
SOLEShares11.76K
TypeSH
Market value$2.99M
0.90%
Sole
0.00
Shared
0.00
None
11.76K
SPDR SER TR
SOLEShares66.08K
TypeSH
Market value$2.84M
0.85%
Sole
0.00
Shared
0.00
None
66.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 132.73K | SH | $22.76M 6.83% | 0.00 | 0.00 | 132.73K |
NVIDIA CORPORATIONSOLE | COM | 18.23K | SH | $16.47M 4.94% | 0.00 | 0.00 | 18.23K |
MICROSOFT CORPSOLE | COM | 30.05K | SH | $12.64M 3.80% | 0.00 | 0.00 | 30.05K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 83.43K | SH | $7.88M 2.36% | 0.00 | 0.00 | 83.43K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 140.12K | SH | $6.96M 2.09% | 0.00 | 0.00 | 140.12K |
AMAZON COM INCSOLE | COM | 34.26K | SH | $6.18M 1.86% | 0.00 | 0.00 | 34.26K |
FIRST BANCORP N CSOLE | COM | 168.39K | SH | $6.08M 1.83% | 0.00 | 0.00 | 168.39K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 54.13K | SH | $5.24M 1.57% | 0.00 | 0.00 | 54.13K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.59K | SH | $5.02M 1.51% | 0.00 | 0.00 | 9.59K |
JPMORGAN CHASE & COSOLE | COM | 24.64K | SH | $4.94M 1.48% | 0.00 | 0.00 | 24.64K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 92.14K | SH | $4.91M 1.48% | 0.00 | 0.00 | 92.14K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 94.73K | SH | $4.70M 1.41% | 0.00 | 0.00 | 94.73K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 60.33K | SH | $4.60M 1.38% | 0.00 | 0.00 | 60.33K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 48.31K | SH | $4.44M 1.33% | 0.00 | 0.00 | 48.31K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABUILDERS USD | 92.58K | SH | $4.28M 1.28% | 0.00 | 0.00 | 92.58K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.60K | SH | $3.91M 1.17% | 0.00 | 0.00 | 11.60K |
BROADCOM INCSOLE | COM | 2.86K | SH | $3.80M 1.14% | 0.00 | 0.00 | 2.86K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 74.04K | SH | $3.74M 1.12% | 0.00 | 0.00 | 74.04K |
ABBVIE INCSOLE | COM | 19.84K | SH | $3.61M 1.08% | 0.00 | 0.00 | 19.84K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 28.22K | SH | $3.41M 1.03% | 0.00 | 0.00 | 28.22K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 8.04K | SH | $3.20M 0.96% | 0.00 | 0.00 | 8.04K |
ALPHABET INCSOLE | CAP STK CL A | 21.20K | SH | $3.20M 0.96% | 0.00 | 0.00 | 21.20K |
JOHNSON & JOHNSONSOLE | COM | 19.17K | SH | $3.03M 0.91% | 0.00 | 0.00 | 19.17K |
LOWES COS INCSOLE | COM | 11.76K | SH | $2.99M 0.90% | 0.00 | 0.00 | 11.76K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 66.08K | SH | $2.84M 0.85% | 0.00 | 0.00 | 66.08K |
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