Filed: 2/9/2024ACC: 0001398344-24-002490
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 491 equity positions with a total reported market value of $257.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
491
Positions
$257.87M
Total AUM (reported)
3.57M
Total Shares
Allocation by class
COM$150.37M58.3%
COM NEW$7.12M2.8%
CL A$4.59M1.8%
TR UNIT$4.45M1.7%
BLOOMBERG 1-3 MO$4.40M1.7%
ULTRA SHRT INC$3.91M1.5%
BETABUILDERS USD$3.90M1.5%
Portfolio Concentration
Top 3$45.91M17.8%
4–10$33.59M13.0%
11–25$41.80M16.2%
Rest$136.57M53.0%
Top 3 weight
17.8%
Top 10 weight
30.8%
Voting Authority Distribution
Total shares with voting rights: 3.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole491
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings491
Rows:
APPLE INC
SOLEShares131.36K
TypeSH
Market value$25.29M
9.81%
Sole
0.00
Shared
0.00
None
131.36K
MICROSOFT CORP
SOLEShares31.12K
TypeSH
Market value$11.70M
4.54%
Sole
0.00
Shared
0.00
None
31.12K
NVIDIA CORPORATION
SOLEShares18K
TypeSH
Market value$8.91M
3.46%
Sole
0.00
Shared
0.00
None
18K
FIRST BANCORP N C
SOLEShares171.92K
TypeSH
Market value$6.36M
2.47%
Sole
0.00
Shared
0.00
None
171.92K
AMAZON COM INC
SOLEShares33.95K
TypeSH
Market value$5.16M
2.00%
Sole
0.00
Shared
0.00
None
33.95K
DUKE ENERGY CORP NEW
SOLEShares51.97K
TypeSH
Market value$5.04M
1.96%
Sole
0.00
Shared
0.00
None
51.97K
SPDR S&P 500 ETF TR
SOLEShares9.36K
TypeSH
Market value$4.45M
1.73%
Sole
0.00
Shared
0.00
None
9.36K
SPDR SER TR
SOLEShares48.16K
TypeSH
Market value$4.40M
1.71%
Sole
0.00
Shared
0.00
None
48.16K
JPMORGAN CHASE & CO
SOLEShares25.04K
TypeSH
Market value$4.26M
1.65%
Sole
0.00
Shared
0.00
None
25.04K
J P MORGAN EXCHANGE TRADED F
SOLEShares77.94K
TypeSH
Market value$3.91M
1.52%
Sole
0.00
Shared
0.00
None
77.94K
J P MORGAN EXCHANGE TRADED F
SOLEShares84.95K
TypeSH
Market value$3.90M
1.51%
Sole
0.00
Shared
0.00
None
84.95K
BROADCOM INC
SOLEShares3.24K
TypeSH
Market value$3.62M
1.40%
Sole
0.00
Shared
0.00
None
3.24K
ISHARES TR
SOLEShares11.63K
TypeSH
Market value$3.52M
1.37%
Sole
0.00
Shared
0.00
None
11.63K
ABBVIE INC
SOLEShares19.82K
TypeSH
Market value$3.07M
1.19%
Sole
0.00
Shared
0.00
None
19.82K
JOHNSON & JOHNSON
SOLEShares18.21K
TypeSH
Market value$2.85M
1.11%
Sole
0.00
Shared
0.00
None
18.21K
ALPHABET INC
SOLEShares20.25K
TypeSH
Market value$2.83M
1.10%
Sole
0.00
Shared
0.00
None
20.25K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.50K
TypeSH
Market value$2.82M
1.10%
Sole
0.00
Shared
0.00
None
7.50K
LOWES COS INC
SOLEShares11.58K
TypeSH
Market value$2.58M
1.00%
Sole
0.00
Shared
0.00
None
11.58K
CHEVRON CORP NEW
SOLEShares17.15K
TypeSH
Market value$2.56M
0.99%
Sole
0.00
Shared
0.00
None
17.15K
SPDR SER TR
SOLEShares57.41K
TypeSH
Market value$2.42M
0.94%
Sole
0.00
Shared
0.00
None
57.41K
PACER FDS TR
SOLEShares69.67K
TypeSH
Market value$2.39M
0.93%
Sole
0.00
Shared
0.00
None
69.67K
ISHARES TR
SOLEShares14.38K
TypeSH
Market value$2.38M
0.92%
Sole
0.00
Shared
0.00
None
14.38K
AMPLIFY ETF TR
SOLEShares64.02K
TypeSH
Market value$2.34M
0.91%
Sole
0.00
Shared
0.00
None
64.02K
SELECT SECTOR SPDR TR
SOLEShares27.51K
TypeSH
Market value$2.31M
0.89%
Sole
0.00
Shared
0.00
None
27.51K
ALTRIA GROUP INC
SOLEShares54.85K
TypeSH
Market value$2.21M
0.86%
Sole
0.00
Shared
0.00
None
54.85K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 131.36K | SH | $25.29M 9.81% | 0.00 | 0.00 | 131.36K |
MICROSOFT CORPSOLE | COM | 31.12K | SH | $11.70M 4.54% | 0.00 | 0.00 | 31.12K |
NVIDIA CORPORATIONSOLE | COM | 18K | SH | $8.91M 3.46% | 0.00 | 0.00 | 18K |
FIRST BANCORP N CSOLE | COM | 171.92K | SH | $6.36M 2.47% | 0.00 | 0.00 | 171.92K |
AMAZON COM INCSOLE | COM | 33.95K | SH | $5.16M 2.00% | 0.00 | 0.00 | 33.95K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 51.97K | SH | $5.04M 1.96% | 0.00 | 0.00 | 51.97K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.36K | SH | $4.45M 1.73% | 0.00 | 0.00 | 9.36K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 48.16K | SH | $4.40M 1.71% | 0.00 | 0.00 | 48.16K |
JPMORGAN CHASE & COSOLE | COM | 25.04K | SH | $4.26M 1.65% | 0.00 | 0.00 | 25.04K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 77.94K | SH | $3.91M 1.52% | 0.00 | 0.00 | 77.94K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABUILDERS USD | 84.95K | SH | $3.90M 1.51% | 0.00 | 0.00 | 84.95K |
BROADCOM INCSOLE | COM | 3.24K | SH | $3.62M 1.40% | 0.00 | 0.00 | 3.24K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.63K | SH | $3.52M 1.37% | 0.00 | 0.00 | 11.63K |
ABBVIE INCSOLE | COM | 19.82K | SH | $3.07M 1.19% | 0.00 | 0.00 | 19.82K |
JOHNSON & JOHNSONSOLE | COM | 18.21K | SH | $2.85M 1.11% | 0.00 | 0.00 | 18.21K |
ALPHABET INCSOLE | CAP STK CL A | 20.25K | SH | $2.83M 1.10% | 0.00 | 0.00 | 20.25K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.50K | SH | $2.82M 1.10% | 0.00 | 0.00 | 7.50K |
LOWES COS INCSOLE | COM | 11.58K | SH | $2.58M 1.00% | 0.00 | 0.00 | 11.58K |
CHEVRON CORP NEWSOLE | COM | 17.15K | SH | $2.56M 0.99% | 0.00 | 0.00 | 17.15K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 57.41K | SH | $2.42M 0.94% | 0.00 | 0.00 | 57.41K |
PACER FDS TRSOLE | GLOBL CASH ETF | 69.67K | SH | $2.39M 0.93% | 0.00 | 0.00 | 69.67K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.38K | SH | $2.38M 0.92% | 0.00 | 0.00 | 14.38K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 64.02K | SH | $2.34M 0.91% | 0.00 | 0.00 | 64.02K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 27.51K | SH | $2.31M 0.89% | 0.00 | 0.00 | 27.51K |
ALTRIA GROUP INCSOLE | COM | 54.85K | SH | $2.21M 0.86% | 0.00 | 0.00 | 54.85K |
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