Filed: 11/13/2023ACC: 0001398344-23-020544
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 475 equity positions with a total reported market value of $228.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
475
Positions
$228.95M
Total AUM (reported)
3.40M
Total Shares
Allocation by class
COM$133.30M58.2%
COM NEW$6.40M2.8%
CL A$4.12M1.8%
TR UNIT$3.94M1.7%
ULTRA SHRT INC$3.74M1.6%
BETABUILDERS USD$3.66M1.6%
RUS 1000 GRW ETF$3.10M1.4%
Portfolio Concentration
Top 3$39.72M17.3%
4–10$29.10M12.7%
11–25$38.83M17.0%
Rest$121.30M53.0%
Top 3 weight
17.3%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 3.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole475
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings475
Rows:
APPLE INC
SOLEShares131.69K
TypeSH
Market value$22.55M
9.85%
Sole
0.00
Shared
0.00
None
131.65K
MICROSOFT CORP
SOLEShares30.49K
TypeSH
Market value$9.63M
4.21%
Sole
0.00
Shared
0.00
None
30.48K
NVIDIA CORPORATION
SOLEShares17.34K
TypeSH
Market value$7.54M
3.29%
Sole
0.00
Shared
0.00
None
17.34K
FIRST BANCORP N C
SOLEShares177.72K
TypeSH
Market value$5.00M
2.18%
Sole
0.00
Shared
0.00
None
177.72K
DUKE ENERGY CORP NEW
SOLEShares54.80K
TypeSH
Market value$4.84M
2.11%
Sole
0.00
Shared
0.00
None
54.80K
AMAZON COM INC
SOLEShares33.72K
TypeSH
Market value$4.29M
1.87%
Sole
0.00
Shared
0.00
None
33.72K
SPDR S&P 500 ETF TR
SOLEShares9.21K
TypeSH
Market value$3.94M
1.72%
Sole
0.00
Shared
0.00
None
8.81K
J P MORGAN EXCHANGE TRADED F
SOLEShares74.49K
TypeSH
Market value$3.74M
1.63%
Sole
0.00
Shared
0.00
None
74.46K
J P MORGAN EXCHANGE TRADED F
SOLEShares83.38K
TypeSH
Market value$3.66M
1.60%
Sole
0.00
Shared
0.00
None
81.35K
JPMORGAN CHASE & CO
SOLEShares25.09K
TypeSH
Market value$3.64M
1.59%
Sole
0.00
Shared
0.00
None
25.09K
ISHARES TR
SOLEShares11.67K
TypeSH
Market value$3.10M
1.36%
Sole
0.00
Shared
0.00
None
11.67K
BROADCOM INC
SOLEShares3.58K
TypeSH
Market value$2.98M
1.30%
Sole
0.00
Shared
0.00
None
3.58K
ABBVIE INC
SOLEShares19.33K
TypeSH
Market value$2.88M
1.26%
Sole
0.00
Shared
0.00
None
19.28K
CHEVRON CORP NEW
SOLEShares16.99K
TypeSH
Market value$2.86M
1.25%
Sole
0.00
Shared
0.00
None
16.98K
JOHNSON & JOHNSON
SOLEShares17.34K
TypeSH
Market value$2.70M
1.18%
Sole
0.00
Shared
0.00
None
17.34K
ALPHABET INC
SOLEShares19.74K
TypeSH
Market value$2.58M
1.13%
Sole
0.00
Shared
0.00
None
19.72K
EXXON MOBIL CORP
SOLEShares21.82K
TypeSH
Market value$2.57M
1.12%
Sole
0.00
Shared
0.00
None
21.82K
LOWES COS INC
SOLEShares12.16K
TypeSH
Market value$2.53M
1.10%
Sole
0.00
Shared
0.00
None
12.16K
SPDR SER TR
SOLEShares67.79K
TypeSH
Market value$2.50M
1.09%
Sole
0.00
Shared
0.00
None
65.62K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.37K
TypeSH
Market value$2.47M
1.08%
Sole
0.00
Shared
0.00
None
7.37K
SELECT SECTOR SPDR TR
SOLEShares27.27K
TypeSH
Market value$2.46M
1.08%
Sole
0.00
Shared
0.00
None
26.28K
AMPLIFY ETF TR
SOLEShares70.59K
TypeSH
Market value$2.45M
1.07%
Sole
0.00
Shared
0.00
None
70.59K
PACER FDS TR
SOLEShares70.97K
TypeSH
Market value$2.31M
1.01%
Sole
0.00
Shared
0.00
None
70.97K
ALTRIA GROUP INC
SOLEShares52.80K
TypeSH
Market value$2.22M
0.97%
Sole
0.00
Shared
0.00
None
52.46K
ISHARES TR
SOLEShares14.59K
TypeSH
Market value$2.21M
0.97%
Sole
0.00
Shared
0.00
None
14.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 131.69K | SH | $22.55M 9.85% | 0.00 | 0.00 | 131.65K |
MICROSOFT CORPSOLE | COM | 30.49K | SH | $9.63M 4.21% | 0.00 | 0.00 | 30.48K |
NVIDIA CORPORATIONSOLE | COM | 17.34K | SH | $7.54M 3.29% | 0.00 | 0.00 | 17.34K |
FIRST BANCORP N CSOLE | COM | 177.72K | SH | $5.00M 2.18% | 0.00 | 0.00 | 177.72K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 54.80K | SH | $4.84M 2.11% | 0.00 | 0.00 | 54.80K |
AMAZON COM INCSOLE | COM | 33.72K | SH | $4.29M 1.87% | 0.00 | 0.00 | 33.72K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.21K | SH | $3.94M 1.72% | 0.00 | 0.00 | 8.81K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 74.49K | SH | $3.74M 1.63% | 0.00 | 0.00 | 74.46K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABUILDERS USD | 83.38K | SH | $3.66M 1.60% | 0.00 | 0.00 | 81.35K |
JPMORGAN CHASE & COSOLE | COM | 25.09K | SH | $3.64M 1.59% | 0.00 | 0.00 | 25.09K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.67K | SH | $3.10M 1.36% | 0.00 | 0.00 | 11.67K |
BROADCOM INCSOLE | COM | 3.58K | SH | $2.98M 1.30% | 0.00 | 0.00 | 3.58K |
ABBVIE INCSOLE | COM | 19.33K | SH | $2.88M 1.26% | 0.00 | 0.00 | 19.28K |
CHEVRON CORP NEWSOLE | COM | 16.99K | SH | $2.86M 1.25% | 0.00 | 0.00 | 16.98K |
JOHNSON & JOHNSONSOLE | COM | 17.34K | SH | $2.70M 1.18% | 0.00 | 0.00 | 17.34K |
ALPHABET INCSOLE | CAP STK CL A | 19.74K | SH | $2.58M 1.13% | 0.00 | 0.00 | 19.72K |
EXXON MOBIL CORPSOLE | COM | 21.82K | SH | $2.57M 1.12% | 0.00 | 0.00 | 21.82K |
LOWES COS INCSOLE | COM | 12.16K | SH | $2.53M 1.10% | 0.00 | 0.00 | 12.16K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 67.79K | SH | $2.50M 1.09% | 0.00 | 0.00 | 65.62K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.37K | SH | $2.47M 1.08% | 0.00 | 0.00 | 7.37K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 27.27K | SH | $2.46M 1.08% | 0.00 | 0.00 | 26.28K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 70.59K | SH | $2.45M 1.07% | 0.00 | 0.00 | 70.59K |
PACER FDS TRSOLE | GLOBL CASH ETF | 70.97K | SH | $2.31M 1.01% | 0.00 | 0.00 | 70.97K |
ALTRIA GROUP INCSOLE | COM | 52.80K | SH | $2.22M 0.97% | 0.00 | 0.00 | 52.46K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.59K | SH | $2.21M 0.97% | 0.00 | 0.00 | 14.59K |
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