Filed: 8/11/2023ACC: 0001398344-23-014604
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 508 equity positions with a total reported market value of $254.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
508
Positions
$254.04M
Total AUM (reported)
3.38M
Total Shares
Allocation by class
COM$151.07M59.5%
COM NEW$7.27M2.9%
CL A$4.64M1.8%
TR UNIT$4.11M1.6%
BETABUILDERS USD$3.63M1.4%
ULTRA SHRT INC$3.59M1.4%
RUS 1000 GRW ETF$3.21M1.3%
Portfolio Concentration
Top 3$43.39M17.1%
4–10$29.73M11.7%
11–25$39.77M15.7%
Rest$141.15M55.6%
Top 3 weight
17.1%
Top 10 weight
28.8%
Voting Authority Distribution
Total shares with voting rights: 3.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole508
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings508
Rows:
APPLE INC
SOLEShares131.47K
TypeSH
Market value$25.50M
10.04%
Sole
0.00
Shared
0.00
None
131.47K
MICROSOFT CORP
SOLEShares30.68K
TypeSH
Market value$10.45M
4.11%
Sole
0.00
Shared
0.00
None
30.68K
NVIDIA CORPORATION
SOLEShares17.59K
TypeSH
Market value$7.44M
2.93%
Sole
0.00
Shared
0.00
None
17.59K
FIRST BANCORP N C
SOLEShares174K
TypeSH
Market value$5.18M
2.04%
Sole
0.00
Shared
0.00
None
174K
AMAZON COM INC
SOLEShares36.39K
TypeSH
Market value$4.74M
1.87%
Sole
0.00
Shared
0.00
None
36.39K
DUKE ENERGY CORP NEW
SOLEShares51.97K
TypeSH
Market value$4.66M
1.84%
Sole
0.00
Shared
0.00
None
51.97K
SPDR S&P 500 ETF TR
SOLEShares9.27K
TypeSH
Market value$4.11M
1.62%
Sole
0.00
Shared
0.00
None
9.27K
JPMORGAN CHASE & CO
SOLEShares26.20K
TypeSH
Market value$3.81M
1.50%
Sole
0.00
Shared
0.00
None
26.20K
J P MORGAN EXCHANGE TRADED F
SOLEShares81.37K
TypeSH
Market value$3.63M
1.43%
Sole
0.00
Shared
0.00
None
81.37K
J P MORGAN EXCHANGE TRADED F
SOLEShares71.64K
TypeSH
Market value$3.59M
1.41%
Sole
0.00
Shared
0.00
None
71.64K
BROADCOM INC
SOLEShares3.71K
TypeSH
Market value$3.21M
1.27%
Sole
0.00
Shared
0.00
None
3.71K
ISHARES TR
SOLEShares11.67K
TypeSH
Market value$3.21M
1.26%
Sole
0.00
Shared
0.00
None
11.67K
JOHNSON & JOHNSON
SOLEShares18.59K
TypeSH
Market value$3.08M
1.21%
Sole
0.00
Shared
0.00
None
18.59K
CHEVRON CORP NEW
SOLEShares18.33K
TypeSH
Market value$2.88M
1.14%
Sole
0.00
Shared
0.00
None
18.33K
LOWES COS INC
SOLEShares12.51K
TypeSH
Market value$2.82M
1.11%
Sole
0.00
Shared
0.00
None
12.51K
AMPLIFY ETF TR
SOLEShares75.33K
TypeSH
Market value$2.71M
1.07%
Sole
0.00
Shared
0.00
None
75.33K
ABBVIE INC
SOLEShares20.02K
TypeSH
Market value$2.70M
1.06%
Sole
0.00
Shared
0.00
None
20.02K
SPDR SER TR
SOLEShares67.52K
TypeSH
Market value$2.62M
1.03%
Sole
0.00
Shared
0.00
None
67.52K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.38K
TypeSH
Market value$2.54M
1.00%
Sole
0.00
Shared
0.00
None
7.38K
ALPHABET INC
SOLEShares20.93K
TypeSH
Market value$2.51M
0.99%
Sole
0.00
Shared
0.00
None
20.93K
EXXON MOBIL CORP
SOLEShares22.15K
TypeSH
Market value$2.38M
0.94%
Sole
0.00
Shared
0.00
None
22.15K
ISHARES TR
SOLEShares14.59K
TypeSH
Market value$2.30M
0.91%
Sole
0.00
Shared
0.00
None
14.59K
PHILIP MORRIS INTL INC
SOLEShares23.56K
TypeSH
Market value$2.30M
0.91%
Sole
0.00
Shared
0.00
None
23.56K
ALTRIA GROUP INC
SOLEShares50.33K
TypeSH
Market value$2.28M
0.90%
Sole
0.00
Shared
0.00
None
50.33K
MERCK & CO INC
SOLEShares19.28K
TypeSH
Market value$2.22M
0.88%
Sole
0.00
Shared
0.00
None
19.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 131.47K | SH | $25.50M 10.04% | 0.00 | 0.00 | 131.47K |
MICROSOFT CORPSOLE | COM | 30.68K | SH | $10.45M 4.11% | 0.00 | 0.00 | 30.68K |
NVIDIA CORPORATIONSOLE | COM | 17.59K | SH | $7.44M 2.93% | 0.00 | 0.00 | 17.59K |
FIRST BANCORP N CSOLE | COM | 174K | SH | $5.18M 2.04% | 0.00 | 0.00 | 174K |
AMAZON COM INCSOLE | COM | 36.39K | SH | $4.74M 1.87% | 0.00 | 0.00 | 36.39K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 51.97K | SH | $4.66M 1.84% | 0.00 | 0.00 | 51.97K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.27K | SH | $4.11M 1.62% | 0.00 | 0.00 | 9.27K |
JPMORGAN CHASE & COSOLE | COM | 26.20K | SH | $3.81M 1.50% | 0.00 | 0.00 | 26.20K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABUILDERS USD | 81.37K | SH | $3.63M 1.43% | 0.00 | 0.00 | 81.37K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 71.64K | SH | $3.59M 1.41% | 0.00 | 0.00 | 71.64K |
BROADCOM INCSOLE | COM | 3.71K | SH | $3.21M 1.27% | 0.00 | 0.00 | 3.71K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.67K | SH | $3.21M 1.26% | 0.00 | 0.00 | 11.67K |
JOHNSON & JOHNSONSOLE | COM | 18.59K | SH | $3.08M 1.21% | 0.00 | 0.00 | 18.59K |
CHEVRON CORP NEWSOLE | COM | 18.33K | SH | $2.88M 1.14% | 0.00 | 0.00 | 18.33K |
LOWES COS INCSOLE | COM | 12.51K | SH | $2.82M 1.11% | 0.00 | 0.00 | 12.51K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 75.33K | SH | $2.71M 1.07% | 0.00 | 0.00 | 75.33K |
ABBVIE INCSOLE | COM | 20.02K | SH | $2.70M 1.06% | 0.00 | 0.00 | 20.02K |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 67.52K | SH | $2.62M 1.03% | 0.00 | 0.00 | 67.52K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.38K | SH | $2.54M 1.00% | 0.00 | 0.00 | 7.38K |
ALPHABET INCSOLE | CAP STK CL A | 20.93K | SH | $2.51M 0.99% | 0.00 | 0.00 | 20.93K |
EXXON MOBIL CORPSOLE | COM | 22.15K | SH | $2.38M 0.94% | 0.00 | 0.00 | 22.15K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.59K | SH | $2.30M 0.91% | 0.00 | 0.00 | 14.59K |
PHILIP MORRIS INTL INCSOLE | COM | 23.56K | SH | $2.30M 0.91% | 0.00 | 0.00 | 23.56K |
ALTRIA GROUP INCSOLE | COM | 50.33K | SH | $2.28M 0.90% | 0.00 | 0.00 | 50.33K |
MERCK & CO INCSOLE | COM | 19.28K | SH | $2.22M 0.88% | 0.00 | 0.00 | 19.28K |
Page 1 of 21
…