Filed: 5/15/2023ACC: 0001398344-23-009716
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 455 equity positions with a total reported market value of $200.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
455
Positions
$200.27M
Total AUM (reported)
3.02M
Total Shares
Allocation by class
COM$109.94M54.9%
COM NEW$6.44M3.2%
TR UNIT$3.72M1.9%
BETABUILDERS USD$3.59M1.8%
CL A$3.54M1.8%
ULTRA SHRT INC$3.00M1.5%
INSTL PFD SECS$2.99M1.5%
Portfolio Concentration
Top 3$28.81M14.4%
4–10$23.81M11.9%
11–25$35.67M17.8%
Rest$111.98M55.9%
Top 3 weight
14.4%
Top 10 weight
26.3%
Voting Authority Distribution
Total shares with voting rights: 3.02M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.02M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole455
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings455
Rows:
APPLE INC
SOLEShares104.45K
TypeSH
Market value$17.26M
8.62%
Sole
0.00
Shared
0.00
None
104.45K
MICROSOFT CORP
SOLEShares24.29K
TypeSH
Market value$6.98M
3.49%
Sole
0.00
Shared
0.00
None
24.29K
DUKE ENERGY CORP NEW
SOLEShares47.06K
TypeSH
Market value$4.56M
2.28%
Sole
0.00
Shared
0.00
None
47.06K
FIRST BANCORP N C
SOLEShares124.87K
TypeSH
Market value$4.40M
2.20%
Sole
0.00
Shared
0.00
None
124.87K
SPDR S&P 500 ETF TR
SOLEShares9.08K
TypeSH
Market value$3.72M
1.86%
Sole
0.00
Shared
0.00
None
9.08K
J P MORGAN EXCHANGE TRADED F
SOLEShares79.90K
TypeSH
Market value$3.59M
1.79%
Sole
0.00
Shared
0.00
None
79.90K
ABBVIE INC
SOLEShares19.52K
TypeSH
Market value$3.11M
1.55%
Sole
0.00
Shared
0.00
None
19.52K
AMAZON COM INC
SOLEShares29.23K
TypeSH
Market value$3.00M
1.50%
Sole
0.00
Shared
0.00
None
29.23K
J P MORGAN EXCHANGE TRADED F
SOLEShares59.56K
TypeSH
Market value$3.00M
1.50%
Sole
0.00
Shared
0.00
None
59.56K
FIRST TR EXCH TRADED FD III
SOLEShares178.41K
TypeSH
Market value$2.99M
1.49%
Sole
0.00
Shared
0.00
None
178.41K
JPMORGAN CHASE & CO
SOLEShares22.03K
TypeSH
Market value$2.93M
1.46%
Sole
0.00
Shared
0.00
None
22.03K
ISHARES TR
SOLEShares11.66K
TypeSH
Market value$2.85M
1.42%
Sole
0.00
Shared
0.00
None
11.66K
AMPLIFY ETF TR
SOLEShares76.30K
TypeSH
Market value$2.71M
1.35%
Sole
0.00
Shared
0.00
None
76.30K
NVIDIA CORPORATION
SOLEShares9.25K
TypeSH
Market value$2.56M
1.28%
Sole
0.00
Shared
0.00
None
9.25K
SPDR SER TR
SOLEShares29.47K
TypeSH
Market value$2.48M
1.24%
Sole
0.00
Shared
0.00
None
29.47K
BROADCOM INC
SOLEShares3.73K
TypeSH
Market value$2.38M
1.19%
Sole
0.00
Shared
0.00
None
3.73K
SPDR DOW JONES INDL AVERAGE
SOLEShares7.04K
TypeSH
Market value$2.34M
1.17%
Sole
0.00
Shared
0.00
None
7.04K
SELECT SECTOR SPDR TR
SOLEShares27.44K
TypeSH
Market value$2.27M
1.14%
Sole
0.00
Shared
0.00
None
27.44K
ALTRIA GROUP INC
SOLEShares49.10K
TypeSH
Market value$2.26M
1.13%
Sole
0.00
Shared
0.00
None
49.10K
PHILIP MORRIS INTL INC
SOLEShares22.05K
TypeSH
Market value$2.23M
1.11%
Sole
0.00
Shared
0.00
None
22.05K
ISHARES TR
SOLEShares14.55K
TypeSH
Market value$2.22M
1.11%
Sole
0.00
Shared
0.00
None
14.55K
JOHNSON & JOHNSON
SOLEShares14.11K
TypeSH
Market value$2.20M
1.10%
Sole
0.00
Shared
0.00
None
14.11K
CHEVRON CORP NEW
SOLEShares13.12K
TypeSH
Market value$2.18M
1.09%
Sole
0.00
Shared
0.00
None
13.12K
LOWES COS INC
SOLEShares10.53K
TypeSH
Market value$2.08M
1.04%
Sole
0.00
Shared
0.00
None
10.53K
ALPHABET INC
SOLEShares19.17K
TypeSH
Market value$1.99M
1.00%
Sole
0.00
Shared
0.00
None
19.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 104.45K | SH | $17.26M 8.62% | 0.00 | 0.00 | 104.45K |
MICROSOFT CORPSOLE | COM | 24.29K | SH | $6.98M 3.49% | 0.00 | 0.00 | 24.29K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 47.06K | SH | $4.56M 2.28% | 0.00 | 0.00 | 47.06K |
FIRST BANCORP N CSOLE | COM | 124.87K | SH | $4.40M 2.20% | 0.00 | 0.00 | 124.87K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.08K | SH | $3.72M 1.86% | 0.00 | 0.00 | 9.08K |
J P MORGAN EXCHANGE TRADED FSOLE | BETABUILDERS USD | 79.90K | SH | $3.59M 1.79% | 0.00 | 0.00 | 79.90K |
ABBVIE INCSOLE | COM | 19.52K | SH | $3.11M 1.55% | 0.00 | 0.00 | 19.52K |
AMAZON COM INCSOLE | COM | 29.23K | SH | $3.00M 1.50% | 0.00 | 0.00 | 29.23K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 59.56K | SH | $3.00M 1.50% | 0.00 | 0.00 | 59.56K |
FIRST TR EXCH TRADED FD IIISOLE | INSTL PFD SECS | 178.41K | SH | $2.99M 1.49% | 0.00 | 0.00 | 178.41K |
JPMORGAN CHASE & COSOLE | COM | 22.03K | SH | $2.93M 1.46% | 0.00 | 0.00 | 22.03K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.66K | SH | $2.85M 1.42% | 0.00 | 0.00 | 11.66K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 76.30K | SH | $2.71M 1.35% | 0.00 | 0.00 | 76.30K |
NVIDIA CORPORATIONSOLE | COM | 9.25K | SH | $2.56M 1.28% | 0.00 | 0.00 | 9.25K |
SPDR SER TRSOLE | S&P 600 SML CAP | 29.47K | SH | $2.48M 1.24% | 0.00 | 0.00 | 29.47K |
BROADCOM INCSOLE | COM | 3.73K | SH | $2.38M 1.19% | 0.00 | 0.00 | 3.73K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 7.04K | SH | $2.34M 1.17% | 0.00 | 0.00 | 7.04K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 27.44K | SH | $2.27M 1.14% | 0.00 | 0.00 | 27.44K |
ALTRIA GROUP INCSOLE | COM | 49.10K | SH | $2.26M 1.13% | 0.00 | 0.00 | 49.10K |
PHILIP MORRIS INTL INCSOLE | COM | 22.05K | SH | $2.23M 1.11% | 0.00 | 0.00 | 22.05K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.55K | SH | $2.22M 1.11% | 0.00 | 0.00 | 14.55K |
JOHNSON & JOHNSONSOLE | COM | 14.11K | SH | $2.20M 1.10% | 0.00 | 0.00 | 14.11K |
CHEVRON CORP NEWSOLE | COM | 13.12K | SH | $2.18M 1.09% | 0.00 | 0.00 | 13.12K |
LOWES COS INCSOLE | COM | 10.53K | SH | $2.08M 1.04% | 0.00 | 0.00 | 10.53K |
ALPHABET INCSOLE | CAP STK CL A | 19.17K | SH | $1.99M 1.00% | 0.00 | 0.00 | 19.17K |
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