Filed: 11/14/2022ACC: 0001398344-22-021985
📋 What this filing means
FOUNDERS FINANCIAL ALLIANCE, LLC filed this quarterly 13F‑HR report disclosing 476 equity positions with a total reported market value of $196.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
476
Positions
$196.5K
Total AUM (reported)
3.17M
Total Shares
Allocation by class
COM$119.3K60.7%
COM NEW$6.4K3.2%
TR UNIT$3.4K1.7%
CL A$3.0K1.5%
RUS 1000 GRW ETF$2.5K1.2%
ENERGY$2.2K1.1%
SHS$2.2K1.1%
Portfolio Concentration
Top 3$31.0K15.8%
4–10$22.5K11.5%
11–25$30.1K15.3%
Rest$112.9K57.5%
Top 3 weight
15.8%
Top 10 weight
27.2%
Voting Authority Distribution
Total shares with voting rights: 3.17M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.17M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole476
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings476
Rows:
APPLE INC
SOLEShares131.03K
TypeSH
Market value$18.1K
9.22%
Sole
0.00
Shared
0.00
None
131.03K
MICROSOFT CORP
SOLEShares27.82K
TypeSH
Market value$6.5K
3.30%
Sole
0.00
Shared
0.00
None
27.82K
FIRST BANCORP N C
SOLEShares174.80K
TypeSH
Market value$6.4K
3.25%
Sole
0.00
Shared
0.00
None
174.80K
DUKE ENERGY CORP NEW
SOLEShares50.24K
TypeSH
Market value$4.7K
2.38%
Sole
0.00
Shared
0.00
None
50.24K
AMAZON COM INC
SOLEShares34.80K
TypeSH
Market value$3.9K
2.00%
Sole
0.00
Shared
0.00
None
34.80K
SPDR S&P 500 ETF TR
SOLEShares9.55K
TypeSH
Market value$3.4K
1.74%
Sole
0.00
Shared
0.00
None
9.55K
JOHNSON & JOHNSON
SOLEShares17.98K
TypeSH
Market value$2.9K
1.49%
Sole
0.00
Shared
0.00
None
17.98K
ABBVIE INC
SOLEShares19.27K
TypeSH
Market value$2.6K
1.32%
Sole
0.00
Shared
0.00
None
19.27K
LOWES COS INC
SOLEShares13.49K
TypeSH
Market value$2.5K
1.29%
Sole
0.00
Shared
0.00
None
13.49K
CHEVRON CORP NEW
SOLEShares17.13K
TypeSH
Market value$2.5K
1.25%
Sole
0.00
Shared
0.00
None
17.13K
ISHARES TR
SOLEShares11.64K
TypeSH
Market value$2.5K
1.25%
Sole
0.00
Shared
0.00
None
11.64K
JPMORGAN CHASE & CO
SOLEShares22.60K
TypeSH
Market value$2.4K
1.20%
Sole
0.00
Shared
0.00
None
22.60K
SELECT SECTOR SPDR TR
SOLEShares31.14K
TypeSH
Market value$2.2K
1.14%
Sole
0.00
Shared
0.00
None
31.14K
NVIDIA CORPORATION
SOLEShares17.85K
TypeSH
Market value$2.2K
1.10%
Sole
0.00
Shared
0.00
None
17.85K
AMPLIFY ETF TR
SOLEShares65.98K
TypeSH
Market value$2.1K
1.07%
Sole
0.00
Shared
0.00
None
65.98K
EXXON MOBIL CORP
SOLEShares24K
TypeSH
Market value$2.1K
1.07%
Sole
0.00
Shared
0.00
None
24K
GUGGENHEIM STRATEGIC OPPORTU
SOLEShares132.32K
TypeSH
Market value$2.0K
1.03%
Sole
0.00
Shared
0.00
None
132.32K
ISHARES TR
SOLEShares14.51K
TypeSH
Market value$2.0K
1.00%
Sole
0.00
Shared
0.00
None
14.51K
NEXTERA ENERGY INC
SOLEShares24.45K
TypeSH
Market value$1.9K
0.98%
Sole
0.00
Shared
0.00
None
24.45K
ALTRIA GROUP INC
SOLEShares47.31K
TypeSH
Market value$1.9K
0.97%
Sole
0.00
Shared
0.00
None
47.31K
PHILIP MORRIS INTL INC
SOLEShares22.15K
TypeSH
Market value$1.8K
0.94%
Sole
0.00
Shared
0.00
None
22.15K
SPDR DOW JONES INDL AVERAGE
SOLEShares6.21K
TypeSH
Market value$1.8K
0.91%
Sole
0.00
Shared
0.00
None
6.21K
ALPHABET INC
SOLEShares18.62K
TypeSH
Market value$1.8K
0.91%
Sole
0.00
Shared
0.00
None
18.62K
SPDR SER TR
SOLEShares23.21K
TypeSH
Market value$1.8K
0.89%
Sole
0.00
Shared
0.00
None
23.21K
BROADCOM INC
SOLEShares3.75K
TypeSH
Market value$1.7K
0.85%
Sole
0.00
Shared
0.00
None
3.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 131.03K | SH | $18.1K 9.22% | 0.00 | 0.00 | 131.03K |
MICROSOFT CORPSOLE | COM | 27.82K | SH | $6.5K 3.30% | 0.00 | 0.00 | 27.82K |
FIRST BANCORP N CSOLE | COM | 174.80K | SH | $6.4K 3.25% | 0.00 | 0.00 | 174.80K |
DUKE ENERGY CORP NEWSOLE | COM NEW | 50.24K | SH | $4.7K 2.38% | 0.00 | 0.00 | 50.24K |
AMAZON COM INCSOLE | COM | 34.80K | SH | $3.9K 2.00% | 0.00 | 0.00 | 34.80K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 9.55K | SH | $3.4K 1.74% | 0.00 | 0.00 | 9.55K |
JOHNSON & JOHNSONSOLE | COM | 17.98K | SH | $2.9K 1.49% | 0.00 | 0.00 | 17.98K |
ABBVIE INCSOLE | COM | 19.27K | SH | $2.6K 1.32% | 0.00 | 0.00 | 19.27K |
LOWES COS INCSOLE | COM | 13.49K | SH | $2.5K 1.29% | 0.00 | 0.00 | 13.49K |
CHEVRON CORP NEWSOLE | COM | 17.13K | SH | $2.5K 1.25% | 0.00 | 0.00 | 17.13K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 11.64K | SH | $2.5K 1.25% | 0.00 | 0.00 | 11.64K |
JPMORGAN CHASE & COSOLE | COM | 22.60K | SH | $2.4K 1.20% | 0.00 | 0.00 | 22.60K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 31.14K | SH | $2.2K 1.14% | 0.00 | 0.00 | 31.14K |
NVIDIA CORPORATIONSOLE | COM | 17.85K | SH | $2.2K 1.10% | 0.00 | 0.00 | 17.85K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 65.98K | SH | $2.1K 1.07% | 0.00 | 0.00 | 65.98K |
EXXON MOBIL CORPSOLE | COM | 24K | SH | $2.1K 1.07% | 0.00 | 0.00 | 24K |
GUGGENHEIM STRATEGIC OPPORTUSOLE | COM SBI | 132.32K | SH | $2.0K 1.03% | 0.00 | 0.00 | 132.32K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 14.51K | SH | $2.0K 1.00% | 0.00 | 0.00 | 14.51K |
NEXTERA ENERGY INCSOLE | COM | 24.45K | SH | $1.9K 0.98% | 0.00 | 0.00 | 24.45K |
ALTRIA GROUP INCSOLE | COM | 47.31K | SH | $1.9K 0.97% | 0.00 | 0.00 | 47.31K |
PHILIP MORRIS INTL INCSOLE | COM | 22.15K | SH | $1.8K 0.94% | 0.00 | 0.00 | 22.15K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 6.21K | SH | $1.8K 0.91% | 0.00 | 0.00 | 6.21K |
ALPHABET INCSOLE | CAP STK CL A | 18.62K | SH | $1.8K 0.91% | 0.00 | 0.00 | 18.62K |
SPDR SER TRSOLE | S&P 600 SML CAP | 23.21K | SH | $1.8K 0.89% | 0.00 | 0.00 | 23.21K |
BROADCOM INCSOLE | COM | 3.75K | SH | $1.7K 0.85% | 0.00 | 0.00 | 3.75K |
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