FOCUSED ALPHA, LLC

PrivateCIK: 2105062
Location

DENVER, CO

247
Positions
$323.65M
Total AUM (reported)
5M
Total Shares

Allocation by class

TOTAL AUM$323.65M247 positions
COM$95.34M29.5%
TOTAL STK MKT$14.88M4.6%
CORE S&P500 ETF$12.80M4.0%
CL A$11.03M3.4%
CAP STK CL A$10.10M3.1%
HERMES TOTAL RET$7.97M2.5%
VALUE ETF$7.80M2.4%

Portfolio Concentration

Top 312.2%4–1016.9%11–2522.6%Rest48.3%TOP 1029.1%0%100%
Top 3$39.42M12.2%
4–10$54.84M16.9%
11–25$73.10M22.6%
Rest$156.29M48.3%

Top 3 weight

12.2%

Top 10 weight

29.1%

Voting Authority Distribution

Total shares with voting rights: 5M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole247
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings247
Rows:

VANGUARD INDEX FDS

SOLE
TOTAL STK MKT
Shares46.37K
TypeSH
Market value$14.88M
4.60%
Sole
0.00
Shared
0.00
None
46.37K

ISHARES TR

SOLE
CORE S&P500 ETF
Shares19.59K
TypeSH
Market value$12.80M
3.95%
Sole
0.00
Shared
0.00
None
19.59K

MICROSOFT CORP

SOLE
COM
Shares31.74K
TypeSH
Market value$11.75M
3.63%
Sole
0.00
Shared
0.00
None
31.74K

ALPHABET INC

SOLE
CAP STK CL A
Shares35.12K
TypeSH
Market value$10.10M
3.12%
Sole
0.00
Shared
0.00
None
35.12K

FEDERATED HERMES ETF TRUST

SOLE
HERMES TOTAL RET
Shares316.93K
TypeSH
Market value$7.97M
2.46%
Sole
0.00
Shared
0.00
None
316.93K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares39.76K
TypeSH
Market value$7.80M
2.41%
Sole
0.00
Shared
0.00
None
39.76K

AMAZON COM INC

SOLE
COM
Shares37.12K
TypeSH
Market value$7.73M
2.39%
Sole
0.00
Shared
0.00
None
37.12K

APPLE INC

SOLE
COM
Shares30.07K
TypeSH
Market value$7.63M
2.36%
Sole
0.00
Shared
0.00
None
30.07K

FEDERATED HERMES ETF TRUST

SOLE
US STRATEGIC DIV
Shares222.34K
TypeSH
Market value$6.85M
2.12%
Sole
0.00
Shared
0.00
None
222.34K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares14.10K
TypeSH
Market value$6.76M
2.09%
Sole
0.00
Shared
0.00
None
14.10K

SCM TRUST

SOLE
SHELTON EQT PRE
Shares262.36K
TypeSH
Market value$6.57M
2.03%
Sole
0.00
Shared
0.00
None
262.36K

GOLDMAN SACHS ETF TR

SOLE
S&P 500 PREMIUM
Shares114.96K
TypeSH
Market value$5.75M
1.78%
Sole
0.00
Shared
0.00
None
114.96K

AB ACTIVE ETFS INC

SOLE
SHORT DURATION H
Shares158.61K
TypeSH
Market value$5.63M
1.74%
Sole
0.00
Shared
0.00
None
158.61K

FIRST TR EXCHNG TRADED FD VI

SOLE
SMITH UNCONSTRAI
Shares213.19K
TypeSH
Market value$5.28M
1.63%
Sole
0.00
Shared
0.00
None
213.19K

RBB FUND TRUST

SOLE
FIRST EAGLE GBL
Shares110.70K
TypeSH
Market value$5.20M
1.61%
Sole
0.00
Shared
0.00
None
110.70K

PGIM ETF TR

SOLE
PGIM ULTRA SH BD
Shares105.07K
TypeSH
Market value$5.20M
1.61%
Sole
0.00
Shared
0.00
None
105.07K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares7.68K
TypeSH
Market value$5.00M
1.54%
Sole
0.00
Shared
0.00
None
7.68K

FUNDVANTAGE TR

SOLE
POLEN HIGH INCOM
Shares200K
TypeSH
Market value$4.87M
1.51%
Sole
0.00
Shared
0.00
None
200K

MASTERCARD INCORPORATED

SOLE
CL A
Shares9.10K
TypeSH
Market value$4.55M
1.40%
Sole
0.00
Shared
0.00
None
9.10K

JPMORGAN CHASE & CO

SOLE
COM
Shares15.30K
TypeSH
Market value$4.50M
1.39%
Sole
0.00
Shared
0.00
None
15.30K

NVIDIA CORPORATION

SOLE
COM
Shares25.18K
TypeSH
Market value$4.39M
1.36%
Sole
0.00
Shared
0.00
None
25.18K

SCHWAB STRATEGIC TR

SOLE
US DIVIDEND EQ
Shares139.84K
TypeSH
Market value$4.29M
1.33%
Sole
0.00
Shared
0.00
None
139.84K

J P MORGAN EXCHANGE TRADED F

SOLE
ACTIVE GROWTH
Shares50.38K
TypeSH
Market value$4.26M
1.32%
Sole
0.00
Shared
0.00
None
50.38K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares55.42K
TypeSH
Market value$3.89M
1.20%
Sole
0.00
Shared
0.00
None
55.42K

VANECK ETF TRUST

SOLE
MORNINGSTAR SMID
Shares105.35K
TypeSH
Market value$3.71M
1.15%
Sole
0.00
Shared
0.00
None
105.35K
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