Filed: 10/20/2026ACC: 0001104659-26-116970
📋 What this filing means
FOCUSED ALPHA, LLC filed this quarterly 13F‑HR report disclosing 249 equity positions with a total reported market value of $402.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
249
Positions
$402.00M
Total AUM (reported)
5.98M
Total Shares
Allocation by class
COM$105.99M26.4%
CORE S&P500 ETF$23.58M5.9%
MRNGSTR TTL STK$18.73M4.7%
FOCUS GROWTH ETF$11.86M2.9%
CL A$11.50M2.9%
CAP STK CL A$11.30M2.8%
PGIM ULTRA SH BD$10.81M2.7%
Portfolio Concentration
Top 3$60.46M15.0%
4–10$73.33M18.2%
11–25$91.60M22.8%
Rest$176.60M43.9%
Top 3 weight
15.0%
Top 10 weight
33.3%
Voting Authority Distribution
Total shares with voting rights: 5.98M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.98M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole249
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings249
Rows:
ISHARES TR
SOLEShares30.79K
TypeSH
Market value$23.58M
5.87%
Sole
0.00
Shared
0.00
None
30.79K
VANGUARD INDEX FDS
SOLEShares50.04K
TypeSH
Market value$18.73M
4.66%
Sole
0.00
Shared
0.00
None
50.04K
MICROSOFT CORP
SOLEShares35.40K
TypeSH
Market value$18.15M
4.52%
Sole
0.00
Shared
0.00
None
35.40K
ZACKS TRUST
SOLEShares350.46K
TypeSH
Market value$11.86M
2.95%
Sole
0.00
Shared
0.00
None
350.46K
ALPHABET INC
SOLEShares32.84K
TypeSH
Market value$11.30M
2.81%
Sole
0.00
Shared
0.00
None
32.84K
APPLE INC
SOLEShares32.77K
TypeSH
Market value$10.91M
2.71%
Sole
0.00
Shared
0.00
None
32.77K
PGIM ETF TR
SOLEShares218.57K
TypeSH
Market value$10.81M
2.69%
Sole
0.00
Shared
0.00
None
218.57K
AB ACTIVE ETFS INC
SOLEShares291.30K
TypeSH
Market value$10.18M
2.53%
Sole
0.00
Shared
0.00
None
291.30K
AMAZON COM INC
SOLEShares38.36K
TypeSH
Market value$9.56M
2.38%
Sole
0.00
Shared
0.00
None
38.36K
VANGUARD INDEX FDS
SOLEShares40.38K
TypeSH
Market value$8.73M
2.17%
Sole
0.00
Shared
0.00
None
40.38K
SCM TRUST
SOLEShares300.81K
TypeSH
Market value$8.64M
2.15%
Sole
0.00
Shared
0.00
None
300.81K
FEDERATED HERMES ETF TRUST
SOLEShares148.29K
TypeSH
Market value$7.72M
1.92%
Sole
0.00
Shared
0.00
None
148.29K
JOHN HANCOCK EXCHANGE TRADED
SOLEShares308.66K
TypeSH
Market value$7.36M
1.83%
Sole
0.00
Shared
0.00
None
308.66K
STATE STR SPDR S&P 500 ETF T
SOLEShares9.09K
TypeSH
Market value$6.93M
1.72%
Sole
0.00
Shared
0.00
None
9.09K
RBB FUND TRUST
SOLEShares132.99K
TypeSH
Market value$6.67M
1.66%
Sole
0.00
Shared
0.00
None
132.99K
FIRST TR EXCHNG TRADED FD VI
SOLEShares257.78K
TypeSH
Market value$6.12M
1.52%
Sole
0.00
Shared
0.00
None
257.78K
BERKSHIRE HATHAWAY INC DEL
SOLEShares12.29K
TypeSH
Market value$6.12M
1.52%
Sole
0.00
Shared
0.00
None
12.29K
NVIDIA CORPORATION
SOLEShares26.10K
TypeSH
Market value$5.96M
1.48%
Sole
0.00
Shared
0.00
None
26.10K
VANECK ETF TRUST
SOLEShares152.66K
TypeSH
Market value$5.72M
1.42%
Sole
0.00
Shared
0.00
None
152.66K
JPMORGAN CHASE & CO
SOLEShares17.20K
TypeSH
Market value$5.69M
1.42%
Sole
0.00
Shared
0.00
None
17.20K
PRINCIPAL EXCHANGE TRADED FD
SOLEShares298.04K
TypeSH
Market value$5.47M
1.36%
Sole
0.00
Shared
0.00
None
298.04K
SCHWAB STRATEGIC TR
SOLEShares160.93K
TypeSH
Market value$5.23M
1.30%
Sole
0.00
Shared
0.00
None
160.93K
MASTERCARD INCORPORATED
SOLEShares8.83K
TypeSH
Market value$4.87M
1.21%
Sole
0.00
Shared
0.00
None
8.83K
SCHWAB STRATEGIC TR
SOLEShares129.28K
TypeSH
Market value$4.65M
1.16%
Sole
0.00
Shared
0.00
None
129.28K
ISHARES TR
SOLEShares59.01K
TypeSH
Market value$4.45M
1.11%
Sole
0.00
Shared
0.00
None
59.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 30.79K | SH | $23.58M 5.87% | 0.00 | 0.00 | 30.79K |
VANGUARD INDEX FDSSOLE | MRNGSTR TTL STK | 50.04K | SH | $18.73M 4.66% | 0.00 | 0.00 | 50.04K |
MICROSOFT CORPSOLE | COM | 35.40K | SH | $18.15M 4.52% | 0.00 | 0.00 | 35.40K |
ZACKS TRUSTSOLE | FOCUS GROWTH ETF | 350.46K | SH | $11.86M 2.95% | 0.00 | 0.00 | 350.46K |
ALPHABET INCSOLE | CAP STK CL A | 32.84K | SH | $11.30M 2.81% | 0.00 | 0.00 | 32.84K |
APPLE INCSOLE | COM | 32.77K | SH | $10.91M 2.71% | 0.00 | 0.00 | 32.77K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 218.57K | SH | $10.81M 2.69% | 0.00 | 0.00 | 218.57K |
AB ACTIVE ETFS INCSOLE | SHOR DU YIEL ETF | 291.30K | SH | $10.18M 2.53% | 0.00 | 0.00 | 291.30K |
AMAZON COM INCSOLE | COM | 38.36K | SH | $9.56M 2.38% | 0.00 | 0.00 | 38.36K |
VANGUARD INDEX FDSSOLE | MRNGSTR VAL ETF | 40.38K | SH | $8.73M 2.17% | 0.00 | 0.00 | 40.38K |
SCM TRUSTSOLE | SHELTON EQT PRE | 300.81K | SH | $8.64M 2.15% | 0.00 | 0.00 | 300.81K |
FEDERATED HERMES ETF TRUSTSOLE | ENHANCED INCOME | 148.29K | SH | $7.72M 1.92% | 0.00 | 0.00 | 148.29K |
JOHN HANCOCK EXCHANGE TRADEDSOLE | CORE PLUS BOND | 308.66K | SH | $7.36M 1.83% | 0.00 | 0.00 | 308.66K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 9.09K | SH | $6.93M 1.72% | 0.00 | 0.00 | 9.09K |
RBB FUND TRUSTSOLE | FIRST EAGLE GBL | 132.99K | SH | $6.67M 1.66% | 0.00 | 0.00 | 132.99K |
FIRST TR EXCHNG TRADED FD VISOLE | SMIT UNCO BD ETF | 257.78K | SH | $6.12M 1.52% | 0.00 | 0.00 | 257.78K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 12.29K | SH | $6.12M 1.52% | 0.00 | 0.00 | 12.29K |
NVIDIA CORPORATIONSOLE | COM | 26.10K | SH | $5.96M 1.48% | 0.00 | 0.00 | 26.10K |
VANECK ETF TRUSTSOLE | MORN SMID MO ETF | 152.66K | SH | $5.72M 1.42% | 0.00 | 0.00 | 152.66K |
JPMORGAN CHASE & COSOLE | COM | 17.20K | SH | $5.69M 1.42% | 0.00 | 0.00 | 17.20K |
PRINCIPAL EXCHANGE TRADED FDSOLE | SPECTRUM PFD | 298.04K | SH | $5.47M 1.36% | 0.00 | 0.00 | 298.04K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 160.93K | SH | $5.23M 1.30% | 0.00 | 0.00 | 160.93K |
MASTERCARD INCORPORATEDSOLE | CL A | 8.83K | SH | $4.87M 1.21% | 0.00 | 0.00 | 8.83K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 129.28K | SH | $4.65M 1.16% | 0.00 | 0.00 | 129.28K |
ISHARES TRSOLE | CORE DIV GRWTH | 59.01K | SH | $4.45M 1.11% | 0.00 | 0.00 | 59.01K |
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