Filed: 8/7/2026ACC: 0001104659-26-092660
📋 What this filing means
FOCUSED ALPHA, LLC filed this quarterly 13F‑HR report disclosing 264 equity positions with a total reported market value of $390.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
264
Positions
$390.13M
Total AUM (reported)
5.55M
Total Shares
Allocation by class
COM$111.03M28.5%
CORE S&P500 ETF$20.54M5.3%
TOTAL STK MKT$17.40M4.5%
CAP STK CL A$12.77M3.3%
SHOR DU YIEL ETF$10.38M2.7%
CL A$10.15M2.6%
FOCUS GROWTH ETF$9.47M2.4%
Portfolio Concentration
Top 3$50.82M13.0%
4–10$68.11M17.5%
11–25$83.73M21.5%
Rest$187.46M48.1%
Top 3 weight
13.0%
Top 10 weight
30.5%
Voting Authority Distribution
Total shares with voting rights: 5.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole264
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings264
Rows:
ISHARES TR
SOLEShares27.43K
TypeSH
Market value$20.54M
5.27%
Sole
0.00
Shared
0.00
None
27.43K
VANGUARD INDEX FDS
SOLEShares47.02K
TypeSH
Market value$17.40M
4.46%
Sole
0.00
Shared
0.00
None
47.02K
MICROSOFT CORP
SOLEShares34.52K
TypeSH
Market value$12.88M
3.30%
Sole
0.00
Shared
0.00
None
34.52K
ALPHABET INC
SOLEShares35.72K
TypeSH
Market value$12.77M
3.27%
Sole
0.00
Shared
0.00
None
35.72K
AB ACTIVE ETFS INC
SOLEShares290.62K
TypeSH
Market value$10.38M
2.66%
Sole
0.00
Shared
0.00
None
290.62K
APPLE INC
SOLEShares33.11K
TypeSH
Market value$9.58M
2.46%
Sole
0.00
Shared
0.00
None
33.11K
ZACKS TRUST
SOLEShares298.08K
TypeSH
Market value$9.47M
2.43%
Sole
0.00
Shared
0.00
None
298.08K
AMAZON COM INC
SOLEShares39.48K
TypeSH
Market value$9.41M
2.41%
Sole
0.00
Shared
0.00
None
39.48K
PGIM ETF TR
SOLEShares167.96K
TypeSH
Market value$8.32M
2.13%
Sole
0.00
Shared
0.00
None
167.96K
VANGUARD INDEX FDS
SOLEShares37.55K
TypeSH
Market value$8.18M
2.10%
Sole
0.00
Shared
0.00
None
37.55K
FEDERATED HERMES ETF TRUST
SOLEShares295.66K
TypeSH
Market value$7.42M
1.90%
Sole
0.00
Shared
0.00
None
295.66K
SCM TRUST
SOLEShares254.51K
TypeSH
Market value$7.09M
1.82%
Sole
0.00
Shared
0.00
None
254.51K
STATE STR SPDR S&P 500 ETF T
SOLEShares8.68K
TypeSH
Market value$6.48M
1.66%
Sole
0.00
Shared
0.00
None
8.68K
BERKSHIRE HATHAWAY INC DEL
SOLEShares12.22K
TypeSH
Market value$6.12M
1.57%
Sole
0.00
Shared
0.00
None
12.22K
RBB FUND TRUST
SOLEShares121.09K
TypeSH
Market value$5.92M
1.52%
Sole
0.00
Shared
0.00
None
121.09K
FEDERATED HERMES ETF TRUST
SOLEShares182.32K
TypeSH
Market value$5.72M
1.47%
Sole
0.00
Shared
0.00
None
182.32K
PRINCIPAL EXCHANGE TRADED FD
SOLEShares296.73K
TypeSH
Market value$5.66M
1.45%
Sole
0.00
Shared
0.00
None
296.73K
GOLDMAN SACHS ETF TR
SOLEShares101.64K
TypeSH
Market value$5.65M
1.45%
Sole
0.00
Shared
0.00
None
101.64K
NVIDIA CORPORATION
SOLEShares28.05K
TypeSH
Market value$5.61M
1.44%
Sole
0.00
Shared
0.00
None
28.05K
VANECK ETF TRUST
SOLEShares137.72K
TypeSH
Market value$5.35M
1.37%
Sole
0.00
Shared
0.00
None
137.72K
FIRST TR EXCHNG TRADED FD VI
SOLEShares209.94K
TypeSH
Market value$5.22M
1.34%
Sole
0.00
Shared
0.00
None
209.94K
SCHWAB STRATEGIC TR
SOLEShares149.17K
TypeSH
Market value$4.73M
1.21%
Sole
0.00
Shared
0.00
None
149.17K
ISHARES TR
SOLEShares57.54K
TypeSH
Market value$4.36M
1.12%
Sole
0.00
Shared
0.00
None
57.54K
ALPHABET INC
SOLEShares11.98K
TypeSH
Market value$4.23M
1.08%
Sole
0.00
Shared
0.00
None
11.98K
SCHWAB STRATEGIC TR
SOLEShares123.14K
TypeSH
Market value$4.17M
1.07%
Sole
0.00
Shared
0.00
None
123.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 27.43K | SH | $20.54M 5.27% | 0.00 | 0.00 | 27.43K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 47.02K | SH | $17.40M 4.46% | 0.00 | 0.00 | 47.02K |
MICROSOFT CORPSOLE | COM | 34.52K | SH | $12.88M 3.30% | 0.00 | 0.00 | 34.52K |
ALPHABET INCSOLE | CAP STK CL A | 35.72K | SH | $12.77M 3.27% | 0.00 | 0.00 | 35.72K |
AB ACTIVE ETFS INCSOLE | SHOR DU YIEL ETF | 290.62K | SH | $10.38M 2.66% | 0.00 | 0.00 | 290.62K |
APPLE INCSOLE | COM | 33.11K | SH | $9.58M 2.46% | 0.00 | 0.00 | 33.11K |
ZACKS TRUSTSOLE | FOCUS GROWTH ETF | 298.08K | SH | $9.47M 2.43% | 0.00 | 0.00 | 298.08K |
AMAZON COM INCSOLE | COM | 39.48K | SH | $9.41M 2.41% | 0.00 | 0.00 | 39.48K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 167.96K | SH | $8.32M 2.13% | 0.00 | 0.00 | 167.96K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 37.55K | SH | $8.18M 2.10% | 0.00 | 0.00 | 37.55K |
FEDERATED HERMES ETF TRUSTSOLE | TOTA RETU BD ETF | 295.66K | SH | $7.42M 1.90% | 0.00 | 0.00 | 295.66K |
SCM TRUSTSOLE | SHELTON EQT PRE | 254.51K | SH | $7.09M 1.82% | 0.00 | 0.00 | 254.51K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 8.68K | SH | $6.48M 1.66% | 0.00 | 0.00 | 8.68K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 12.22K | SH | $6.12M 1.57% | 0.00 | 0.00 | 12.22K |
RBB FUND TRUSTSOLE | FIRST EAGLE GBL | 121.09K | SH | $5.92M 1.52% | 0.00 | 0.00 | 121.09K |
FEDERATED HERMES ETF TRUSTSOLE | US STRATEGIC DIV | 182.32K | SH | $5.72M 1.47% | 0.00 | 0.00 | 182.32K |
PRINCIPAL EXCHANGE TRADED FDSOLE | SPECTRUM PFD | 296.73K | SH | $5.66M 1.45% | 0.00 | 0.00 | 296.73K |
GOLDMAN SACHS ETF TRSOLE | S&P 500 PREMIUM | 101.64K | SH | $5.65M 1.45% | 0.00 | 0.00 | 101.64K |
NVIDIA CORPORATIONSOLE | COM | 28.05K | SH | $5.61M 1.44% | 0.00 | 0.00 | 28.05K |
VANECK ETF TRUSTSOLE | MORN SMID MO ETF | 137.72K | SH | $5.35M 1.37% | 0.00 | 0.00 | 137.72K |
FIRST TR EXCHNG TRADED FD VISOLE | SMIT UNCO BD ETF | 209.94K | SH | $5.22M 1.34% | 0.00 | 0.00 | 209.94K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 149.17K | SH | $4.73M 1.21% | 0.00 | 0.00 | 149.17K |
ISHARES TRSOLE | CORE DIV GRWTH | 57.54K | SH | $4.36M 1.12% | 0.00 | 0.00 | 57.54K |
ALPHABET INCSOLE | CAP STK CL C | 11.98K | SH | $4.23M 1.08% | 0.00 | 0.00 | 11.98K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 123.14K | SH | $4.17M 1.07% | 0.00 | 0.00 | 123.14K |
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