Filed: 5/12/2026ACC: 0001104659-26-059190
📋 What this filing means
FOCUSED ALPHA, LLC filed this quarterly 13F‑HR report disclosing 247 equity positions with a total reported market value of $323.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
247
Positions
$323.65M
Total AUM (reported)
5M
Total Shares
Allocation by class
COM$95.34M29.5%
TOTAL STK MKT$14.88M4.6%
CORE S&P500 ETF$12.80M4.0%
CL A$11.03M3.4%
CAP STK CL A$10.10M3.1%
HERMES TOTAL RET$7.97M2.5%
VALUE ETF$7.80M2.4%
Portfolio Concentration
Top 3$39.42M12.2%
4–10$54.84M16.9%
11–25$73.10M22.6%
Rest$156.29M48.3%
Top 3 weight
12.2%
Top 10 weight
29.1%
Voting Authority Distribution
Total shares with voting rights: 5M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole247
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings247
Rows:
VANGUARD INDEX FDS
SOLEShares46.37K
TypeSH
Market value$14.88M
4.60%
Sole
0.00
Shared
0.00
None
46.37K
ISHARES TR
SOLEShares19.59K
TypeSH
Market value$12.80M
3.95%
Sole
0.00
Shared
0.00
None
19.59K
MICROSOFT CORP
SOLEShares31.74K
TypeSH
Market value$11.75M
3.63%
Sole
0.00
Shared
0.00
None
31.74K
ALPHABET INC
SOLEShares35.12K
TypeSH
Market value$10.10M
3.12%
Sole
0.00
Shared
0.00
None
35.12K
FEDERATED HERMES ETF TRUST
SOLEShares316.93K
TypeSH
Market value$7.97M
2.46%
Sole
0.00
Shared
0.00
None
316.93K
VANGUARD INDEX FDS
SOLEShares39.76K
TypeSH
Market value$7.80M
2.41%
Sole
0.00
Shared
0.00
None
39.76K
AMAZON COM INC
SOLEShares37.12K
TypeSH
Market value$7.73M
2.39%
Sole
0.00
Shared
0.00
None
37.12K
APPLE INC
SOLEShares30.07K
TypeSH
Market value$7.63M
2.36%
Sole
0.00
Shared
0.00
None
30.07K
FEDERATED HERMES ETF TRUST
SOLEShares222.34K
TypeSH
Market value$6.85M
2.12%
Sole
0.00
Shared
0.00
None
222.34K
BERKSHIRE HATHAWAY INC DEL
SOLEShares14.10K
TypeSH
Market value$6.76M
2.09%
Sole
0.00
Shared
0.00
None
14.10K
SCM TRUST
SOLEShares262.36K
TypeSH
Market value$6.57M
2.03%
Sole
0.00
Shared
0.00
None
262.36K
GOLDMAN SACHS ETF TR
SOLEShares114.96K
TypeSH
Market value$5.75M
1.78%
Sole
0.00
Shared
0.00
None
114.96K
AB ACTIVE ETFS INC
SOLEShares158.61K
TypeSH
Market value$5.63M
1.74%
Sole
0.00
Shared
0.00
None
158.61K
FIRST TR EXCHNG TRADED FD VI
SOLEShares213.19K
TypeSH
Market value$5.28M
1.63%
Sole
0.00
Shared
0.00
None
213.19K
RBB FUND TRUST
SOLEShares110.70K
TypeSH
Market value$5.20M
1.61%
Sole
0.00
Shared
0.00
None
110.70K
PGIM ETF TR
SOLEShares105.07K
TypeSH
Market value$5.20M
1.61%
Sole
0.00
Shared
0.00
None
105.07K
STATE STR SPDR S&P 500 ETF T
SOLEShares7.68K
TypeSH
Market value$5.00M
1.54%
Sole
0.00
Shared
0.00
None
7.68K
FUNDVANTAGE TR
SOLEShares200K
TypeSH
Market value$4.87M
1.51%
Sole
0.00
Shared
0.00
None
200K
MASTERCARD INCORPORATED
SOLEShares9.10K
TypeSH
Market value$4.55M
1.40%
Sole
0.00
Shared
0.00
None
9.10K
JPMORGAN CHASE & CO
SOLEShares15.30K
TypeSH
Market value$4.50M
1.39%
Sole
0.00
Shared
0.00
None
15.30K
NVIDIA CORPORATION
SOLEShares25.18K
TypeSH
Market value$4.39M
1.36%
Sole
0.00
Shared
0.00
None
25.18K
SCHWAB STRATEGIC TR
SOLEShares139.84K
TypeSH
Market value$4.29M
1.33%
Sole
0.00
Shared
0.00
None
139.84K
J P MORGAN EXCHANGE TRADED F
SOLEShares50.38K
TypeSH
Market value$4.26M
1.32%
Sole
0.00
Shared
0.00
None
50.38K
ISHARES TR
SOLEShares55.42K
TypeSH
Market value$3.89M
1.20%
Sole
0.00
Shared
0.00
None
55.42K
VANECK ETF TRUST
SOLEShares105.35K
TypeSH
Market value$3.71M
1.15%
Sole
0.00
Shared
0.00
None
105.35K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 46.37K | SH | $14.88M 4.60% | 0.00 | 0.00 | 46.37K |
ISHARES TRSOLE | CORE S&P500 ETF | 19.59K | SH | $12.80M 3.95% | 0.00 | 0.00 | 19.59K |
MICROSOFT CORPSOLE | COM | 31.74K | SH | $11.75M 3.63% | 0.00 | 0.00 | 31.74K |
ALPHABET INCSOLE | CAP STK CL A | 35.12K | SH | $10.10M 3.12% | 0.00 | 0.00 | 35.12K |
FEDERATED HERMES ETF TRUSTSOLE | HERMES TOTAL RET | 316.93K | SH | $7.97M 2.46% | 0.00 | 0.00 | 316.93K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 39.76K | SH | $7.80M 2.41% | 0.00 | 0.00 | 39.76K |
AMAZON COM INCSOLE | COM | 37.12K | SH | $7.73M 2.39% | 0.00 | 0.00 | 37.12K |
APPLE INCSOLE | COM | 30.07K | SH | $7.63M 2.36% | 0.00 | 0.00 | 30.07K |
FEDERATED HERMES ETF TRUSTSOLE | US STRATEGIC DIV | 222.34K | SH | $6.85M 2.12% | 0.00 | 0.00 | 222.34K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 14.10K | SH | $6.76M 2.09% | 0.00 | 0.00 | 14.10K |
SCM TRUSTSOLE | SHELTON EQT PRE | 262.36K | SH | $6.57M 2.03% | 0.00 | 0.00 | 262.36K |
GOLDMAN SACHS ETF TRSOLE | S&P 500 PREMIUM | 114.96K | SH | $5.75M 1.78% | 0.00 | 0.00 | 114.96K |
AB ACTIVE ETFS INCSOLE | SHORT DURATION H | 158.61K | SH | $5.63M 1.74% | 0.00 | 0.00 | 158.61K |
FIRST TR EXCHNG TRADED FD VISOLE | SMITH UNCONSTRAI | 213.19K | SH | $5.28M 1.63% | 0.00 | 0.00 | 213.19K |
RBB FUND TRUSTSOLE | FIRST EAGLE GBL | 110.70K | SH | $5.20M 1.61% | 0.00 | 0.00 | 110.70K |
PGIM ETF TRSOLE | PGIM ULTRA SH BD | 105.07K | SH | $5.20M 1.61% | 0.00 | 0.00 | 105.07K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 7.68K | SH | $5.00M 1.54% | 0.00 | 0.00 | 7.68K |
FUNDVANTAGE TRSOLE | POLEN HIGH INCOM | 200K | SH | $4.87M 1.51% | 0.00 | 0.00 | 200K |
MASTERCARD INCORPORATEDSOLE | CL A | 9.10K | SH | $4.55M 1.40% | 0.00 | 0.00 | 9.10K |
JPMORGAN CHASE & COSOLE | COM | 15.30K | SH | $4.50M 1.39% | 0.00 | 0.00 | 15.30K |
NVIDIA CORPORATIONSOLE | COM | 25.18K | SH | $4.39M 1.36% | 0.00 | 0.00 | 25.18K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 139.84K | SH | $4.29M 1.33% | 0.00 | 0.00 | 139.84K |
J P MORGAN EXCHANGE TRADED FSOLE | ACTIVE GROWTH | 50.38K | SH | $4.26M 1.32% | 0.00 | 0.00 | 50.38K |
ISHARES TRSOLE | CORE DIV GRWTH | 55.42K | SH | $3.89M 1.20% | 0.00 | 0.00 | 55.42K |
VANECK ETF TRUSTSOLE | MORNINGSTAR SMID | 105.35K | SH | $3.71M 1.15% | 0.00 | 0.00 | 105.35K |
Page 1 of 10
…