FNY INVESTMENT ADVISERS, LLC

PrivateCIK: 1742998
Location

NEW YORK, NY

896
Positions
$278.2K
Total AUM (reported)
15.86M
Total Shares

Allocation by class

TOTAL AUM$278.2K896 positions
COM$267.9K96.3%
SPONSORED ADR$10.3K3.7%

Portfolio Concentration

Top 310.5%4–1011.1%11–2513.9%Rest64.5%TOP 1021.6%0%100%
Top 3$29.2K10.5%
4–10$30.9K11.1%
11–25$38.6K13.9%
Rest$179.6K64.5%

Top 3 weight

10.5%

Top 10 weight

21.6%

Voting Authority Distribution

Total shares with voting rights: 15.86M

Sole

Full voting authority

15.86M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole721
Shared0
Other175
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings896
Rows:

NUVALENT CL A ORD

DFND
COM
Shares108.95K
TypeSH
Market value$13.5K
4.84%
Sole
108.95K
Shared
0.00
None
0.00

NEXTERA ENERGY ORD

SOLE
COM
Shares108K
TypeSH
Market value$9.5K
3.41%
Sole
108K
Shared
0.00
None
0.00

CODERE ONLINE LUXEMBOURG ORD

SOLE
COM
Shares652.12K
TypeSH
Market value$6.2K
2.24%
Sole
652.12K
Shared
0.00
None
0.00

CANADIAN NATIONAL RAILWAY ORD

SOLE
COM
Shares43.30K
TypeSH
Market value$5.2K
1.86%
Sole
43.30K
Shared
0.00
None
0.00

SEABRIDGE GOLD ORD

SOLE
COM
Shares196.15K
TypeSH
Market value$5.0K
1.81%
Sole
196.15K
Shared
0.00
None
0.00

PHILIP MORRIS INTERNATIONAL ORD

SOLE
COM
Shares27.69K
TypeSH
Market value$5.0K
1.80%
Sole
27.69K
Shared
0.00
None
0.00

SANDISK ORD

DFND
COM
Shares1.90K
TypeSH
Market value$4.3K
1.55%
Sole
1.90K
Shared
0.00
None
0.00

FUTURECREST ACQUISITION UNT

SOLE
COM
Shares377.53K
TypeSH
Market value$3.9K
1.42%
Sole
377.53K
Shared
0.00
None
0.00

NVIDIA ORD

DFND
COM
Shares19.24K
TypeSH
Market value$3.9K
1.38%
Sole
19.24K
Shared
0.00
None
0.00

ARCHIMEDES TECH SPAC PARTNERS II ORD

SOLE
COM
Shares327.20K
TypeSH
Market value$3.5K
1.27%
Sole
327.20K
Shared
0.00
None
0.00

FRANCO NEVADA ORD

SOLE
COM
Shares16.57K
TypeSH
Market value$3.5K
1.24%
Sole
16.57K
Shared
0.00
None
0.00

SPRING VALEY ACQUISTION III CL A ORD

SOLE
COM
Shares325.27K
TypeSH
Market value$3.3K
1.20%
Sole
325.27K
Shared
0.00
None
0.00

NORFOLK SOUTHERN ORD

DFND
COM
Shares10.29K
TypeSH
Market value$3.2K
1.16%
Sole
10.29K
Shared
0.00
None
0.00

D BORAL ARC ACQUISITION I CL A ORD

SOLE
COM
Shares288.89K
TypeSH
Market value$3.0K
1.08%
Sole
288.89K
Shared
0.00
None
0.00

BOEING ORD

DFND
COM
Shares13.15K
TypeSH
Market value$2.8K
1.02%
Sole
13.15K
Shared
0.00
None
0.00

ASTRAZENECA CVR

SOLE
COM
Shares200.00
TypeSH
Market value$2.8K
1.01%
Sole
200.00
Shared
0.00
None
0.00

COPPER PPTY CTL PASS THRU ORD

DFND
COM
Shares250K
TypeSH
Market value$2.7K
0.98%
Sole
250K
Shared
0.00
None
0.00

AVANOS MEDICAL ORD

SOLE
COM
Shares103.50K
TypeSH
Market value$2.6K
0.93%
Sole
103.50K
Shared
0.00
None
0.00

PROCAP ACQUISITION CL A ORD

SOLE
COM
Shares208.93K
TypeSH
Market value$2.2K
0.77%
Sole
208.93K
Shared
0.00
None
0.00

KENVUE ORD

DFND
COM
Shares111.35K
TypeSH
Market value$2.1K
0.76%
Sole
111.35K
Shared
0.00
None
0.00

AST SPACEMOBILE CL A ORD

DFND
COM
Shares23.76K
TypeSH
Market value$2.1K
0.76%
Sole
23.76K
Shared
0.00
None
0.00

FDRL NTNL MRTGG ASCTN SRS O PRF

SOLE
COM
Shares120.56K
TypeSH
Market value$2.1K
0.76%
Sole
120.56K
Shared
0.00
None
0.00

DELL TECHNOLOGIES CL C ORD

SOLE
COM
Shares4.88K
TypeSH
Market value$2.1K
0.76%
Sole
4.88K
Shared
0.00
None
0.00

AURORA INNOVATION CL A ORD

DFND
COM
Shares298.50K
TypeSH
Market value$2.0K
0.73%
Sole
298.50K
Shared
0.00
None
0.00

INTERNATIONAL MONEY EXPRESS ORD

DFND
COM
Shares136.20K
TypeSH
Market value$2.0K
0.71%
Sole
136.20K
Shared
0.00
None
0.00
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