Filed: 12/15/2025ACC: 0001742998-25-000009
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 1235 equity positions with a total reported market value of $311.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1235
Positions
$311.1K
Total AUM (reported)
16.64M
Total Shares
Allocation by class
COM$292.6K94.1%
SPONSORED ADR$18.5K5.9%
Portfolio Concentration
Top 3$28.9K9.3%
4–10$29.1K9.3%
11–25$36.5K11.7%
Rest$216.6K69.6%
Top 3 weight
9.3%
Top 10 weight
18.6%
Voting Authority Distribution
Total shares with voting rights: 16.64M
Sole
Full voting authority
16.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole708
Shared0
Other527
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1235
Rows:
VERONA PHARMA ADR
DFNDShares148.13K
TypeSH
Market value$15.8K
5.08%
Sole
148.13K
Shared
0.00
None
0.00
NVIDIA ORD
DFNDShares41.28K
TypeSH
Market value$7.7K
2.48%
Sole
41.28K
Shared
0.00
None
0.00
UNITEDHEALTH GRP ORD
DFNDShares15.67K
TypeSH
Market value$5.4K
1.74%
Sole
15.67K
Shared
0.00
None
0.00
SIBANYE STILLWATER ADR REP 4 ORD
SOLEShares429.10K
TypeSH
Market value$4.8K
1.55%
Sole
429.10K
Shared
0.00
None
0.00
COPPER PPTY CTL PASS THRU ORD
DFNDShares375K
TypeSH
Market value$4.7K
1.50%
Sole
375K
Shared
0.00
None
0.00
CODERE ONLINE LUXEMBOURG ORD
SOLEShares671.02K
TypeSH
Market value$4.6K
1.49%
Sole
671.02K
Shared
0.00
None
0.00
ISHARES 20 PLS YEAR TREASURY BND ETF
DFNDShares49.96K
TypeSH
Market value$4.5K
1.43%
Sole
49.96K
Shared
0.00
None
0.00
MICROSOFT ORD
DFNDShares7.55K
TypeSH
Market value$3.9K
1.26%
Sole
7.55K
Shared
0.00
None
0.00
FDRL NTNL MRTGG ASCTN SRS O PRF
SOLEShares120.75K
TypeSH
Market value$3.6K
1.16%
Sole
120.75K
Shared
0.00
None
0.00
CHURCHILL CAPITAL X CL A ORD
SOLEShares231.65K
TypeSH
Market value$3.0K
0.96%
Sole
231.65K
Shared
0.00
None
0.00
SEAGATE TECHNOLOGY HOLDINGS ORD
SOLEShares11.82K
TypeSH
Market value$2.8K
0.90%
Sole
11.82K
Shared
0.00
None
0.00
FUTURECREST ACQUISITION UNT
SOLEShares259.07K
TypeSH
Market value$2.7K
0.88%
Sole
259.07K
Shared
0.00
None
0.00
SIGMA LITHIUM ORD
SOLEShares423.68K
TypeSH
Market value$2.7K
0.87%
Sole
423.68K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD
DFNDShares9.53K
TypeSH
Market value$2.7K
0.86%
Sole
9.53K
Shared
0.00
None
0.00
BOEING ORD
DFNDShares11.56K
TypeSH
Market value$2.5K
0.80%
Sole
11.56K
Shared
0.00
None
0.00
KENVUE ORD
DFNDShares153.32K
TypeSH
Market value$2.5K
0.80%
Sole
153.32K
Shared
0.00
None
0.00
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares7.50K
TypeSH
Market value$2.5K
0.79%
Sole
7.50K
Shared
0.00
None
0.00
ASML HOLDING ADR REP ORD
SOLEShares2.50K
TypeSH
Market value$2.4K
0.78%
Sole
2.50K
Shared
0.00
None
0.00
NEWMONT ORD
SOLEShares28.48K
TypeSH
Market value$2.4K
0.77%
Sole
28.48K
Shared
0.00
None
0.00
CYBERARK SOFTWARE LTD
SOLEShares4.89K
TypeSH
Market value$2.4K
0.76%
Sole
4.89K
Shared
0.00
None
0.00
GENASYS ORD
SOLEShares933.99K
TypeSH
Market value$2.3K
0.74%
Sole
933.99K
Shared
0.00
None
0.00
ASTRAZENECA CVR
SOLEShares200.00
TypeSH
Market value$2.2K
0.72%
Sole
200.00
Shared
0.00
None
0.00
WESTERN DIGITAL ORD
DFNDShares18.61K
TypeSH
Market value$2.2K
0.72%
Sole
18.61K
Shared
0.00
None
0.00
WILLOW LANE ACQUISITION CL A ORD
SOLEShares192.88K
TypeSH
Market value$2.2K
0.72%
Sole
192.88K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
DFNDShares20.63K
TypeSH
Market value$2.0K
0.65%
Sole
20.63K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VERONA PHARMA ADRDFND | COM | 148.13K | SH | $15.8K 5.08% | 148.13K | 0.00 | 0.00 |
NVIDIA ORDDFND | COM | 41.28K | SH | $7.7K 2.48% | 41.28K | 0.00 | 0.00 |
UNITEDHEALTH GRP ORDDFND | COM | 15.67K | SH | $5.4K 1.74% | 15.67K | 0.00 | 0.00 |
SIBANYE STILLWATER ADR REP 4 ORDSOLE | SPONSORED ADR | 429.10K | SH | $4.8K 1.55% | 429.10K | 0.00 | 0.00 |
COPPER PPTY CTL PASS THRU ORDDFND | COM | 375K | SH | $4.7K 1.50% | 375K | 0.00 | 0.00 |
CODERE ONLINE LUXEMBOURG ORDSOLE | COM | 671.02K | SH | $4.6K 1.49% | 671.02K | 0.00 | 0.00 |
ISHARES 20 PLS YEAR TREASURY BND ETFDFND | COM | 49.96K | SH | $4.5K 1.43% | 49.96K | 0.00 | 0.00 |
MICROSOFT ORDDFND | COM | 7.55K | SH | $3.9K 1.26% | 7.55K | 0.00 | 0.00 |
FDRL NTNL MRTGG ASCTN SRS O PRFSOLE | COM | 120.75K | SH | $3.6K 1.16% | 120.75K | 0.00 | 0.00 |
CHURCHILL CAPITAL X CL A ORDSOLE | COM | 231.65K | SH | $3.0K 0.96% | 231.65K | 0.00 | 0.00 |
SEAGATE TECHNOLOGY HOLDINGS ORDSOLE | COM | 11.82K | SH | $2.8K 0.90% | 11.82K | 0.00 | 0.00 |
FUTURECREST ACQUISITION UNTSOLE | COM | 259.07K | SH | $2.7K 0.88% | 259.07K | 0.00 | 0.00 |
SIGMA LITHIUM ORDSOLE | COM | 423.68K | SH | $2.7K 0.87% | 423.68K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDDFND | SPONSORED ADR | 9.53K | SH | $2.7K 0.86% | 9.53K | 0.00 | 0.00 |
BOEING ORDDFND | COM | 11.56K | SH | $2.5K 0.80% | 11.56K | 0.00 | 0.00 |
KENVUE ORDDFND | COM | 153.32K | SH | $2.5K 0.80% | 153.32K | 0.00 | 0.00 |
VANGUARD TOTAL STOCK MARKET ETFSOLE | COM | 7.50K | SH | $2.5K 0.79% | 7.50K | 0.00 | 0.00 |
ASML HOLDING ADR REP ORDSOLE | SPONSORED ADR | 2.50K | SH | $2.4K 0.78% | 2.50K | 0.00 | 0.00 |
NEWMONT ORDSOLE | COM | 28.48K | SH | $2.4K 0.77% | 28.48K | 0.00 | 0.00 |
CYBERARK SOFTWARE LTDSOLE | COM | 4.89K | SH | $2.4K 0.76% | 4.89K | 0.00 | 0.00 |
GENASYS ORDSOLE | COM | 933.99K | SH | $2.3K 0.74% | 933.99K | 0.00 | 0.00 |
ASTRAZENECA CVRSOLE | COM | 200.00 | SH | $2.2K 0.72% | 200.00 | 0.00 | 0.00 |
WESTERN DIGITAL ORDDFND | COM | 18.61K | SH | $2.2K 0.72% | 18.61K | 0.00 | 0.00 |
WILLOW LANE ACQUISITION CL A ORDSOLE | COM | 192.88K | SH | $2.2K 0.72% | 192.88K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCDFND | COM | 20.63K | SH | $2.0K 0.65% | 20.63K | 0.00 | 0.00 |
Page 1 of 50
…