Filed: 5/3/2024ACC: 0001742998-24-000003
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 715 equity positions with a total reported market value of $165.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
715
Positions
$165.8K
Total AUM (reported)
11.35M
Total Shares
Allocation by class
COM$158.7K95.7%
SPONSORED ADR$7.1K4.3%
Portfolio Concentration
Top 3$28.6K17.2%
4–10$29.7K17.9%
11–25$29.7K17.9%
Rest$77.8K46.9%
Top 3 weight
17.2%
Top 10 weight
35.1%
Voting Authority Distribution
Total shares with voting rights: 11.35M
Sole
Full voting authority
11.35M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole655
Shared0
Other60
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings715
Rows:
TRITIUM DCFC ORD
SOLEShares1.09M
TypeSH
Market value$11.7K
7.07%
Sole
1.09M
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares717.37K
TypeSH
Market value$10.0K
6.03%
Sole
717.37K
Shared
0.00
None
0.00
PROSHARES BITCOIN STRATEGY ETF
SOLEShares212.80K
TypeSH
Market value$6.9K
4.14%
Sole
212.80K
Shared
0.00
None
0.00
GE AEROSPACE ORD
SOLEShares44.70K
TypeSH
Market value$6.3K
3.77%
Sole
44.70K
Shared
0.00
None
0.00
PEPSICO ORD
SOLEShares27K
TypeSH
Market value$4.7K
2.85%
Sole
27K
Shared
0.00
None
0.00
ADVISORSHARES PURE US CANNABIS ETF
DFNDShares429.99K
TypeSH
Market value$4.3K
2.59%
Sole
429.99K
Shared
0.00
None
0.00
BROADCOM ORD
DFNDShares3.06K
TypeSH
Market value$4.0K
2.44%
Sole
3.06K
Shared
0.00
None
0.00
CAPRI HOLDINGS ORD
SOLEShares87.41K
TypeSH
Market value$4.0K
2.39%
Sole
87.41K
Shared
0.00
None
0.00
NVIDIA ORD
DFNDShares3.81K
TypeSH
Market value$3.4K
2.08%
Sole
3.81K
Shared
0.00
None
0.00
3M ORD
SOLEShares33.40K
TypeSH
Market value$3.0K
1.79%
Sole
33.40K
Shared
0.00
None
0.00
SOLVENTUM ORD
SOLEShares41.15K
TypeSH
Market value$2.9K
1.73%
Sole
41.15K
Shared
0.00
None
0.00
AMAZON COM ORD
DFNDShares14.42K
TypeSH
Market value$2.6K
1.57%
Sole
14.42K
Shared
0.00
None
0.00
BANK OF AMERICA ORD
SOLEShares62.55K
TypeSH
Market value$2.4K
1.43%
Sole
62.55K
Shared
0.00
None
0.00
HESS ORD
DFNDShares15.40K
TypeSH
Market value$2.4K
1.42%
Sole
15.40K
Shared
0.00
None
0.00
PIONEER NATURAL RESOURCE ORD
DFNDShares8.45K
TypeSH
Market value$2.2K
1.34%
Sole
8.45K
Shared
0.00
None
0.00
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD
SOLEShares72.67K
TypeSH
Market value$2.2K
1.30%
Sole
72.67K
Shared
0.00
None
0.00
BHP GROUP ADR
SOLEShares37.13K
TypeSH
Market value$2.1K
1.29%
Sole
37.13K
Shared
0.00
None
0.00
MICRON TECHNOLOGY ORD
DFNDShares15.80K
TypeSH
Market value$1.9K
1.12%
Sole
15.80K
Shared
0.00
None
0.00
MICROSOFT ORD
SOLEShares4.01K
TypeSH
Market value$1.7K
1.02%
Sole
4.01K
Shared
0.00
None
0.00
ALTRIA GROUP ORD
SOLEShares38.30K
TypeSH
Market value$1.7K
1.01%
Sole
38.30K
Shared
0.00
None
0.00
HOLLYSYS AUTOMATION TECHNOLOGIES ORD
SOLEShares64.84K
TypeSH
Market value$1.7K
1.00%
Sole
64.84K
Shared
0.00
None
0.00
WESTERN DIGITAL ORD
DFNDShares23.32K
TypeSH
Market value$1.6K
0.96%
Sole
23.32K
Shared
0.00
None
0.00
ARM HOLDINGS ADR
DFNDShares12.57K
TypeSH
Market value$1.6K
0.95%
Sole
12.57K
Shared
0.00
None
0.00
HARMONY GOLD MNG ADR REP 1 ORD
SOLEShares186.36K
TypeSH
Market value$1.5K
0.92%
Sole
186.36K
Shared
0.00
None
0.00
MARVELL TECHNOLOGY ORD
SOLEShares20.87K
TypeSH
Market value$1.5K
0.89%
Sole
20.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TRITIUM DCFC ORDSOLE | COM | 1.09M | SH | $11.7K 7.07% | 1.09M | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 717.37K | SH | $10.0K 6.03% | 717.37K | 0.00 | 0.00 |
PROSHARES BITCOIN STRATEGY ETFSOLE | COM | 212.80K | SH | $6.9K 4.14% | 212.80K | 0.00 | 0.00 |
GE AEROSPACE ORDSOLE | COM | 44.70K | SH | $6.3K 3.77% | 44.70K | 0.00 | 0.00 |
PEPSICO ORDSOLE | COM | 27K | SH | $4.7K 2.85% | 27K | 0.00 | 0.00 |
ADVISORSHARES PURE US CANNABIS ETFDFND | COM | 429.99K | SH | $4.3K 2.59% | 429.99K | 0.00 | 0.00 |
BROADCOM ORDDFND | COM | 3.06K | SH | $4.0K 2.44% | 3.06K | 0.00 | 0.00 |
CAPRI HOLDINGS ORDSOLE | COM | 87.41K | SH | $4.0K 2.39% | 87.41K | 0.00 | 0.00 |
NVIDIA ORDDFND | COM | 3.81K | SH | $3.4K 2.08% | 3.81K | 0.00 | 0.00 |
3M ORDSOLE | COM | 33.40K | SH | $3.0K 1.79% | 33.40K | 0.00 | 0.00 |
SOLVENTUM ORDSOLE | COM | 41.15K | SH | $2.9K 1.73% | 41.15K | 0.00 | 0.00 |
AMAZON COM ORDDFND | COM | 14.42K | SH | $2.6K 1.57% | 14.42K | 0.00 | 0.00 |
BANK OF AMERICA ORDSOLE | COM | 62.55K | SH | $2.4K 1.43% | 62.55K | 0.00 | 0.00 |
HESS ORDDFND | COM | 15.40K | SH | $2.4K 1.42% | 15.40K | 0.00 | 0.00 |
PIONEER NATURAL RESOURCE ORDDFND | COM | 8.45K | SH | $2.2K 1.34% | 8.45K | 0.00 | 0.00 |
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORDSOLE | COM | 72.67K | SH | $2.2K 1.30% | 72.67K | 0.00 | 0.00 |
BHP GROUP ADRSOLE | COM | 37.13K | SH | $2.1K 1.29% | 37.13K | 0.00 | 0.00 |
MICRON TECHNOLOGY ORDDFND | COM | 15.80K | SH | $1.9K 1.12% | 15.80K | 0.00 | 0.00 |
MICROSOFT ORDSOLE | COM | 4.01K | SH | $1.7K 1.02% | 4.01K | 0.00 | 0.00 |
ALTRIA GROUP ORDSOLE | COM | 38.30K | SH | $1.7K 1.01% | 38.30K | 0.00 | 0.00 |
HOLLYSYS AUTOMATION TECHNOLOGIES ORDSOLE | COM | 64.84K | SH | $1.7K 1.00% | 64.84K | 0.00 | 0.00 |
WESTERN DIGITAL ORDDFND | COM | 23.32K | SH | $1.6K 0.96% | 23.32K | 0.00 | 0.00 |
ARM HOLDINGS ADRDFND | COM | 12.57K | SH | $1.6K 0.95% | 12.57K | 0.00 | 0.00 |
HARMONY GOLD MNG ADR REP 1 ORDSOLE | SPONSORED ADR | 186.36K | SH | $1.5K 0.92% | 186.36K | 0.00 | 0.00 |
MARVELL TECHNOLOGY ORDSOLE | COM | 20.87K | SH | $1.5K 0.89% | 20.87K | 0.00 | 0.00 |
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