Filed: 1/12/2024ACC: 0001742998-24-000001
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 525 equity positions with a total reported market value of $90.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
525
Positions
$90.1K
Total AUM (reported)
9.21M
Total Shares
Allocation by class
COM$83.0K92.1%
SPONSORED ADR$7.1K7.9%
Portfolio Concentration
Top 3$15.0K16.7%
4–10$18.2K20.2%
11–25$17.9K19.8%
Rest$39.0K43.3%
Top 3 weight
16.7%
Top 10 weight
36.9%
Voting Authority Distribution
Total shares with voting rights: 9.21M
Sole
Full voting authority
9.21M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole476
Shared0
Other49
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings525
Rows:
CAPRI HOLDINGS ORD
SOLEShares124.80K
TypeSH
Market value$6.3K
6.95%
Sole
124.80K
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares707.57K
TypeSH
Market value$4.5K
5.02%
Sole
707.57K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
DFNDShares21.20K
TypeSH
Market value$4.3K
4.72%
Sole
21.20K
Shared
0.00
None
0.00
SPLUNK ORD
DFNDShares26.45K
TypeSH
Market value$4.0K
4.47%
Sole
26.45K
Shared
0.00
None
0.00
ISHARES US REAL ESTATE ETF
SOLEShares28.50K
TypeSH
Market value$2.6K
2.89%
Sole
28.50K
Shared
0.00
None
0.00
ADVISORSHARES PURE US CANNABIS ETF
DFNDShares355.39K
TypeSH
Market value$2.5K
2.76%
Sole
355.39K
Shared
0.00
None
0.00
NVIDIA ORD
DFNDShares4.95K
TypeSH
Market value$2.4K
2.72%
Sole
4.95K
Shared
0.00
None
0.00
WESTROCK ORD
SOLEShares55.03K
TypeSH
Market value$2.3K
2.53%
Sole
55.03K
Shared
0.00
None
0.00
FLEX ORD
SOLEShares95.50K
TypeSH
Market value$2.2K
2.43%
Sole
95.50K
Shared
0.00
None
0.00
BOM MICRSCT FNG IDX 3X INVRS LEV ETN
SOLEShares375.27K
TypeSH
Market value$2.2K
2.43%
Sole
375.27K
Shared
0.00
None
0.00
ALIBABA GROUP HOLDING ADR REP 8 ORD
DFNDShares22.74K
TypeSH
Market value$1.8K
1.95%
Sole
22.74K
Shared
0.00
None
0.00
TOUGHBUILT INDUSTRIES ORD
SOLEShares160K
TypeSH
Market value$1.6K
1.82%
Sole
160K
Shared
0.00
None
0.00
US STEEL ORD
DFNDShares32.33K
TypeSH
Market value$1.6K
1.74%
Sole
32.33K
Shared
0.00
None
0.00
HESS ORD
DFNDShares10K
TypeSH
Market value$1.4K
1.60%
Sole
10K
Shared
0.00
None
0.00
SOVOS BRANDS ORD
SOLEShares60.25K
TypeSH
Market value$1.3K
1.47%
Sole
60.25K
Shared
0.00
None
0.00
ENOVIX ORD
SOLEShares90.55K
TypeSH
Market value$1.1K
1.26%
Sole
90.55K
Shared
0.00
None
0.00
TENCENT HOLDINGS ADR
SOLEShares30K
TypeSH
Market value$1.1K
1.26%
Sole
30K
Shared
0.00
None
0.00
CME GROUP CL A ORD
SOLEShares5.10K
TypeSH
Market value$1.1K
1.19%
Sole
5.10K
Shared
0.00
None
0.00
ALTRIA GROUP ORD
DFNDShares26.41K
TypeSH
Market value$1.1K
1.18%
Sole
26.41K
Shared
0.00
None
0.00
BP ADR EACH REPSTNG SIX ORD
SOLEShares30K
TypeSH
Market value$1.1K
1.18%
Sole
30K
Shared
0.00
None
0.00
MICROSOFT ORD
SOLEShares2.60K
TypeSH
Market value$978.00
1.08%
Sole
2.60K
Shared
0.00
None
0.00
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD
SOLEShares32.81K
TypeSH
Market value$944.00
1.05%
Sole
32.81K
Shared
0.00
None
0.00
ALTC ACQUISITION CL A ORD
SOLEShares87.25K
TypeSH
Market value$921.00
1.02%
Sole
87.25K
Shared
0.00
None
0.00
ENDEAVOR GROUP HOLDINGS CL A ORD
DFNDShares38.68K
TypeSH
Market value$917.00
1.02%
Sole
38.68K
Shared
0.00
None
0.00
SEQUANS COMMUNICATIONS ADR REP 4 ORD
DFNDShares315.92K
TypeSH
Market value$894.00
0.99%
Sole
315.92K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPRI HOLDINGS ORDSOLE | COM | 124.80K | SH | $6.3K 6.95% | 124.80K | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 707.57K | SH | $4.5K 5.02% | 707.57K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFDFND | COM | 21.20K | SH | $4.3K 4.72% | 21.20K | 0.00 | 0.00 |
SPLUNK ORDDFND | COM | 26.45K | SH | $4.0K 4.47% | 26.45K | 0.00 | 0.00 |
ISHARES US REAL ESTATE ETFSOLE | COM | 28.50K | SH | $2.6K 2.89% | 28.50K | 0.00 | 0.00 |
ADVISORSHARES PURE US CANNABIS ETFDFND | COM | 355.39K | SH | $2.5K 2.76% | 355.39K | 0.00 | 0.00 |
NVIDIA ORDDFND | COM | 4.95K | SH | $2.4K 2.72% | 4.95K | 0.00 | 0.00 |
WESTROCK ORDSOLE | COM | 55.03K | SH | $2.3K 2.53% | 55.03K | 0.00 | 0.00 |
FLEX ORDSOLE | COM | 95.50K | SH | $2.2K 2.43% | 95.50K | 0.00 | 0.00 |
BOM MICRSCT FNG IDX 3X INVRS LEV ETNSOLE | COM | 375.27K | SH | $2.2K 2.43% | 375.27K | 0.00 | 0.00 |
ALIBABA GROUP HOLDING ADR REP 8 ORDDFND | SPONSORED ADR | 22.74K | SH | $1.8K 1.95% | 22.74K | 0.00 | 0.00 |
TOUGHBUILT INDUSTRIES ORDSOLE | COM | 160K | SH | $1.6K 1.82% | 160K | 0.00 | 0.00 |
US STEEL ORDDFND | COM | 32.33K | SH | $1.6K 1.74% | 32.33K | 0.00 | 0.00 |
HESS ORDDFND | COM | 10K | SH | $1.4K 1.60% | 10K | 0.00 | 0.00 |
SOVOS BRANDS ORDSOLE | COM | 60.25K | SH | $1.3K 1.47% | 60.25K | 0.00 | 0.00 |
ENOVIX ORDSOLE | COM | 90.55K | SH | $1.1K 1.26% | 90.55K | 0.00 | 0.00 |
TENCENT HOLDINGS ADRSOLE | COM | 30K | SH | $1.1K 1.26% | 30K | 0.00 | 0.00 |
CME GROUP CL A ORDSOLE | COM | 5.10K | SH | $1.1K 1.19% | 5.10K | 0.00 | 0.00 |
ALTRIA GROUP ORDDFND | COM | 26.41K | SH | $1.1K 1.18% | 26.41K | 0.00 | 0.00 |
BP ADR EACH REPSTNG SIX ORDSOLE | SPONSORED ADR | 30K | SH | $1.1K 1.18% | 30K | 0.00 | 0.00 |
MICROSOFT ORDSOLE | COM | 2.60K | SH | $978.00 1.08% | 2.60K | 0.00 | 0.00 |
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORDSOLE | COM | 32.81K | SH | $944.00 1.05% | 32.81K | 0.00 | 0.00 |
ALTC ACQUISITION CL A ORDSOLE | COM | 87.25K | SH | $921.00 1.02% | 87.25K | 0.00 | 0.00 |
ENDEAVOR GROUP HOLDINGS CL A ORDDFND | COM | 38.68K | SH | $917.00 1.02% | 38.68K | 0.00 | 0.00 |
SEQUANS COMMUNICATIONS ADR REP 4 ORDDFND | SPONSORED ADR | 315.92K | SH | $894.00 0.99% | 315.92K | 0.00 | 0.00 |
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