Filed: 10/10/2023ACC: 0001742998-23-000004
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 661 equity positions with a total reported market value of $168.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
661
Positions
$168.2K
Total AUM (reported)
10.09M
Total Shares
Allocation by class
COM$160.0K95.1%
SPONSORED ADR$8.3K4.9%
Portfolio Concentration
Top 3$58.8K35.0%
4–10$32.3K19.2%
11–25$24.7K14.7%
Rest$52.4K31.1%
Top 3 weight
35.0%
Top 10 weight
54.2%
Voting Authority Distribution
Total shares with voting rights: 10.09M
Sole
Full voting authority
10.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole607
Shared0
Other54
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings661
Rows:
ACTIVISION BLIZZARD ORD
DFNDShares316.81K
TypeSH
Market value$29.7K
17.63%
Sole
316.81K
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUBLIC ORD
SOLEShares144.34K
TypeSH
Market value$16.7K
9.93%
Sole
144.34K
Shared
0.00
None
0.00
DANAHER ORD
SOLEShares56.73K
TypeSH
Market value$12.5K
7.41%
Sole
56.73K
Shared
0.00
None
0.00
SEAGEN ORD
DFNDShares35.30K
TypeSH
Market value$7.5K
4.45%
Sole
35.30K
Shared
0.00
None
0.00
KELLANOVA ORD
SOLEShares105.60K
TypeSH
Market value$5.9K
3.50%
Sole
105.60K
Shared
0.00
None
0.00
RESMED ORD
SOLEShares34.20K
TypeSH
Market value$5.1K
3.01%
Sole
34.20K
Shared
0.00
None
0.00
VMWARE CL A ORD
DFNDShares27.47K
TypeSH
Market value$4.6K
2.72%
Sole
27.47K
Shared
0.00
None
0.00
ARAMARK ORD
SOLEShares139K
TypeSH
Market value$3.5K
2.07%
Sole
139K
Shared
0.00
None
0.00
CAPRI HOLDINGS ORD
SOLEShares59.61K
TypeSH
Market value$3.1K
1.86%
Sole
59.61K
Shared
0.00
None
0.00
COCA-COLA ORD
SOLEShares48.50K
TypeSH
Market value$2.7K
1.61%
Sole
48.50K
Shared
0.00
None
0.00
ASML HOLDING ADR REP ORD
SOLEShares4.10K
TypeSH
Market value$2.4K
1.44%
Sole
4.10K
Shared
0.00
None
0.00
VERALTO ORD
SOLEShares26.83K
TypeSH
Market value$2.3K
1.35%
Sole
26.83K
Shared
0.00
None
0.00
NVIDIA ORD
DFNDShares4.82K
TypeSH
Market value$2.1K
1.25%
Sole
4.82K
Shared
0.00
None
0.00
LIVENT ORD
SOLEShares104.90K
TypeSH
Market value$1.9K
1.15%
Sole
104.90K
Shared
0.00
None
0.00
BLUE APRON HOLDINGS CL A ORD
SOLEShares138.55K
TypeSH
Market value$1.8K
1.06%
Sole
138.55K
Shared
0.00
None
0.00
ASTRAZENECA ADR REP 0.5 ORD
SOLEShares24.80K
TypeSH
Market value$1.7K
1.00%
Sole
24.80K
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares748.84K
TypeSH
Market value$1.7K
1.00%
Sole
748.84K
Shared
0.00
None
0.00
MICROSOFT ORD
DFNDShares4.70K
TypeSH
Market value$1.5K
0.88%
Sole
4.70K
Shared
0.00
None
0.00
ISHARES 20 PLS YEAR TREASURY BND ETF
DFNDShares16.70K
TypeSH
Market value$1.5K
0.88%
Sole
16.70K
Shared
0.00
None
0.00
SOVOS BRANDS ORD
SOLEShares65.43K
TypeSH
Market value$1.5K
0.88%
Sole
65.43K
Shared
0.00
None
0.00
ENOVIX ORD
SOLEShares112.76K
TypeSH
Market value$1.4K
0.84%
Sole
112.76K
Shared
0.00
None
0.00
EXXON MOBIL ORD
DFNDShares12K
TypeSH
Market value$1.4K
0.84%
Sole
12K
Shared
0.00
None
0.00
BOEING ORD
DFNDShares6.30K
TypeSH
Market value$1.2K
0.72%
Sole
6.30K
Shared
0.00
None
0.00
AMAZON COM ORD
DFNDShares9.39K
TypeSH
Market value$1.2K
0.71%
Sole
9.39K
Shared
0.00
None
0.00
ANHEUSER BUSCH ADR REP 1 ORD
SOLEShares20.95K
TypeSH
Market value$1.2K
0.69%
Sole
20.95K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD ORDDFND | COM | 316.81K | SH | $29.7K 17.63% | 316.81K | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUBLIC ORDSOLE | COM | 144.34K | SH | $16.7K 9.93% | 144.34K | 0.00 | 0.00 |
DANAHER ORDSOLE | COM | 56.73K | SH | $12.5K 7.41% | 56.73K | 0.00 | 0.00 |
SEAGEN ORDDFND | COM | 35.30K | SH | $7.5K 4.45% | 35.30K | 0.00 | 0.00 |
KELLANOVA ORDSOLE | COM | 105.60K | SH | $5.9K 3.50% | 105.60K | 0.00 | 0.00 |
RESMED ORDSOLE | COM | 34.20K | SH | $5.1K 3.01% | 34.20K | 0.00 | 0.00 |
VMWARE CL A ORDDFND | COM | 27.47K | SH | $4.6K 2.72% | 27.47K | 0.00 | 0.00 |
ARAMARK ORDSOLE | COM | 139K | SH | $3.5K 2.07% | 139K | 0.00 | 0.00 |
CAPRI HOLDINGS ORDSOLE | COM | 59.61K | SH | $3.1K 1.86% | 59.61K | 0.00 | 0.00 |
COCA-COLA ORDSOLE | COM | 48.50K | SH | $2.7K 1.61% | 48.50K | 0.00 | 0.00 |
ASML HOLDING ADR REP ORDSOLE | SPONSORED ADR | 4.10K | SH | $2.4K 1.44% | 4.10K | 0.00 | 0.00 |
VERALTO ORDSOLE | COM | 26.83K | SH | $2.3K 1.35% | 26.83K | 0.00 | 0.00 |
NVIDIA ORDDFND | COM | 4.82K | SH | $2.1K 1.25% | 4.82K | 0.00 | 0.00 |
LIVENT ORDSOLE | COM | 104.90K | SH | $1.9K 1.15% | 104.90K | 0.00 | 0.00 |
BLUE APRON HOLDINGS CL A ORDSOLE | COM | 138.55K | SH | $1.8K 1.06% | 138.55K | 0.00 | 0.00 |
ASTRAZENECA ADR REP 0.5 ORDSOLE | SPONSORED ADR | 24.80K | SH | $1.7K 1.00% | 24.80K | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 748.84K | SH | $1.7K 1.00% | 748.84K | 0.00 | 0.00 |
MICROSOFT ORDDFND | COM | 4.70K | SH | $1.5K 0.88% | 4.70K | 0.00 | 0.00 |
ISHARES 20 PLS YEAR TREASURY BND ETFDFND | COM | 16.70K | SH | $1.5K 0.88% | 16.70K | 0.00 | 0.00 |
SOVOS BRANDS ORDSOLE | COM | 65.43K | SH | $1.5K 0.88% | 65.43K | 0.00 | 0.00 |
ENOVIX ORDSOLE | COM | 112.76K | SH | $1.4K 0.84% | 112.76K | 0.00 | 0.00 |
EXXON MOBIL ORDDFND | COM | 12K | SH | $1.4K 0.84% | 12K | 0.00 | 0.00 |
BOEING ORDDFND | COM | 6.30K | SH | $1.2K 0.72% | 6.30K | 0.00 | 0.00 |
AMAZON COM ORDDFND | COM | 9.39K | SH | $1.2K 0.71% | 9.39K | 0.00 | 0.00 |
ANHEUSER BUSCH ADR REP 1 ORDSOLE | SPONSORED ADR | 20.95K | SH | $1.2K 0.69% | 20.95K | 0.00 | 0.00 |
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