Filed: 7/11/2023ACC: 0001742998-23-000003
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 590 equity positions with a total reported market value of $78.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
590
Positions
$78.9K
Total AUM (reported)
10.66M
Total Shares
Allocation by class
COM$73.8K93.5%
SPONSORED ADR$5.1K6.5%
Portfolio Concentration
Top 3$15.4K19.6%
4–10$15.7K19.8%
11–25$17.5K22.2%
Rest$30.3K38.4%
Top 3 weight
19.6%
Top 10 weight
39.4%
Voting Authority Distribution
Total shares with voting rights: 10.66M
Sole
Full voting authority
10.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole549
Shared0
Other41
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings590
Rows:
IVERIC BIO ORD
DFNDShares180.49K
TypeSH
Market value$7.1K
9.00%
Sole
180.49K
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUBLIC ORD
SOLEShares44.40K
TypeSH
Market value$4.6K
5.79%
Sole
44.40K
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares752.60K
TypeSH
Market value$3.8K
4.78%
Sole
752.60K
Shared
0.00
None
0.00
LABORATORY CORPRTN OF AMER HLDGS ORD
SOLEShares12.82K
TypeSH
Market value$2.7K
3.37%
Sole
12.82K
Shared
0.00
None
0.00
COCA-COLA ORD
SOLEShares42.50K
TypeSH
Market value$2.6K
3.24%
Sole
42.50K
Shared
0.00
None
0.00
SEAGEN ORD
DFNDShares12.06K
TypeSH
Market value$2.3K
2.94%
Sole
12.06K
Shared
0.00
None
0.00
BORGWARNER ORD
SOLEShares51.70K
TypeSH
Market value$2.2K
2.82%
Sole
51.70K
Shared
0.00
None
0.00
FRANCHISE GROUP ORD
DFNDShares75.01K
TypeSH
Market value$2.1K
2.72%
Sole
75.01K
Shared
0.00
None
0.00
UNIVAR SOLUTIONS ORD
DFNDShares54.02K
TypeSH
Market value$1.9K
2.45%
Sole
54.02K
Shared
0.00
None
0.00
ENOVIX ORD
DFNDShares100.92K
TypeSH
Market value$1.8K
2.31%
Sole
100.92K
Shared
0.00
None
0.00
VMWARE CL A ORD
SOLEShares12.46K
TypeSH
Market value$1.8K
2.27%
Sole
12.46K
Shared
0.00
None
0.00
AMC ET PRF UNT DS RP 1 100 SRS A PRF
DFNDShares1M
TypeSH
Market value$1.7K
2.21%
Sole
1M
Shared
0.00
None
0.00
TENARIS ADR REP 2 ORD
SOLEShares56K
TypeSH
Market value$1.7K
2.13%
Sole
56K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD ORD
DFNDShares19.27K
TypeSH
Market value$1.6K
2.06%
Sole
19.27K
Shared
0.00
None
0.00
LIFE STORAGE ORD
DFNDShares10K
TypeSH
Market value$1.3K
1.68%
Sole
10K
Shared
0.00
None
0.00
TOWER SEMICONDUCTOR ORD
SOLEShares31.68K
TypeSH
Market value$1.2K
1.51%
Sole
31.68K
Shared
0.00
None
0.00
PFIZER ORD
SOLEShares29.50K
TypeSH
Market value$1.1K
1.37%
Sole
29.50K
Shared
0.00
None
0.00
L CATTERTON ASIA ACQUISITN CL A ORD
SOLEShares101K
TypeSH
Market value$1.1K
1.34%
Sole
101K
Shared
0.00
None
0.00
GOLD FIELDS ADR REP 1 ORD
SOLEShares75.86K
TypeSH
Market value$1.0K
1.33%
Sole
75.86K
Shared
0.00
None
0.00
TRITIUM DCFC ORD
SOLEShares920.03K
TypeSH
Market value$1.0K
1.27%
Sole
920.03K
Shared
0.00
None
0.00
API GROUP ORD
SOLEShares33K
TypeSH
Market value$899.00
1.14%
Sole
33K
Shared
0.00
None
0.00
CAMECO ORD
DFNDShares25.98K
TypeSH
Market value$813.00
1.03%
Sole
25.98K
Shared
0.00
None
0.00
MANCHESTER UNITED CL A ORD
SOLEShares32.41K
TypeSH
Market value$789.00
1.00%
Sole
32.41K
Shared
0.00
None
0.00
SILICON MOTION TECHNO ADR REP 4 ORD
DFNDShares10.50K
TypeSH
Market value$754.00
0.96%
Sole
10.50K
Shared
0.00
None
0.00
YEXT ORD
SOLEShares66.03K
TypeSH
Market value$745.00
0.94%
Sole
66.03K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
IVERIC BIO ORDDFND | COM | 180.49K | SH | $7.1K 9.00% | 180.49K | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUBLIC ORDSOLE | COM | 44.40K | SH | $4.6K 5.79% | 44.40K | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 752.60K | SH | $3.8K 4.78% | 752.60K | 0.00 | 0.00 |
LABORATORY CORPRTN OF AMER HLDGS ORDSOLE | COM | 12.82K | SH | $2.7K 3.37% | 12.82K | 0.00 | 0.00 |
COCA-COLA ORDSOLE | COM | 42.50K | SH | $2.6K 3.24% | 42.50K | 0.00 | 0.00 |
SEAGEN ORDDFND | COM | 12.06K | SH | $2.3K 2.94% | 12.06K | 0.00 | 0.00 |
BORGWARNER ORDSOLE | COM | 51.70K | SH | $2.2K 2.82% | 51.70K | 0.00 | 0.00 |
FRANCHISE GROUP ORDDFND | COM | 75.01K | SH | $2.1K 2.72% | 75.01K | 0.00 | 0.00 |
UNIVAR SOLUTIONS ORDDFND | COM | 54.02K | SH | $1.9K 2.45% | 54.02K | 0.00 | 0.00 |
ENOVIX ORDDFND | COM | 100.92K | SH | $1.8K 2.31% | 100.92K | 0.00 | 0.00 |
VMWARE CL A ORDSOLE | COM | 12.46K | SH | $1.8K 2.27% | 12.46K | 0.00 | 0.00 |
AMC ET PRF UNT DS RP 1 100 SRS A PRFDFND | COM | 1M | SH | $1.7K 2.21% | 1M | 0.00 | 0.00 |
TENARIS ADR REP 2 ORDSOLE | SPONSORED ADR | 56K | SH | $1.7K 2.13% | 56K | 0.00 | 0.00 |
ACTIVISION BLIZZARD ORDDFND | COM | 19.27K | SH | $1.6K 2.06% | 19.27K | 0.00 | 0.00 |
LIFE STORAGE ORDDFND | COM | 10K | SH | $1.3K 1.68% | 10K | 0.00 | 0.00 |
TOWER SEMICONDUCTOR ORDSOLE | COM | 31.68K | SH | $1.2K 1.51% | 31.68K | 0.00 | 0.00 |
PFIZER ORDSOLE | COM | 29.50K | SH | $1.1K 1.37% | 29.50K | 0.00 | 0.00 |
L CATTERTON ASIA ACQUISITN CL A ORDSOLE | COM | 101K | SH | $1.1K 1.34% | 101K | 0.00 | 0.00 |
GOLD FIELDS ADR REP 1 ORDSOLE | SPONSORED ADR | 75.86K | SH | $1.0K 1.33% | 75.86K | 0.00 | 0.00 |
TRITIUM DCFC ORDSOLE | COM | 920.03K | SH | $1.0K 1.27% | 920.03K | 0.00 | 0.00 |
API GROUP ORDSOLE | COM | 33K | SH | $899.00 1.14% | 33K | 0.00 | 0.00 |
CAMECO ORDDFND | COM | 25.98K | SH | $813.00 1.03% | 25.98K | 0.00 | 0.00 |
MANCHESTER UNITED CL A ORDSOLE | COM | 32.41K | SH | $789.00 1.00% | 32.41K | 0.00 | 0.00 |
SILICON MOTION TECHNO ADR REP 4 ORDDFND | SPONSORED ADR | 10.50K | SH | $754.00 0.96% | 10.50K | 0.00 | 0.00 |
YEXT ORDSOLE | COM | 66.03K | SH | $745.00 0.94% | 66.03K | 0.00 | 0.00 |
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