Filed: 4/12/2023ACC: 0001742998-23-000002
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 636 equity positions with a total reported market value of $87.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
636
Positions
$87.4K
Total AUM (reported)
11.13M
Total Shares
Allocation by class
COM$76.4K87.5%
SPONSORED ADR$10.9K12.5%
Portfolio Concentration
Top 3$20.5K23.4%
4–10$16.7K19.1%
11–25$15.8K18.1%
Rest$34.4K39.3%
Top 3 weight
23.4%
Top 10 weight
42.5%
Voting Authority Distribution
Total shares with voting rights: 11.13M
Sole
Full voting authority
11.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole560
Shared0
Other76
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings636
Rows:
OAK STREET HEALTH ORD
SOLEShares211.65K
TypeSH
Market value$8.2K
9.37%
Sole
211.65K
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUBLIC ORD
SOLEShares58.87K
TypeSH
Market value$6.4K
7.35%
Sole
58.87K
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares773.05K
TypeSH
Market value$5.9K
6.72%
Sole
773.05K
Shared
0.00
None
0.00
VODAFONE GROUP ADR REP 10 ORD
SOLEShares333.82K
TypeSH
Market value$3.7K
4.22%
Sole
333.82K
Shared
0.00
None
0.00
MONEYGRAM INTERNATIONAL ORD
DFNDShares266.45K
TypeSH
Market value$2.8K
3.18%
Sole
266.45K
Shared
0.00
None
0.00
INTEL ORD
DFNDShares74.21K
TypeSH
Market value$2.4K
2.77%
Sole
74.21K
Shared
0.00
None
0.00
ASML HOLDING ADR REP ORD
SOLEShares3.15K
TypeSH
Market value$2.1K
2.45%
Sole
3.15K
Shared
0.00
None
0.00
VMWARE CL A ORD
DFNDShares17K
TypeSH
Market value$2.1K
2.43%
Sole
17K
Shared
0.00
None
0.00
COCA-COLA ORD
SOLEShares31K
TypeSH
Market value$1.9K
2.20%
Sole
31K
Shared
0.00
None
0.00
MAXAR TECHNOLOGIES ORD
DFNDShares31.50K
TypeSH
Market value$1.6K
1.84%
Sole
31.50K
Shared
0.00
None
0.00
PROVENTION BIO ORD
DFNDShares57.32K
TypeSH
Market value$1.4K
1.58%
Sole
57.32K
Shared
0.00
None
0.00
KHOSLA VENTURES ACQUISITION CL A ORD
SOLEShares133.95K
TypeSH
Market value$1.4K
1.55%
Sole
133.95K
Shared
0.00
None
0.00
MAIDEN HOLDINGS ORD
SOLEShares621.52K
TypeSH
Market value$1.3K
1.49%
Sole
621.52K
Shared
0.00
None
0.00
ALBERTSONS COMPANIES CL A ORD
DFNDShares59.50K
TypeSH
Market value$1.2K
1.41%
Sole
59.50K
Shared
0.00
None
0.00
CHIPOTLE MEXICAN GRILL ORD
SOLEShares700.00
TypeSH
Market value$1.2K
1.37%
Sole
700.00
Shared
0.00
None
0.00
BHP GROUP ADR
SOLEShares18.82K
TypeSH
Market value$1.2K
1.37%
Sole
18.82K
Shared
0.00
None
0.00
TOWER SEMICONDUCTOR ORD
SOLEShares25.97K
TypeSH
Market value$1.1K
1.26%
Sole
25.97K
Shared
0.00
None
0.00
TRITIUM DCFC ORD
SOLEShares828.58K
TypeSH
Market value$1.1K
1.21%
Sole
828.58K
Shared
0.00
None
0.00
L CATTERTON ASIA ACQUISITN CL A ORD
SOLEShares101K
TypeSH
Market value$1.0K
1.18%
Sole
101K
Shared
0.00
None
0.00
ARCELORMITTAL ADR
SOLEShares30K
TypeSH
Market value$903.00
1.03%
Sole
30K
Shared
0.00
None
0.00
SEAGEN ORD
SOLEShares4.42K
TypeSH
Market value$894.00
1.02%
Sole
4.42K
Shared
0.00
None
0.00
FIRST HORIZON ORD
DFNDShares49.56K
TypeSH
Market value$881.00
1.01%
Sole
49.56K
Shared
0.00
None
0.00
FORGEROCK CL A ORD
SOLEShares42.55K
TypeSH
Market value$876.00
1.00%
Sole
42.55K
Shared
0.00
None
0.00
SILICON MOTION TECHNO ADR REP 4 ORD
DFNDShares11K
TypeSH
Market value$720.00
0.82%
Sole
11K
Shared
0.00
None
0.00
TESLA ORD
DFNDShares3.40K
TypeSH
Market value$705.00
0.81%
Sole
3.40K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
OAK STREET HEALTH ORDSOLE | COM | 211.65K | SH | $8.2K 9.37% | 211.65K | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUBLIC ORDSOLE | COM | 58.87K | SH | $6.4K 7.35% | 58.87K | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 773.05K | SH | $5.9K 6.72% | 773.05K | 0.00 | 0.00 |
VODAFONE GROUP ADR REP 10 ORDSOLE | SPONSORED ADR | 333.82K | SH | $3.7K 4.22% | 333.82K | 0.00 | 0.00 |
MONEYGRAM INTERNATIONAL ORDDFND | COM | 266.45K | SH | $2.8K 3.18% | 266.45K | 0.00 | 0.00 |
INTEL ORDDFND | COM | 74.21K | SH | $2.4K 2.77% | 74.21K | 0.00 | 0.00 |
ASML HOLDING ADR REP ORDSOLE | SPONSORED ADR | 3.15K | SH | $2.1K 2.45% | 3.15K | 0.00 | 0.00 |
VMWARE CL A ORDDFND | COM | 17K | SH | $2.1K 2.43% | 17K | 0.00 | 0.00 |
COCA-COLA ORDSOLE | COM | 31K | SH | $1.9K 2.20% | 31K | 0.00 | 0.00 |
MAXAR TECHNOLOGIES ORDDFND | COM | 31.50K | SH | $1.6K 1.84% | 31.50K | 0.00 | 0.00 |
PROVENTION BIO ORDDFND | COM | 57.32K | SH | $1.4K 1.58% | 57.32K | 0.00 | 0.00 |
KHOSLA VENTURES ACQUISITION CL A ORDSOLE | COM | 133.95K | SH | $1.4K 1.55% | 133.95K | 0.00 | 0.00 |
MAIDEN HOLDINGS ORDSOLE | COM | 621.52K | SH | $1.3K 1.49% | 621.52K | 0.00 | 0.00 |
ALBERTSONS COMPANIES CL A ORDDFND | COM | 59.50K | SH | $1.2K 1.41% | 59.50K | 0.00 | 0.00 |
CHIPOTLE MEXICAN GRILL ORDSOLE | COM | 700.00 | SH | $1.2K 1.37% | 700.00 | 0.00 | 0.00 |
BHP GROUP ADRSOLE | COM | 18.82K | SH | $1.2K 1.37% | 18.82K | 0.00 | 0.00 |
TOWER SEMICONDUCTOR ORDSOLE | COM | 25.97K | SH | $1.1K 1.26% | 25.97K | 0.00 | 0.00 |
TRITIUM DCFC ORDSOLE | COM | 828.58K | SH | $1.1K 1.21% | 828.58K | 0.00 | 0.00 |
L CATTERTON ASIA ACQUISITN CL A ORDSOLE | COM | 101K | SH | $1.0K 1.18% | 101K | 0.00 | 0.00 |
ARCELORMITTAL ADRSOLE | COM | 30K | SH | $903.00 1.03% | 30K | 0.00 | 0.00 |
SEAGEN ORDSOLE | COM | 4.42K | SH | $894.00 1.02% | 4.42K | 0.00 | 0.00 |
FIRST HORIZON ORDDFND | COM | 49.56K | SH | $881.00 1.01% | 49.56K | 0.00 | 0.00 |
FORGEROCK CL A ORDSOLE | COM | 42.55K | SH | $876.00 1.00% | 42.55K | 0.00 | 0.00 |
SILICON MOTION TECHNO ADR REP 4 ORDDFND | SPONSORED ADR | 11K | SH | $720.00 0.82% | 11K | 0.00 | 0.00 |
TESLA ORDDFND | COM | 3.40K | SH | $705.00 0.81% | 3.40K | 0.00 | 0.00 |
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