Filed: 10/19/2022ACC: 0001742998-22-000007
📋 What this filing means
FNY INVESTMENT ADVISERS, LLC filed this quarterly 13F‑HR report disclosing 746 equity positions with a total reported market value of $144.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
746
Positions
$144.3K
Total AUM (reported)
13.52M
Total Shares
Allocation by class
COM$112.3K77.8%
SPONSORED ADR$32.0K22.2%
Portfolio Concentration
Top 3$33.4K23.2%
4–10$23.3K16.2%
11–25$28.0K19.4%
Rest$59.6K41.3%
Top 3 weight
23.2%
Top 10 weight
39.3%
Voting Authority Distribution
Total shares with voting rights: 13.52M
Sole
Full voting authority
13.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole665
Shared0
Other81
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings746
Rows:
CHANGE HEALTHCARE ORD
DFNDShares733.90K
TypeSH
Market value$20.2K
13.98%
Sole
733.90K
Shared
0.00
None
0.00
AVALARA ORD
DFNDShares79.22K
TypeSH
Market value$7.3K
5.04%
Sole
79.22K
Shared
0.00
None
0.00
HALEON ADR REP 2 ORD WI
SOLEShares981.34K
TypeSH
Market value$6.0K
4.14%
Sole
981.34K
Shared
0.00
None
0.00
ABB ADR REP 1 ORD
SOLEShares166.95K
TypeSH
Market value$4.1K
2.82%
Sole
166.95K
Shared
0.00
None
0.00
NOVO NORDISK ADR REPSG 1 ORD
SOLEShares40.08K
TypeSH
Market value$4.0K
2.77%
Sole
40.08K
Shared
0.00
None
0.00
EXECUTIVE NETWORK PARTNER CL A ORD
SOLEShares334.82K
TypeSH
Market value$3.3K
2.31%
Sole
334.82K
Shared
0.00
None
0.00
ASTRAZENECA ADR REP 0.5 ORD
SOLEShares58.03K
TypeSH
Market value$3.2K
2.20%
Sole
58.03K
Shared
0.00
None
0.00
ZENDESK ORD
DFNDShares41.55K
TypeSH
Market value$3.2K
2.19%
Sole
41.55K
Shared
0.00
None
0.00
BYRNA TECHNOLOGIES ORD
SOLEShares625.58K
TypeSH
Market value$2.9K
2.04%
Sole
625.58K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD ORD
DFNDShares35.57K
TypeSH
Market value$2.6K
1.83%
Sole
35.57K
Shared
0.00
None
0.00
NIELSEN HOLDINGS ORD
SOLEShares91K
TypeSH
Market value$2.5K
1.75%
Sole
91K
Shared
0.00
None
0.00
PLAYTIKA HOLDING ORD
SOLEShares225.01K
TypeSH
Market value$2.1K
1.46%
Sole
225.01K
Shared
0.00
None
0.00
METALS ACQUISITION CL A ORD
SOLEShares213.33K
TypeSH
Market value$2.1K
1.45%
Sole
213.33K
Shared
0.00
None
0.00
TEGNA ORD
DFNDShares98.29K
TypeSH
Market value$2.0K
1.41%
Sole
98.29K
Shared
0.00
None
0.00
ROGERS ORD
DFNDShares8.07K
TypeSH
Market value$1.9K
1.35%
Sole
8.07K
Shared
0.00
None
0.00
LHC GROUP ORD
SOLEShares11.64K
TypeSH
Market value$1.9K
1.32%
Sole
11.64K
Shared
0.00
None
0.00
SELECT SECTOR UTI SELECT SPDR ETF
SOLEShares29K
TypeSH
Market value$1.9K
1.32%
Sole
29K
Shared
0.00
None
0.00
UBS GROUP N ORD
SOLEShares125K
TypeSH
Market value$1.8K
1.26%
Sole
125K
Shared
0.00
None
0.00
FIRST HORIZON ORD
DFNDShares77.62K
TypeSH
Market value$1.8K
1.23%
Sole
77.62K
Shared
0.00
None
0.00
ANHEUSER BUSCH ADR REP 1 ORD
SOLEShares39K
TypeSH
Market value$1.8K
1.22%
Sole
39K
Shared
0.00
None
0.00
NIO ADS REP 1 CL A ORD
SOLEShares105.39K
TypeSH
Market value$1.7K
1.15%
Sole
105.39K
Shared
0.00
None
0.00
BIOHAVEN PHARMACEUTICAL HOLDING ORD
SOLEShares263.57K
TypeSH
Market value$1.7K
1.15%
Sole
263.57K
Shared
0.00
None
0.00
BP ADR EACH REPSTNG SIX ORD
SOLEShares56.99K
TypeSH
Market value$1.6K
1.13%
Sole
56.99K
Shared
0.00
None
0.00
TWITTER ORD
DFNDShares36.59K
TypeSH
Market value$1.6K
1.11%
Sole
36.59K
Shared
0.00
None
0.00
BRITISH AMERICAN TOBACCO ADR REP ORD
SOLEShares45K
TypeSH
Market value$1.6K
1.11%
Sole
45K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CHANGE HEALTHCARE ORDDFND | COM | 733.90K | SH | $20.2K 13.98% | 733.90K | 0.00 | 0.00 |
AVALARA ORDDFND | COM | 79.22K | SH | $7.3K 5.04% | 79.22K | 0.00 | 0.00 |
HALEON ADR REP 2 ORD WISOLE | SPONSORED ADR | 981.34K | SH | $6.0K 4.14% | 981.34K | 0.00 | 0.00 |
ABB ADR REP 1 ORDSOLE | SPONSORED ADR | 166.95K | SH | $4.1K 2.82% | 166.95K | 0.00 | 0.00 |
NOVO NORDISK ADR REPSG 1 ORDSOLE | SPONSORED ADR | 40.08K | SH | $4.0K 2.77% | 40.08K | 0.00 | 0.00 |
EXECUTIVE NETWORK PARTNER CL A ORDSOLE | COM | 334.82K | SH | $3.3K 2.31% | 334.82K | 0.00 | 0.00 |
ASTRAZENECA ADR REP 0.5 ORDSOLE | SPONSORED ADR | 58.03K | SH | $3.2K 2.20% | 58.03K | 0.00 | 0.00 |
ZENDESK ORDDFND | COM | 41.55K | SH | $3.2K 2.19% | 41.55K | 0.00 | 0.00 |
BYRNA TECHNOLOGIES ORDSOLE | COM | 625.58K | SH | $2.9K 2.04% | 625.58K | 0.00 | 0.00 |
ACTIVISION BLIZZARD ORDDFND | COM | 35.57K | SH | $2.6K 1.83% | 35.57K | 0.00 | 0.00 |
NIELSEN HOLDINGS ORDSOLE | COM | 91K | SH | $2.5K 1.75% | 91K | 0.00 | 0.00 |
PLAYTIKA HOLDING ORDSOLE | COM | 225.01K | SH | $2.1K 1.46% | 225.01K | 0.00 | 0.00 |
METALS ACQUISITION CL A ORDSOLE | COM | 213.33K | SH | $2.1K 1.45% | 213.33K | 0.00 | 0.00 |
TEGNA ORDDFND | COM | 98.29K | SH | $2.0K 1.41% | 98.29K | 0.00 | 0.00 |
ROGERS ORDDFND | COM | 8.07K | SH | $1.9K 1.35% | 8.07K | 0.00 | 0.00 |
LHC GROUP ORDSOLE | COM | 11.64K | SH | $1.9K 1.32% | 11.64K | 0.00 | 0.00 |
SELECT SECTOR UTI SELECT SPDR ETFSOLE | COM | 29K | SH | $1.9K 1.32% | 29K | 0.00 | 0.00 |
UBS GROUP N ORDSOLE | COM | 125K | SH | $1.8K 1.26% | 125K | 0.00 | 0.00 |
FIRST HORIZON ORDDFND | COM | 77.62K | SH | $1.8K 1.23% | 77.62K | 0.00 | 0.00 |
ANHEUSER BUSCH ADR REP 1 ORDSOLE | SPONSORED ADR | 39K | SH | $1.8K 1.22% | 39K | 0.00 | 0.00 |
NIO ADS REP 1 CL A ORDSOLE | COM | 105.39K | SH | $1.7K 1.15% | 105.39K | 0.00 | 0.00 |
BIOHAVEN PHARMACEUTICAL HOLDING ORDSOLE | COM | 263.57K | SH | $1.7K 1.15% | 263.57K | 0.00 | 0.00 |
BP ADR EACH REPSTNG SIX ORDSOLE | SPONSORED ADR | 56.99K | SH | $1.6K 1.13% | 56.99K | 0.00 | 0.00 |
TWITTER ORDDFND | COM | 36.59K | SH | $1.6K 1.11% | 36.59K | 0.00 | 0.00 |
BRITISH AMERICAN TOBACCO ADR REP ORDSOLE | SPONSORED ADR | 45K | SH | $1.6K 1.11% | 45K | 0.00 | 0.00 |
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